AP WEALTH MANAGEMENT
AP WEALTH MANAGEMENT, LLC Legal Name
Adviser information for AP WEALTH MANAGEMENT last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 801 | $230.1M |
| Non-Discretionary | 18 | $6.8M |
| Total | 819 | $236.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 180 | $52.0M |
| HNW Individuals | 76 | $166.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $1.8M |
| Charitable organizations | 8 | $10.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107514 |
|---|---|
| SEC ERA File Number | 801-107514 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156417 |
| Legal Entity Identifier | None |
Principal Office
1100 FRAZIER DRIVEAUGUSTA
GA
United States
Monday - Friday, 9AM - 5PM
Tel: 706-364-4281, Fax: None
Chief Compliance Officer
WILLIAM PATRICK FAIR
CHIEF COMPLIANCE OFFICER
1100 FRAZIER DRIVE
AUGUSTA
GA
United States
Tel:
7063644281
P****@***********M
(Full email address available in API data)
Regulatory Contact
EUGENE MCMANUS
MANAGING MEMBER
1100 FRAZIER DRIVE
AUGUSTA
GA
United States
Tel:
7063644281
G*******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCMANUS, EUGENE, FRANCIS | Individual | – | MEMBER | 01/2011 | 25-50% |
| FAIR, WILLIAM, PATRICK | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 01/2011 | 25-50% |
| O'GORMAN, THOMAS, M | Individual | – | MANAGING MEMBER | 01/2024 | 25-50% |
| QUAMME, CLAYTON, ROLF | Individual | – | MEMBER | 07/2021 | 25-50% |