TRADEWAY
DESIGNER TECHNOLOGIES, INC. Legal Name
Adviser information for TRADEWAY last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 43 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 18 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 627 | $77.7M |
| Non-Discretionary | 0 | $0 |
| Total | 627 | $77.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 624 | $73.4M |
| HNW Individuals | <5 | $4.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 34,000 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 34600 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-107518 |
|---|---|
| SEC ERA File Number | 801-107518 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281879 |
| Legal Entity Identifier | None |
Principal Office
158 PRIVATE ROAD 5489MEXIA
TX
United States
MONDAY-THURSDAY, 8:30AM- 4:30PM CENTRAL
Tel: 877-777-0703, Fax: None
Websites
Chief Compliance Officer
MARION KEYES
CHIEF COUNSEL
148 PRIVATE ROAD5489
MEXIA
TX
United States
Tel:
8777770703
M*****@***********M
(Full email address available in API data)
Regulatory Contact
KATHRYN HUBER
CHIEF OPERATING OFFICER
158 PRIVATE ROAD 5489
MEXIA
TX
United States
Tel:
8777770703
Fax:
9033450221
K*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Mitchell, David, Parker | Individual | – | CEO | 07/1999 | 50-75% |
| Mitchell, Charlotte, Kay | Individual | – | VP | 07/1999 | 50-75% |
| Kathryn, Huber, Virginia | Individual | – | CHIEF OPERATIONS OFFICER | 07/2006 | < 5% |
| Huber, David, Vincent | Individual | – | EXECUTIVE VICE PRESIDENT | 07/2005 | < 5% |
| Blood, Diana | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| Mitchell, David, Parker | Individual | – | CHIEF FINANCIAL OFFICER | 01/2008 | 50-75% |
| Mitchell, David, Parker | Individual | – | CHIEF FINANCIAL OFFICER | 01/2008 | 50-75% |