Hedge Fund Database

VALLEY FORGE INVESTMENT CONSULTANTS, INC.

Adviser information for VALLEY FORGE INVESTMENT CONSULTANTS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 6
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 823 $636.6M
Non-Discretionary 283 $1.9B
Total 1,106 $2.5B

Clients

Type Number RAUM
Individuals 189 $63.6M
HNW Individuals 166 $713.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 141 $1.7B
Charitable organizations 11 $23.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $20.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-107519
SEC ERA File Number 801-107519
SEC CIK Numbers 920655
SEC CRD Numbers 123898
Legal Entity Identifier None

Principal Office

2500 MONROE BLVD.
SUITE 100
AUDUBON
PA
United States
Monday - Friday, 9:00-5:00 ET
Tel: 610-783-6650, Fax: None

Websites

www.vffg.com www.linkedin.com/company/valley-forge-financial-group/

Chief Compliance Officer

PATRICK LANNON
VICE PRESIDENT OF OPERATIONS
2500 MONROE BLVD.
SUITE 100
AUDUBON
PA
United States
Tel: 484-679-4041
(Full email address available in API data)

Regulatory Contact

STEPHEN T. MUMFORD, JR.
PRESIDENT
2500 MONROE BLVD.
SUITE 100
AUDUBON
PA
United States
Tel: 484-679-4060
(Full email address available in API data)

Industry Affiliates

VALLEY FORGE FINANCIAL GROUP, INC. Insurance company or agency
VALLEY FORGE PENSION MANAGEMENT, INC. Pension consultant
VFF IV LLC Sponsor, GP, manager of pooled investment vehicles
VFF IX, LLC Sponsor, GP, manager of pooled investment vehicles
VFF VIII, LLC Sponsor, GP, manager of pooled investment vehicles
VFF X, LLC Sponsor, GP, manager of pooled investment vehicles
VFF XI, LLC Sponsor, GP, manager of pooled investment vehicles
VFF XII, LLC Sponsor, GP, manager of pooled investment vehicles
VFF XIII, LLC Sponsor, GP, manager of pooled investment vehicles
VFF XIV, LLC Sponsor, GP, manager of pooled investment vehicles
VFPE ADVISORS LLC Other investment adviser, including financial planners
VFRE II, LLC Sponsor, GP, manager of pooled investment vehicles
VFRE III LLC Sponsor, GP, manager of pooled investment vehicles
VFRE IV, LLC Sponsor, GP, manager of pooled investment vehicles
VFRE, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAHER, MICHAEL, JOSEPH Individual – CHAIRMAN/CEO 01/1989 50-75%
MUMFORD, STEPHEN, THOMAS Individual – PRESIDENT 01/2021 < 5%
MAHER, SEAN Individual – VICE CHAIRMAN 12/2018 50-75%
MALLICK, MICHAEL, GREGORY Individual – SECRETARY 12/2018 < 5%
HANNA, TRINA, BIANCA MENTA Individual – TREASURER 12/2018 < 5%
LANNON, PATRICK, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 03/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202514 on 12/5/201914 on 1/15/202014 on 3/28/202014 on 6/2/202014 on 3/25/202114 on 3/22/202214 on 3/31/202214 on 11/16/202215 on 3/29/202315 on 7/6/202315 on 3/27/2024

RAUM, Historic

3B2B020192020202120222023202420251269545603 on 12/5/20191269545603 on 1/15/20201619251588 on 3/28/20201619251588 on 6/2/20202149361946 on 3/25/20212574655348 on 3/22/20222574655348 on 3/31/20222574655348 on 11/16/20222230939146 on 3/29/20232230939146 on 7/6/20232543808223 on 3/27/2024

No. Clients, Historic

60030002019202020212022202320242025440 on 12/5/2019440 on 1/15/2020580 on 3/28/2020580 on 6/2/2020509 on 3/25/2021507 on 3/22/2022507 on 3/31/2022507 on 11/16/2022512 on 3/29/2023512 on 7/6/2023514 on 3/27/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 234K 2K –
ADVANCED MICRO DEVICES INC COM 211K 1K –
ALPHABET INC CAP STK CL C 763K 4K –
ALPHABET INC CAP STK CL A 1M 6K –
AMAZON COM INC COM 577K 3K –
APPLE INC COM 2M 9K –
BERKSHIRE HATHAWAY INC DEL CL A 3M 5 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 391K 961 –
CHEVRON CORP NEW COM 28K 180 –
CITIGROUP INC COM NEW 15K 232 –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 2M 69K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 1M 40K –
DULUTH HLDGS INC COM CL B 52K 14K –
META PLATFORMS INC CL A 252K 500 –
FEDEX CORP COM 15K 50 –
GENERAL MTRS CO COM 22K 465 –
HERSHEY CO COM 708K 4K –
INVESCO QQQ TR UNIT SER 1 277K 578 –
ISHARES TR CORE S&P500 ETF 94M 171K –
ISHARES TR CORE US AGGBD ET 774K 8K –
ISHARES TR RUS MID CAP ETF 502K 6K –
ISHARES TR CORE S&P MCP ETF 18M 299K –
ISHARES TR RUS 1000 GRW ETF 4M 12K –
ISHARES TR RUS 1000 ETF 268K 900 –
ISHARES TR RUS 2000 VAL ETF 336K 2K –
ISHARES TR RUSSELL 2000 ETF 287K 1K –
ISHARES TR CORE S&P US VLU 2M 25K –
ISHARES TR CORE S&P US GWT 2M 12K –
ISHARES TR S&P MC 400VL ETF 617K 5K –
ISHARES TR CORE S&P SCP ETF 17M 159K –
ISHARES TR SP SMCP600VL ETF 668K 7K –
ISHARES TR MSCI EAFE MIN VL 913K 13K –
ISHARES TR MSCI USA MIN VOL 643K 8K –
ISHARES TR CORE MSCI EAFE 31M 425K –
ISHARES TR CORE 1 5 YR USD 235K 5K –
ISHARES INC CORE MSCI EMKT 508K 9K –
ISHARES TR IBONDS DEC25 ETF 360K 14K –
ISHARES TR IBONDS DEC24 ETF 361K 14K –
ISHARES TR IBONDS DEC2026 359K 15K –
ISHARES TR IBDS DEC28 ETF 359K 15K –
ISHARES TR IBONDS 27 ETF 359K 15K –
JPMORGAN CHASE & CO. COM 114K 563 –
JOHNSON & JOHNSON COM 84K 576 –
LIGHTWAVE LOGIC INC COM 120K 40K –
LOCKHEED MARTIN CORP COM 283K 606 –
MAGNA INTL INC COM 6K 155 –
MICROSOFT CORP COM 595K 1K –
NVIDIA CORPORATION COM 615K 5K –
PAYCHEX INC COM 541K 5K –
PFIZER INC COM 169K 6K –
PIMCO ETF TR ACTIVE BD ETF 370K 4K –
QUALCOMM INC COM 261K 1K –
SPDR S&P 500 ETF TR TR UNIT 350K 643 –
SPDR SER TR S&P 600 SMCP GRW 363K 4K –
SPDR SER TR S&P 400 MDCP GRW 507K 6K –
SCHWAB STRATEGIC TR US BRD MKT ETF 8M 133K –
SCHWAB STRATEGIC TR US LRG CAP ETF 22M 335K –
SCHWAB STRATEGIC TR US LCAP GR ETF 2M 17K –
SCHWAB STRATEGIC TR US LCAP VA ETF 2M 32K –
SCHWAB STRATEGIC TR US MID-CAP ETF 7M 88K –
SCHWAB STRATEGIC TR US SML CAP ETF 7M 139K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 528K 20K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 5M 66K –
SCHWAB STRATEGIC TR INTL EQTY ETF 5M 134K –
SCHWAB STRATEGIC TR US AGGREGATE B 2M 42K –
SCHWAB STRATEGIC TR SHT TM US TRES 898K 19K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 10K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 500K 10K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 535K 5K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 285K 3K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 418K 10K –
VANGUARD MUN BD FDS TAX EXEMPT BD 425K 8K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 3K –
VANGUARD INDEX FDS MCAP GR IDXVIP 216K 942 –
VANGUARD INDEX FDS SML CP GRW ETF 421K 2K –
VANGUARD INDEX FDS MID CAP ETF 640K 3K –
VANGUARD INDEX FDS LARGE CAP ETF 881K 4K –
VANGUARD INDEX FDS GROWTH ETF 487K 1K –
VANGUARD INDEX FDS VALUE ETF 2M 10K –
VANGUARD INDEX FDS SMALL CP ETF 809K 4K –
VODAFONE GROUP PLC NEW SPONSORED ADR 3K 374 –
LIBERTY GLOBAL LTD COM CL C 11K 643 –
CHUBB LIMITED COM 510K 2K –