GARNER ASSET MANAGEMENT CORPORATION

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	497	$363.1M
Non-Discretionary	1	$1.1M
Total	498	$364.2M

Clients

Type	Number	RAUM
Individuals	20	$4.9M
HNW Individuals	87	$285.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$73.7M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-107524
SEC ERA File Number	801-107524
SEC CIK Numbers	1714093
SEC CRD Numbers	115350
Legal Entity Identifier	None

Principal Office

5904 WOODWIND DR
PLANO
TX
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic