PT CAPITAL ADVISORS, LLC
Adviser information for PT CAPITAL ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alaska, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $118.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $118.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $118.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 53 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107539 |
|---|---|
| SEC ERA File Number | 801-107539 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168601 |
| Legal Entity Identifier | None |
Principal Office
188 W. NORTHERN LIGHTS BLVD.SUITE 920
ANCHORAGE
AK
United States
Monday - Friday, 8AM TO 5 PM
Tel: 907-433-6600, Fax: 907-433-6650
Chief Compliance Officer
MICHAEL MOORE
CFO
188 W. NORTHERN LIGHTS BLVD.
SUITE 920
ANCHORAGE
AK
United States
Tel:
907-433-6611
Fax:
907-433-6650
M*****@************M
(Full email address available in API data)
Industry Affiliates
| PT ARCTIC FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PT ARCTIC FUND I, LP | Private Equity Fund | $100.8M | $10.0M | 1 |
| PT ARCTIC TOURISM FUND II LP | Private Equity Fund | $16.7M | $5.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PT CAPITAL, LLC | Domestic Entity | – | SOLE MEMBER | 08/2013 | > 75% |
| PT HOLDING COMPANY, LLC | Domestic Entity | PT CAPITAL, LLC | SOLE MEMBER | 12/2012 | > 75% |
| SHORT, HUGH, SHERMAN | Individual | – | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | 08/2013 | < 5% |
| SHORT, HUGH, SHERMAN | Individual | PT HOLDING COMPANY, LLC | CHAIRMAN OF THE BOARD | 03/2013 | 25-50% |
| Moore, Michael | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 05/2017 | < 5% |