RETIREMENT PLAN FIDUCIARIES, LLC
Adviser information for RETIREMENT PLAN FIDUCIARIES, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 49 | $160.9M |
| Non-Discretionary | 0 | $0 |
| Total | 49 | $160.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $3.9M |
| HNW Individuals | 16 | $21.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $135.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107541 |
|---|---|
| SEC ERA File Number | 801-107541 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161137 |
| Legal Entity Identifier | None |
Principal Office
10510 LORING DRIVEAUSTIN
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 512-394-6596, Fax: 512-562-2447
Websites
Chief Compliance Officer
THOMAS CARTER
MANAGING MEMBER
10510 LORING DR
AUSTIN
TX
United States
Tel:
5123946596
Fax:
5125622447
T**@********M
(Full email address available in API data)
Regulatory Contact
ROBYN TURNER
10510 LORING DRIVE
AUSTIN
TX
United States
Tel:
512-640-3555
Fax:
512-562-2447
R****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARTER, THOMAS, CARSON | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2012 | 50-75% |
| WHITE, PHILIP, ANDERSON | Individual | – | MEMBER | 01/2015 | 50-75% |