YIELDSTREET

YIELDSTREET MANAGEMENT, LLC Legal Name

Adviser information for YIELDSTREET last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	143
Investment Advisory/Research	106
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	10
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	204	$1.2B
Non-Discretionary	0	$0
Total	204	$1.2B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	1	$154.7M
Business development companies	0	$0
Pooled investment vehicles	157	$1.1B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	617
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for investment companiesPortfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-107574
SEC ERA File Number	801-107574
SEC CIK Numbers	None
SEC CRD Numbers	282487
Legal Entity Identifier	None

Principal Office

300 PARK AVENUE
15TH FLOOR
NEW YORK
NY
United States

Monday - Friday, 9-6

Tel: 844-943-5378, Fax: None

Websites

www.tiktok.com/@yieldstreet www.yieldstreet.com yieldstreet.medium.com/ www.facebook.com/yieldstreet twitter.com/yieldstreet instagram.com/yieldstreet www.linkedin.com/company/yieldstreet-inc.

Chief Compliance Officer

YVONNE I. PYTLIK

CHIEF COMPLIANCE OFFICER

3 CANAL PLAZA

SUITE 100

PORTLAND

United States

Tel: 7818358360

Y************@************M

(Full email address available in API data)

Regulatory Contact

IVOR WOLK

300 PARK AVENUE

15TH FLOOR

United States

Tel: (646) 201-5390

I****@**************M

(Full email address available in API data)

Industry Affiliates

CCV LLC	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
REALCADRE LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
SOLI DIVERCLP I LLC	LEGAL FINANCE FUND	$1.6M	$0.0M	96
YS AVN QPF I LLC	Private Equity Fund	$9.4M	$0.0M	206
YS BP CML I LLC	Private Equity Fund	$1.8M	$0.0M	91
YS BP CML III LLC	Private Equity Fund	$4.9M	$0.1M	102
YS BP CML IV LLC	Private Equity Fund	$5.3M	$0.0M	40
YS BP CML V LLC	Private Equity Fund	$3.1M	$0.0M	102
YS BP CNS III LLC	Private Equity Fund	$0.0M	$0.0M	49
YS BWA LF IV LLC	LEGAL FINANCE FUND	$1.9M	$0.0M	33
YS BWA LF VII LLC	Private Equity Fund	$21.7M	$0.0M	78
YS CC LF I LLC	Private Equity Fund	$9.4M	$0.0M	213
YS CF LAWFF VII LLC	LEGAL FINANCE FUND	$5.1M	$0.1M	96
YS CLO LLC	CLO FUND	$10.8M	$0.0M	263
YS CRE TPQPF I LLC	Real Estate Fund	$14.2M	$0.0M	351
YS CRE TPQPF II LLC	Real Estate Fund	$18.9M	$0.0M	12
YS CRPT TPQF I LLC	Private Equity Fund	$8.9M	$0.0M	900
YS CRPT TPQF III LLC	Private Equity Fund	$2.3M	$0.0M	45
YS DISLO TPQF II LLC	Private Equity Fund	$13.5M	$0.0M	294
YS DISLO TPQPF I LLC	Private Equity Fund	$19.4M	$0.0M	455
YS EVER PBC I LLC	Private Equity Fund	$3.8M	$0.0M	139
YS FW LF II LLC	APPRAISAL LITIGATION	$0.4M	$0.1M	64
YS GP TPQF I LLC	Real Estate Fund	$42.2M	$0.0M	822
YS GP TPQF II LLC	Real Estate Fund	$5.1M	$0.0M	110
YS HGI REQ I LLC	Real Estate Fund	$1.9M	$0.0M	81
YS HGI REQ II LLC	Real Estate Fund	$4.3M	$0.0M	63
YS HGI REQ III LLC	Real Estate Fund	$4.6M	$0.1M	27
YS LF CLF I LLC	Private Equity Fund	$7.3M	$0.1M	96
YS LF CLF II LLC	Private Equity Fund	$10.5M	$0.1M	130
YS LF CLF III LLC	Private Equity Fund	$4.0M	$0.1M	41
YS LF PV I LLC	Private Equity Fund	$6.3M	$0.0M	67
YS LF QPF I LLC	Private Equity Fund	$21.6M	$0.0M	350
YS LF QPF II LLC	Private Equity Fund	$8.1M	$0.0M	536
YS LF QPF III LLC	Private Equity Fund	$7.9M	$0.0M	169
YS LF TPQF I LLC	Private Equity Fund	$5.8M	$0.0M	29
YS OP TPQF II LLC	Private Equity Fund	$15.0M	$0.0M	402
YS PBC QPF I LLC	Private Equity Fund	$3.9M	$0.0M	600
YS PBC QPF II LLC	Private Equity Fund	$15.7M	$0.0M	389
YS PE DIRECT TPQF I LLC	Private Equity Fund	$6.5M	$0.0M	171
YS REL IX LLC	Real Estate Fund	$0.0M	$0.0M	1
YS REL VI LLC	Real Estate Fund	$8.6M	$0.0M	91
YS REL VIII LLC	Real Estate Fund	$8.7M	$0.1M	87
YS S3 REL I LLC	Real Estate Fund	$0.0M	$0.0M	81
YS SME TPQF I LLC	Private Equity Fund	$4.7M	$0.0M	26
YS SN CNSR I LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	54
YS SN CNSR II LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	60
YS SN CNSR III LLC	STRUCTURED NOTES FUND	$1.0M	$0.0M	66
YS SN CNSR IV LLC	STRUCTURED NOTES FUND	$1.1M	$0.0M	68
YS SN DIV I LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	92
YS SN DIV II LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	82
YS SN DIV III LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	76
YS SN DIV IV LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	70
YS SN DIV IX LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	75
YS SN DIV V LLC	STRUCTURED NOTES FUND	$0.7M	$0.0M	95
YS SN DIV VI LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	64
YS SN DIV VII LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	61
YS SN DIV VIII LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	64
YS SN DIV X LLC	STRUCTURED NOTES FUND	$0.2M	$0.0M	71
YS SN DIV XI LLC	STRUCTURED NOTES FUND	$0.7M	$0.0M	55
YS SN DIV XII LLC	STRUCTURED NOTES FUND	$0.5M	$0.0M	69
YS SN DIV XIII LLC	STRUCTURED NOTES FUND	$0.4M	$0.0M	71
YS SN DIV XIV LLC	STRUCTURED NOTES FUND	$1.0M	$0.0M	62
YS SN ESG I LLC	STRUCTURED NOTES FUND	$0.4M	$0.0M	45
YS SN FIN I LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	59
YS SN FIN II LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	69
YS SN FIN III LLC	STRUCTURED NOTES FUND	$0.8M	$0.0M	77
YS SN FIN IV LLC	STRUCTURED NOTES FUND	$1.8M	$0.0M	85
YS SN FIN V LLC	STRUCTURED NOTES FUND	$0.6M	$0.0M	81
YS SN HC I LLC	STRUCTURED NOTES FUND	$0.8M	$0.0M	76
YS SN MED I LLC	STRUCTURED NOTES FUND	$0.9M	$0.0M	76
YS SN NRG II LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	82
YS SN NRG III LLC	STRUCTURED NOTES FUND	$0.5M	$0.0M	50
YS SN NRG IV LLC	STRUCTURED NOTES FUND	$0.6M	$0.0M	68
YS SN SMC I LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	91
YS SN TECH I LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	91
YS SN TECH II LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	86
YS SN TECH III LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	69
YS SN TECH IV LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	80
YS SN TECH IX LLC	STRUCTURED NOTES FUND	$0.5M	$0.0M	62
YS SN TECH V LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	71
YS SN TECH VI LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	85
YS SN TECH VII LLC	STRUCTURED NOTES FUND	$0.9M	$0.0M	59
YS SN TECH VIII LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	78
YS SOLI TFF LLC	LEGAL FINANCE FUND	$0.3M	$0.0M	62
YS ST NOTES LLC	SHORT TERM NOTES FUND	$180.8M	$0.0M	5683
YS ST STRUCTURED NOTES LLC	STRUCTURED NOTES FUND	$108.8M	$0.0M	4212
YS STSNG DIV I LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	67
YS STSNG DIV II LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	68
YS STSNG DIV III LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	74
YS STSNG DIV IV LLC	STRUCTURED NOTES FUND	$1.5M	$0.0M	73
YS STSNG IDX I LLC	STRUCTURED NOTES FUND	$1.6M	$0.0M	71
YS TBG MULTIREP V LLC	Real Estate Fund	$1.2M	$0.0M	91
YS VC GC I LLC	Private Equity Fund	$2.5M	$0.0M	8
YS VC GC II LLC	Private Equity Fund	$7.0M	$0.0M	89
YS VC TPQF I LLC	Private Equity Fund	$20.8M	$0.0M	530
YS VC TPQF II LLC	Private Equity Fund	$6.4M	$0.0M	169
YS VC WONDER LLC	Private Equity Fund	$5.0M	$0.0M	193
YS�SN�NRG�I LLC	STRUCTURED NOTES FUND	$0.0M	$0.0M	95

Control Persons

Name	Type	Entity	Title	Since	Ownership
YIELDSTREET INC.	Domestic Entity	–	SOLE MEMBER	03/2015	> 75%
WEISZ, MICHAEL, JAY	Individual	–	CHIEF EXECUTIVE OFFICER	07/2023	< 5%
PYTLIK, YVONNE, I	Individual	–	CHIEF COMPLIANCE OFFICER	08/2023	< 5%

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