FIRESIDE CAPITAL ADVISORS INC.
Adviser information for FIRESIDE CAPITAL ADVISORS INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 262 | $164.9M |
| Non-Discretionary | 111 | $97.5M |
| Total | 373 | $262.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 99 | $26.4M |
| HNW Individuals | 44 | $149.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $86.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-107581 |
|---|---|
| SEC ERA File Number | 801-107581 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175021 |
| Legal Entity Identifier | None |
Principal Office
14785 PRESTON ROADSUITE 590
DALLAS
TX
United States
Monday - Friday, 9 - 5 PM
Tel: 469-357-6370, Fax: None
Websites
Chief Compliance Officer
J. STEPHEN PENNER
PRESIDENT
14785 PRESTON ROAD
SUITE 590
DALLAS
TX
United States
Tel:
469-357-6370
S******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PENNER, JOSEPH, STEPHEN | Individual | – | PRESIDENT AND CCO | 02/2015 | > 75% |
| DWIGHT, TIMOTHY, LAWRENCE | Individual | – | INVESTMENT ADVISOR REPRESENTATIVE | 12/2021 | 10-25% |