K1 INVESTMENT MANAGEMENT LLC
Adviser information for K1 INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 80 |
|---|---|
| Investment Advisory/Research | 66 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $15.0B |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $15.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $15.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107640 |
|---|---|
| SEC ERA File Number | 801-107640 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161953 |
| Legal Entity Identifier | None |
Principal Office
875 MANHATTAN BEACH BLVDMANHATTAN BEACH
CA
United States
Monday - Friday, 8:00 AM- 6:00 PM
Tel: 800 310 2870, Fax: 800 310 2870
Websites
Chief Compliance Officer
JEAN KISAKA
CHIEF COMPLIANCE OFFICER
875 MANHATTAN BEACH BLVD
MANHATTAN BEACH
CA
United States
Tel:
800 310 2870
Fax:
800 310 2870
J******@*****M
(Full email address available in API data)
Regulatory Contact
RAJIV NEIL MALIK
CEO & MANAGING PARTNER
875 MANHATTAN BEACH BLVD
MANHATTAN BEACH
CA
United States
Tel:
800 310 2870
Fax:
800 310 2870
N***@*****M
(Full email address available in API data)
Industry Affiliates
| GASHERBRUM GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GASHERBRUM II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| K1 CAPITAL ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| K1 SPECIAL OPPORTUNITIES FUND GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| K2 CAPITAL ADVISORS, LP | Sponsor, GP, manager of pooled investment vehicles |
| K3 CAPITAL ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| K4 CAPITAL ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| K5 CAPITAL ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| K6 CAPITAL ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| KARAKORAM FUND C II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KARAKORAM GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROAD PEAK AGGREGATOR, L.P. | Private Equity Fund | $0.0M | $2.0M | 4 |
| E-DISCOVERY COINVEST AGGREGATOR, L.P. | Private Equity Fund | $153.5M | $0.0M | 13 |
| EMPLOY SPV, LLC | Private Equity Fund | $14.9M | $6.0M | 2 |
| GASHERBRUM FUND I, L.P. | Private Equity Fund | $981.0M | $3.0M | 13 |
| GASHERBRUM FUND II, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| K1 PRIVATE INVESTORS (A), L.P. | Venture Capital Fund | $9.7M | $0.3M | 38 |
| K1 PRIVATE INVESTORS, L.P. | Venture Capital Fund | $202.6M | $1.0M | 106 |
| K1 SPECIAL OPPORTUNITIES FUND, L.P. | Private Equity Fund | $409.9M | $0.3M | 59 |
| K2 PRIVATE INVESTORS, L.P. | Venture Capital Fund | $981.9M | $5.0M | 88 |
| K3 PRIVATE INVESTORS, L.P. | Private Equity Fund | $1,887.3M | $5.0M | 116 |
| K4 PRIVATE INVESTORS, L.P. | Private Equity Fund | $3,834.5M | $5.0M | 194 |
| K5 PRIVATE INVESTORS, L.P. | Private Equity Fund | $5,538.3M | $5.0M | 382 |
| K6 PRIVATE INVESTORS, LP | Private Equity Fund | $948.6M | $5.0M | 104 |
| KARAKORAM FUND C II, L.P. | Private Equity Fund | $0.0M | $5.0M | 2 |
| KARAKORAM FUND C, L.P. | Private Equity Fund | $239.3M | $5.0M | 2 |
| KARAKORAM FUND I, L.P. | Private Equity Fund | $440.9M | $5.0M | 49 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MDK LIMITED PARTNERS | Domestic Entity | – | SOLE MEMBER | 12/2012 | > 75% |
| MALIK, NEIL, RAJIV | Individual | MDK LIMITED PARTNERS | GENERAL PARTNER | 12/2012 | |
| MALIK, KATE, GILLEN | Individual | MDK LIMITED PARTNERS | GENERAL PARTNER | 12/2012 | |
| MALIK, NEIL, RAJIV | Individual | – | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | 11/2010 | < 5% |
| KISAKA, JEAN, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER AND SENIOR ASSOCIATE | 03/2024 | < 5% |