MILESTONE FINANCIAL PLANNING, LLC
Adviser information for MILESTONE FINANCIAL PLANNING, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 929 | $423.9M |
| Non-Discretionary | 0 | $0 |
| Total | 929 | $423.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 75 | $42.1M |
| HNW Individuals | 151 | $379.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1,167 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-107645 |
|---|---|
| SEC ERA File Number | 801-107645 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283439 |
| Legal Entity Identifier | None |
Principal Office
3 EXECUTIVE PARK DRIVESUITE 200
BEDFORD
NH
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 603-589-8010, Fax: 603-696-3705
Chief Compliance Officer
JENNIFER L. CLIMO
MANAGER, CHIEF EXECUTIVE OFFICER AND FINANCIAL ADVISOR
3 EXECUTIVE PARK DRIVE
SUITE 200
BEDFORD
NH
United States
Tel:
603-589-8010
Fax:
603 696 3705
J**@*****************************M
(Full email address available in API data)
Industry Affiliates
| JENNIFER L CLIMO CPA PC | Accountant or accounting firm |
| KATHRYN K. LUND, CPA PC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLIMO, JENNIFER, LISE | Individual | – | MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 02/2016 | 25-50% |
| Harrington, Jonathan, Christian | Individual | – | MANAGER | 01/2021 | 25-50% |
| LUND-WILDE, KATHRYN, KAREN | Individual | – | MANAGER | 12/2021 | 10-25% |