PALISADES MANAGEMENT, LLC
Adviser information for PALISADES MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $147.5M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $147.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $147.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesOTHER FEES; TRANSACTION RELATED |
Identifiers
| SEC RIA File Number | 801-107647 |
|---|---|
| SEC ERA File Number | 801-107647 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283376 |
| Legal Entity Identifier | None |
Principal Office
11726 SAN VINCENTE BLVD.SUITE 450
LOS ANGELES
CA
United States
Monday - Friday, 9:00 AM -5:00PM
Tel: 310-571-6214, Fax: 310-207-9180
Websites
Chief Compliance Officer
ANDERS RICHARDSON
MANAGING PARTNER
11726 SAN VINCENTE BLVD.
SUITE 450
LOS ANGELES
CA
United States
Tel:
310-571-6214
Fax:
310-207-9180
A*****@******************M
(Full email address available in API data)
Regulatory Contact
HENRY D. KAHN
HOGAN LOVELLS US, LLP
555 THIRTEENTH ST. NW
WASHINGTON
DC
United States
Tel:
202-637-3616
Fax:
202-637-5910
H*********@***************M
(Full email address available in API data)
Industry Affiliates
| PALISADES GROWTH CAPITAL III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PALISADES GROWTH CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PALISADES VENTURES PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PALISADES GROWTH CAPITAL II, L.P. | Private Equity Fund | $91.1M | $0.1M | 57 |
| PALISADES GROWTH CAPITAL III, LP | Private Equity Fund | $0.1M | $0.3M | 12 |
| PALISADES NON-QUALIFIED INVESTORS, L.P. | Venture Capital Fund | $0.3M | $0.1M | 3 |
| PALISADES QUALIFIED INVESTORS, L.P. | Venture Capital Fund | $10.4M | $0.9M | 5 |
| PALISADES VENTURES, L.P. | Venture Capital Fund | $38.6M | $0.0M | 53 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VANDELAY INDUSTRIES LLC | Domestic Entity | – | OWNER | 09/2001 | 25-50% |
| RICHARDSON, ANDERS, NYGAARD | Individual | – | MANAGING PARTNER-CHIEF COMPLIANCE OFFICER | 08/2015 | < 5% |
| DADDARIO, PAUL, NICHOLAS | Individual | – | MANAGING PARTNER | 09/2001 | < 5% |
| KEVORKA LLC | Domestic Entity | – | OWNER | 08/2015 | 50-75% |
| RICHARDSON, ANDERS, NYGAARD | Individual | KEVORKA LLC | SOLE MEMBER | 08/2015 | > 75% |
| DADDARIO, PAUL, NICHOLAS | Individual | VANDELAY INDUSTRIES LLC | SOLE MEMBER | 09/2001 | > 75% |