Hedge Fund Database

SPINNAKER INVESTMENT GROUP, LLC

Adviser information for SPINNAKER INVESTMENT GROUP, LLC last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,169 $644.1M
Non-Discretionary 27 $32.7M
Total 2,196 $676.8M

Clients

Type Number RAUM
Individuals 734 $159.6M
HNW Individuals 197 $429.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $23.1M
Charitable organizations 5 $4.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $27.4M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 27 $32.7M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-107671
SEC ERA File Number 801-107671
SEC CIK Numbers 1911067
SEC CRD Numbers 283414
Legal Entity Identifier None

Principal Office

4100 MACARTHUR BLVD.
SUITE 120
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (949) 396-6700, Fax: None

Websites

www.facebook.com/spinnaker-investment-group-638479369635630/ www.spinninvest.com www.instagram.com/spinninvest/ www.linkedin.com/company/12054771/ twitter.com/spinninvest www.youtube.com/channel/ucy37dmyhprdxudbqshshelq

Chief Compliance Officer

MORGAN R. CHRISTEN
MANAGING MEMBER
4100 MACARTHUR BLVD.
SUITE 120
NEWPORT BEACH
CA
United States
Tel: (949) 396-6700
(Full email address available in API data)

Industry Affiliates

SPINN INSURANCE SERVICES, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CHRISTEN, MORGAN, ROBERT Individual – CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 05/2016 < 5%
STAPLETON, JOSEPH, MUIR Individual – MANAGING MEMBER 05/2016 < 5%
KRONGOLD, ANDREW, LAWRENCE Individual – MEMBER, CFO 10/2019 < 5%
MORGAN AND TRICIA CHRISTEN REVOCABLE FAMILY TRUST Domestic Entity – TRUSTEE 04/2013 25-50%
THE JOSEPH M STAPLETON TRUST Domestic Entity – TRUSTEE 10/2016 25-50%
KRONGOLD TRUST Domestic Entity – TRUSTEE 05/2018 25-50%
KRONGOLD, ANDREW, LAWRENCE Individual KRONGOLD TRUST TRUSTEE 05/2018 50-75%
CHRISTEN, MORGAN, ROBERT Individual MORGAN AND TRICIA CHRISTEN REVOCABLE FAMILY TRUST TRUSTEE 04/2013 50-75%
STAPLETON, JOSEPH, MUIR Individual THE JOSEPH M STAPLETON TRUST TRUSTEE 10/2016 > 75%
CHRISTEN, TRICIA Individual MORGAN AND TRICIA CHRISTEN REVOCABLE FAMILY TRUST TRUSTEE 04/2013 50-75%
KRONGOLD, BRITTNEY Individual KRONGOLD TRUST TRUSTEE 05/2018 50-75%

No. Employees, Historic

105020192020202120222023202420257 on 5/2/20197 on 3/13/20207 on 6/26/20209 on 3/5/20219 on 4/16/202110 on 3/24/202210 on 4/6/202210 on 7/22/202210 on 11/2/202210 on 2/2/202310 on 2/3/202310 on 1/30/2024

RAUM, Historic

700M350M02019202020212022202320242025292011791 on 5/2/2019351135771 on 3/13/2020351135771 on 6/26/2020420117791 on 3/5/2021420117791 on 4/16/2021516747328 on 3/24/2022516747328 on 4/6/2022516747328 on 7/22/2022516747328 on 11/2/2022514557166 on 2/2/2023514557166 on 2/3/2023676776889 on 1/30/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025569 on 5/2/2019690 on 3/13/2020690 on 6/26/20201479 on 3/5/20211479 on 4/16/2021797 on 3/24/2022797 on 4/6/2022797 on 7/22/2022797 on 11/2/2022936 on 2/2/2023936 on 2/3/2023973 on 1/30/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 611K 4K –
ACCENTURE PLC IRELAND SHS CLASS A 701K 2K –
ALPHABET INC CAP STK CL A 733K 4K –
ALPHABET INC CAP STK CL C 437K 2K –
AMAZON COM INC COM 1M 7K –
AMGEN INC COM 803K 3K –
APPLE INC COM 10M 47K –
APPLIED MATLS INC COM 558K 2K –
ASTRAZENECA PLC SPONSORED ADR 435K 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BLACKSTONE INC COM 501K 4K –
BROADCOM INC COM 3M 2K –
CHEVRON CORP NEW COM 340K 2K –
CISCO SYS INC COM 278K 6K –
COCA COLA CO COM 638K 10K –
CONSTELLATION BRANDS INC CL A 411K 2K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 20M 477K –
DIMENSIONAL ETF TRUST INFLATION PROTE 2M 61K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 37M 1M –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 704K 15K –
DIMENSIONAL ETF TRUST SHORT DURATION F 618K 13K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 9M 158K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 72M 2M –
DIMENSIONAL ETF TRUST WORLD EX US CORE 1M 42K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 845K 14K –
DISNEY WALT CO COM 317K 3K –
DUKE ENERGY CORP NEW COM NEW 289K 3K –
EXXON MOBIL CORP COM 320K 3K –
HOME DEPOT INC COM 639K 2K –
INTUITIVE SURGICAL INC COM NEW 285K 640 –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 215K 3K –
ISHARES TR NATIONAL MUN ETF 2M 22K –
ISHARES TR CALIF MUN BD ETF 3M 46K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 20K –
JOHNSON & JOHNSON COM 1M 9K –
JPMORGAN CHASE & CO. COM 975K 5K –
LOWES COS INC COM 201K 913 –
MCDONALDS CORP COM 471K 2K –
MERCK & CO INC COM 264K 2K –
META PLATFORMS INC CL A 321K 638 –
MICROSOFT CORP COM 6M 13K –
MONDELEZ INTL INC CL A 353K 5K –
NVIDIA CORPORATION COM 3M 25K –
PEPSICO INC COM 524K 3K –
PFIZER INC COM 216K 8K –
PHILIP MORRIS INTL INC COM 202K 2K –
PIMCO ETF TR ENHAN SHRT MA AC 602K 6K –
PROCTER AND GAMBLE CO COM 1M 8K –
RBB FD INC US TREASRY 12 MT 584K 12K –
RBB FD INC US TREASY 2 YR 664K 14K –
RBB FD INC US TREAS 3 MNTH 486K 10K –
RBB FD INC US TRSRY 6 MNTH 1M 29K –
RTX CORPORATION COM 214K 2K –
SAMSARA INC COM CL A 243K 7K –
SCHWAB STRATEGIC TR INTERNL DIVID 911K 39K –
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 36K –
SCHWAB STRATEGIC TR US MID-CAP ETF 11M 138K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 31K –
SCHWAB STRATEGIC TR US BRD MKT ETF 13M 207K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 41M 522K –
SELECT SECTOR SPDR TR TECHNOLOGY 348K 2K –
SELECT SECTOR SPDR TR SBI CONS STPLS 436K 6K –
SERVICENOW INC COM 232K 295 –
SPDR S&P 500 ETF TR TR UNIT 886K 2K –
SPDR SER TR AEROSPACE DEF 432K 3K –
SPDR SER TR S&P DIVID ETF 551K 4K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 15M 383K –
SSGA ACTIVE TR SPDR DBLELN SHRT 24M 517K –
TOMI ENVIRONMENTAL SOLUTIONS COM NEW 13K 15K –
VANGUARD INDEX FDS TOTAL STK MKT 6M 23K –
VANGUARD INDEX FDS GROWTH ETF 2M 5K –
VANGUARD MUN BD FDS TAX EXEMPT BD 660K 13K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 210K 3K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 284K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 10K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 657K 13K –
VANGUARD WORLD FD CONSUM STP ETF 447K 2K –
VISA INC COM CL A 243K 927 –
WALKER & DUNLOP INC COM 1M 15K –
WALMART INC COM 739K 11K –
WISDOMTREE TR US QTLY DIV GRT 44M 570K –
YUM BRANDS INC COM 214K 2K –