AXIUM INFRASTRUCTURE US INC.
Adviser information for AXIUM INFRASTRUCTURE US INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $4.4B |
| Non-Discretionary | 5 | $791.5M |
| Total | 9 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $5.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-107672 |
|---|---|
| SEC ERA File Number | 801-107672 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168164 |
| Legal Entity Identifier | None |
Principal Office
527 MADISON AVENUE21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-449-9058, Fax: None
Chief Compliance Officer
JEAN ERIC LAFERRIERE
CHIEF LEGAL AND COMPLIANCE OFFICER
2020, BOUL. ROBERT-BOURASSA
BUREAU 2500
MONTREAL, QUEBEC
Canada
Tel:
646-449-9058
J***********@*************M
(Full email address available in API data)
Industry Affiliates
| AXINFRA US (P-1) PARTNER LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXINFRA US II PARTNER LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXIUM ES COINVEST GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AXIUM INFRASTRUCTURE INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXIUM NA II PARTNER LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXIUM SLATE CREEK LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AXIUM US PARTNER LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AXINFRA NA II LP | Hedge Fund | $357.2M | $5.0M | 3 |
| AXINFRA US (P-1) LP | Hedge Fund | $533.9M | $5.0M | 1 |
| AXINFRA US II LP | Hedge Fund | $1,143.3M | $5.0M | 10 |
| AXINFRA US LP | Hedge Fund | $3,829.4M | $5.0M | 9 |
| AXIUM BUCKEYE LLC | Private Equity Fund | $184.5M | $0.0M | 2 |
| AXIUM SLATE CREEK LP | Private Equity Fund | $24.6M | $0.0M | 2 |
| AXIUM US WIND HOLDCO LLC | Private Equity Fund | $546.0M | $0.0M | 5 |
| B2C ES COINVEST LP | Private Equity Fund | $60.7M | $0.0M | 10 |
| HOTSPUR SPV LLC | Private Equity Fund | $693.7M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AXIUM INFRASTRUCTURE INC. | Foreign Entity | – | SOLE STOCKHOLDER | 10/2012 | > 75% |
| MAILHOT, STEPHANE | Individual | – | DIRECTOR | 11/2012 | < 5% |
| ARENCIBIA, PAULO | Individual | – | VICE PRESIDENT & SENIOR INVESTMENT DIRECTOR | 11/2012 | < 5% |
| GESTION D'INFRASTRUCTURE AXIUM I INC. | Foreign Entity | AXIUM INFRASTRUCTURE INC. | SHAREHOLDER | 04/2009 | 25-50% |
| ANCTIL, PIERRE | Individual | GESTION D'INFRASTRUCTURE AXIUM I INC. | SHAREHOLDER, SOLE DIRECTOR & SOLE OFFICER | 11/2008 | > 75% |
| VANDAL, THIERRY | Individual | – | PRESIDENT | 08/2015 | < 5% |
| LAFERRIERE, JEAN ERIC | Individual | – | CHIEF LEGAL AND COMPLIANCE OFFICER & SECRETARY | 01/2021 | < 5% |
| VANDAL, THIERRY | Individual | – | DIRECTOR | 04/2017 | < 5% |
| ARENCIBIA, PAULO | Individual | – | DIRECTOR | 04/2017 | < 5% |
| MAILHOT, STEPHANE | Individual | – | CHAIRMAN OF THE BOARD, VICE PRESIDENT & TREASURER | 05/2017 | < 5% |
| LAFERRIERE, JEAN ERIC | Individual | – | CHIEF COMPLIANCE OFFICER & SECRETARY | 12/2016 | < 5% |