PROVIDENCE CAPITAL ADVISORS, LLC
Adviser information for PROVIDENCE CAPITAL ADVISORS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,214 | $735.2M |
| Non-Discretionary | 30 | $34.8M |
| Total | 2,244 | $770.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 170 | $58.6M |
| HNW Individuals | 225 | $687.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $21.3M |
| Charitable organizations | <5 | $2.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
4500 CAMERON VALLEY PARKWAYSUITE 270
CHARLOTTE
NC
United States
Monday - Friday, BY APPOINTMENT
Tel: (704) 215-4420, Fax: None
Chief Compliance Officer
THOMAS SEARSON
PARTNER
4500 CAMERON VALLEY PARKWAY
SUITE 270
CHARLOTTE
NC
United States
Tel:
(704) 208-5971
T*******@*************M
(Full email address available in API data)
Regulatory Contact
BRIAN ALDERSON
ASSOCIATE
4500 CAMERON VALLEY PARKWAY
SUITE 270
CHARLOTTE
NC
United States
Tel:
(704) 208-5975
B********@*************M
(Full email address available in API data)
Industry Affiliates
| PCA INSURANCE CONSULTANTS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEARSON, THOMAS, MICHAEL | Individual | – | MANAGING MEMBER, CHIEF INVESTMENT AND CHIEF COMPLIANCE OFFICER | 01/2015 | 25-50% |
| JONES, BRIAN, SUMMERS | Individual | – | MANAGING MEMBER AND DIRECTOR OF FINANCIAL PLANNING | 01/2015 | 25-50% |
| RATCLIFFE, STEPHEN, PATRICK | Individual | – | MANAGING MEMBER AND DIRECTOR OF FINANCIAL PLANNING | 07/2016 | 25-50% |
| WALL, MELISSA, STEWART | Individual | – | MEMBER | 01/2019 | 5-10% |
| ALDERSON, BRIAN, P | Individual | – | MEMBER | 01/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 53K | 521 | – |
| ABBOTT LABS | COM | 6M | 62K | – |
| ABBVIE INC | COM | 3M | 16K | – |
| ACCELERATE DIAGNOSTICS INC | COM NEW | 5 | 4 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 15K | 51 | – |
| ADOBE INC | COM | 8M | 15K | – |
| ADVANCED MICRO DEVICES INC | COM | 4M | 22K | – |
| AES CORP | COM | 6M | 368K | – |
| AIR PRODS &CHEMS INC | COM | 2K | 9 | – |
| AKOUSTIS TECHNOLOGIES INC | COM | 20 | 150 | – |
| ALPHABET INC | CAP STK CL A | 675K | 4K | – |
| ALPHABET INC | CAP STK CL C | 16M | 87K | – |
| ALPS ETF TR | OSHARES US QUALT | 104K | 2K | – |
| ALTERITY THERAPEUTICS LTD | SPONSORED ADS | 362 | 200 | – |
| ALTRIA GROUP INC | COM | 28K | 625 | – |
| AMAZON COM INC | COM | 15M | 75K | – |
| AMEREN CORP | COM | 31K | 433 | – |
| AMERICAN AIRLS GROUP INC | COM | 45 | 4 | – |
| AMERICAN ELEC PWR CO INC | COM | 4M | 41K | – |
| AMERICAN EXPRESS CO | COM | 178K | 770 | – |
| AMERICAN INTL GROUP INC | COM NEW | 668 | 9 | – |
| AMETEK INC | COM | 8K | 50 | – |
| AMGEN INC | COM | 15K | 48 | – |
| ANALOG DEVICES INC | COM | 10K | 42 | – |
| APPLE INC | COM | 14M | 67K | – |
| APTIV PLC | SHS | 5M | 66K | – |
| ARCHER DANIELS MIDLAND CO | COM | 4K | 58 | – |
| ARDAGH METAL PACKAGING S A | *W EXP 08/04/202 | 89 | 3K | – |
| ARES CAPITAL CORP | COM | 3M | 151K | – |
| ARIS WATER SOLUTIONS INC | CLASS A COM | 5K | 300 | – |
| ARISTA NETWORKS INC | COM | 76K | 218 | – |
| ARK ETF TR | INNOVATION ETF | 835 | 19 | – |
| AT&T INC | COM | 3M | 182K | – |
| AURORA CANNABIS INC | COM | 5 | 1 | – |
| AVIDXCHANGE HOLDINGS INC | COM | 968K | 80K | – |
| AXON ENTERPRISE INC | COM | 14K | 47 | – |
| BANK AMERICA CORP | COM | 10M | 252K | – |
| BECTON DICKINSON &CO | COM | 4M | 19K | – |
| BELLRING BRANDS INC | COMMON STOCK | 457 | 8 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 349K | 859 | – |
| BLACKROCK INC | COM | 76K | 97 | – |
| BLACKSTONE INC | COM | 71K | 575 | – |
| BOEING CO | COM | 18K | 100 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 8M | 54K | – |
| BP PLC | SPONSORED ADR | 1K | 39 | – |
| BRIGHTHOUSE FINL INC | COM | 693 | 16 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 2M | 52K | – |
| BROADCOM INC | COM | 218K | 136 | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 5K | 142 | – |
| BROOKFIELD CORP | CL A LTD VT SH | 6M | 138K | – |
| CANADIAN NAT RES LTD | COM | 11K | 312 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 9K | 472 | – |
| CARRIER GLOBAL CORPORATION | COM | 7K | 108 | – |
| CATERPILLAR INC | COM | 86K | 258 | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 5K | 32 | – |
| CHEVRON CORP NEW | COM | 3M | 19K | – |
| CHEWY INC | CL A | 109 | 4 | – |
| CHUBB LIMITED | COM | 33K | 131 | – |
| CIENA CORP | COM NEW | 5M | 114K | – |
| CINTAS CORP | COM | 4K | 6 | – |
| CISCO SYS INC | COM | 8M | 174K | – |
| CITIGROUP INC | COM NEW | 2K | 29 | – |
| CLOUDFLARE INC | CL A COM | 4K | 48 | – |
| COCA COLA CO | COM | 3M | 44K | – |
| COLUMBUS MCKINNON CORP N Y | COM | 4M | 113K | – |
| COMCAST CORP NEW | CL A | 6M | 143K | – |
| COMPASS INC | CL A | 252 | 70 | – |
| CONOCOPHILLIPS | COM | 6M | 48K | – |
| CONSTELLATION BRANDS INC | CL A | 17K | 65 | – |
| CORNING INC | COM | 7K | 174 | – |
| CORTEVA INC | COM | 9K | 166 | – |
| COSTCO WHSL CORP NEW | COM | 249K | 293 | – |
| CROWDSTRIKE HLDGS INC | CL A | 15K | 40 | – |
| CROWN CASTLE INC | COM | 2M | 22K | – |
| CSX CORP | COM | 6M | 175K | – |
| CVS HEALTH CORP | COM | 13K | 219 | – |
| DANAHER CORPORATION | COM | 37K | 148 | – |
| DEERE &CO | COM | 5M | 14K | – |
| DELTA AIR LINES INC DEL | COM NEW | 11K | 228 | – |
| DENISON MINES CORP | COM | 47K | 23K | – |
| DIGITAL RLTY TR INC | COM | 2K | 12 | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 8K | 289 | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 13K | 374 | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 13K | 499 | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 14K | 517 | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 490K | 15K | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 16K | 493 | – |
| DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 25K | 849 | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 26K | 895 | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 69K | 1K | – |
| DISNEY WALT CO | COM | 6M | 62K | – |
| DOLLAR GEN CORP NEW | COM | 7K | 50 | – |
| DOLLAR TREE INC | COM | 21K | 198 | – |
| DOMINION ENERGY INC | COM | 22K | 458 | – |
| DOVER CORP | COM | 22K | 124 | – |
| DUKE ENERGY CORP NEW | COM NEW | 4M | 37K | – |
| EATON CORP PLC | SHS | 6M | 19K | – |
| ELECTRONIC ARTS INC | COM | 6M | 43K | – |
| ELI LILLY &CO | COM | 444K | 490 | – |
| EMERSON ELEC CO | COM | 3K | 28 | – |
| ENBRIDGE INC | COM | 45K | 1K | – |
| ENDAVA PLC | ADS | 15 | 1 | – |
| EQUINIX INC | COM | 30K | 40 | – |
| EXXON MOBIL CORP | COM | 96K | 830 | – |
| F N B CORP | COM | 13K | 946 | – |
| F5 INC | COM | 2K | 10 | – |
| FAIR ISAAC CORP | COM | 54K | 36 | – |
| FATE THERAPEUTICS INC | COM | 200 | 61 | – |
| FEDEX CORP | COM | 2K | 6 | – |
| FIDELITY COVINGTON TRUST | ENHANCED MID | 12K | 420 | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 14K | 297 | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 121K | 2K | – |
| FIFTH THIRD BANCORP | COM | 41K | 1K | – |
| FIRST SOLAR INC | COM | 451 | 2 | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 74K | 705 | – |
| G1 THERAPEUTICS INC | COM | 483 | 212 | – |
| GE AEROSPACE | COM NEW | 539K | 3K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 69K | 884 | – |
| GE VERNOVA INC | COM | 145K | 847 | – |
| GENERAL MLS INC | COM | 2M | 38K | – |
| GILEAD SCIENCES INC | COM | 29K | 429 | – |
| GLOBAL X FDS | S&P 500 COVERED | 66K | 2K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 642 | 6 | – |
| GROCERY OUTLET HLDG CORP | COM | 6M | 286K | – |
| HALLIBURTON CO | COM | 72K | 2K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 31K | 312 | – |
| HERSHEY CO | COM | 6M | 34K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 15K | 68 | – |
| HIMS &HERS HEALTH INC | COM CL A | 633 | 31 | – |
| HOME DEPOT INC | COM | 7M | 21K | – |
| HONEYWELL INTL INC | COM | 57K | 267 | – |
| ILLINOIS TOOL WKS INC | COM | 229K | 966 | – |
| INTEL CORP | COM | 2K | 58 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 3M | 17K | – |
| INTUIT | COM | 12K | 19 | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 65K | 1K | – |
| INVESCO EXCH TRD SLF IDX FD | BLOOMBERG PRICIN | 3K | 43 | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 57K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL ENR | 6K | 75 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 75K | 456 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 14K | 220 | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 519 | 8 | – |
| INVESCO LTD | SHS | 2K | 139 | – |
| INVESCO QQQ TR | UNIT SER 1 | 76K | 158 | – |
| IQVIA HLDGS INC | COM | 5M | 22K | – |
| ISHARES INC | CORE MSCI EMKT | 922K | 17K | – |
| ISHARES INC | MSCI EMERG MRKT | 12K | 208 | – |
| ISHARES INC | MSCI JPN ETF NEW | 4K | 59 | – |
| ISHARES TR | 0-5YR INVT GR CP | 6K | 126 | – |
| ISHARES TR | 20 YR TR BD ETF | 2M | 23K | – |
| ISHARES TR | 7-10 YR TRSY BD | 4K | 44 | – |
| ISHARES TR | CORE INTL AGGR | 11K | 216 | – |
| ISHARES TR | CORE MSCI EAFE | 7M | 92K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 41K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 23K | – |
| ISHARES TR | CORE S&P US GWT | 98K | 767 | – |
| ISHARES TR | CORE S&P US VLU | 10K | 117 | – |
| ISHARES TR | CORE S&P500 ETF | 14M | 25K | – |
| ISHARES TR | CORE US AGGBD ET | 1M | 11K | – |
| ISHARES TR | EAFE VALUE ETF | 147K | 3K | – |
| ISHARES TR | IBOXX HI YD ETF | 3M | 37K | – |
| ISHARES TR | IBOXX INV CP ETF | 6M | 58K | – |
| ISHARES TR | ISHARES BIOTECH | 19K | 135 | – |
| ISHARES TR | ISHS 1-5YR INVS | 5M | 90K | – |
| ISHARES TR | MSCI EAFE ETF | 313 | 4 | – |
| ISHARES TR | MSCI EMG MKT ETF | 2K | 50 | – |
| ISHARES TR | MSCI USA MIN VOL | 183K | 2K | – |
| ISHARES TR | NATIONAL MUN ETF | 25K | 235 | – |
| ISHARES TR | PFD AND INCM SEC | 88K | 3K | – |
| ISHARES TR | RUS 1000 ETF | 48K | 162 | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 5K | – |
| ISHARES TR | RUS 1000 VAL ETF | 129K | 740 | – |
| ISHARES TR | RUS MD CP GR ETF | 531K | 5K | – |
| ISHARES TR | RUS MDCP VAL ETF | 180K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 162K | 798 | – |
| ISHARES TR | S&P 500 GRWT ETF | 30K | 324 | – |
| ISHARES TR | SELECT DIVID ETF | 421K | 3K | – |
| ISHARES TR | SHORT TREAS BD | 4K | 38 | – |
| ISHARES TR | U.S. BAS MTL ETF | 53K | 376 | – |
| ISHARES TR | U.S. MED DVC ETF | 39K | 691 | – |
| ISHARES TR | US AER DEF ETF | 54K | 408 | – |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 21K | 422 | – |
| JD.COM INC | SPON ADS CL A | 5K | 200 | – |
| JOHNSON &JOHNSON | COM | 6M | 41K | – |
| JOHNSON CTLS INTL PLC | SHS | 2K | 27 | – |
| JPMORGAN CHASE &CO. | COM | 8M | 42K | – |
| KARYOPHARM THERAPEUTICS INC | COM | 271 | 312 | – |
| KINDER MORGAN INC DEL | COM | 4K | 210 | – |
| KLA CORP | COM NEW | 70K | 85 | – |
| KRAFT HEINZ CO | COM | 2K | 77 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 3K | 100 | – |
| LINDE PLC | SHS | 7M | 17K | – |
| LIQUIDIA CORPORATION | COM NEW | 228 | 19 | – |
| LISTED FD TR | WAHED DOW JONES | 62K | 3K | – |
| LISTED FD TR | WAHED FTSE ETF | 70K | 1K | – |
| LIVE OAK BANCSHARES INC | COM | 7K | 200 | – |
| LOCKHEED MARTIN CORP | COM | 30K | 64 | – |
| LOWES COS INC | COM | 144K | 651 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 3M | 36K | – |
| MARATHON PETE CORP | COM | 10K | 55 | – |
| MARRIOTT INTL INC NEW | CL A | 59K | 244 | – |
| MASTERCARD INCORPORATED | CL A | 98K | 222 | – |
| MCDONALDS CORP | COM | 15K | 57 | – |
| MEDTRONIC PLC | SHS | 6M | 70K | – |
| MERCK &CO INC | COM | 1M | 10K | – |
| META PLATFORMS INC | CL A | 101K | 201 | – |
| METLIFE INC | COM | 6M | 83K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 6M | 62K | – |
| MICROSOFT CORP | COM | 17M | 38K | – |
| MONDELEZ INTL INC | CL A | 22K | 329 | – |
| NETFLIX INC | COM | 18K | 26 | – |
| NIKE INC | CL B | 5M | 61K | – |
| NIKOLA CORP | COM NEW | 270 | 33 | – |
| NIO INC | SPON ADS | 416 | 100 | – |
| NORFOLK SOUTHN CORP | COM | 86K | 400 | – |
| NORTHROP GRUMMAN CORP | COM | 44K | 101 | – |
| NOVARTIS AG | SPONSORED ADR | 4M | 36K | – |
| NUCOR CORP | COM | 508 | 3 | – |
| NUTRIEN LTD | COM | 764 | 15 | – |
| NVIDIA CORPORATION | COM | 9M | 74K | – |
| NXP SEMICONDUCTORS N V | COM | 7M | 26K | – |
| OLD REP INTL CORP | COM | 3M | 98K | – |
| ONEMAIN HLDGS INC | COM | 24K | 500 | – |
| ORACLE CORP | COM | 7M | 50K | – |
| ORGANON &CO | COMMON STOCK | 26K | 1K | – |
| PACER FDS TR | TRENDP US LAR CP | 56K | 1K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 2K | 64 | – |
| PARKER-HANNIFIN CORP | COM | 3K | 5 | – |
| PAYPAL HLDGS INC | COM | 15K | 264 | – |
| PEPSICO INC | COM | 135K | 820 | – |
| PFIZER INC | COM | 3M | 113K | – |
| PHILIP MORRIS INTL INC | COM | 43K | 424 | – |
| PIEDMONT LITHIUM INC | COM | 3K | 301 | – |
| PIMCO DYNAMIC INCOME FD | SHS | 8K | 425 | – |
| PITNEY BOWES INC | COM | 2K | 408 | – |
| PNC FINL SVCS GROUP INC | COM | 5M | 35K | – |
| PORCH GROUP INC | COM | 10K | 6K | – |
| POST HLDGS INC | COM | 729 | 7 | – |
| PPG INDS INC | COM | 14K | 110 | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 25K | 320 | – |
| PROCTER AND GAMBLE CO | COM | 647K | 4K | – |
| PROLOGIS INC. | COM | 7M | 66K | – |
| PROSHARES TR | LARGE CAP CRE | 77K | 1K | – |
| PRUDENTIAL FINL INC | COM | 3M | 27K | – |
| PUBMATIC INC | COM CL A | 4K | 200 | – |
| PULTE GROUP INC | COM | 272K | 2K | – |
| Q2 HLDGS INC | COM | 503K | 8K | – |
| QORVO INC | COM | 6K | 56 | – |
| QUALCOMM INC | COM | 1K | 6 | – |
| REALTY INCOME CORP | COM | 22K | 408 | – |
| REGIONS FINANCIAL CORP NEW | COM | 8K | 395 | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 2K | 10 | – |
| REPUBLIC SVCS INC | COM | 563K | 3K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 54K | 4K | – |
| ROPER TECHNOLOGIES INC | COM | 3K | 5 | – |
| ROYAL BK CDA | COM | 53K | 499 | – |
| ROYAL CARIBBEAN GROUP | COM | 28K | 175 | – |
| RTX CORPORATION | COM | 2K | 19 | – |
| SALESFORCE INC | COM | 3K | 11 | – |
| SANOFI | SPONSORED ADR | 3M | 54K | – |
| SCHLUMBERGER LTD | COM STK | 6M | 123K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 11K | 395 | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 11K | 280 | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 126K | 2K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 179K | 2K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 33K | 520 | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 33K | 429 | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 4K | 80 | – |
| SELECT SECTOR SPDR TR | ENERGY | 14K | 156 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 88K | 2K | – |
| SELECT SECTOR SPDR TR | INDL | 655K | 5K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 10K | 53 | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 603K | 8K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 730K | 5K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 596K | 7K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 46K | 203 | – |
| SHELL PLC | SPON ADS | 64K | 880 | – |
| SHERWIN WILLIAMS CO | COM | 9K | 30 | – |
| SNOWFLAKE INC | CL A | 4K | 30 | – |
| SOLVENTUM CORP | COM SHS | 7K | 129 | – |
| SOUTHERN CO | COM | 3M | 41K | – |
| SOUTHWEST AIRLS CO | COM | 4K | 125 | – |
| SPDR GOLD TR | GOLD SHS | 5K | 23 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 915K | 2K | – |
| SPDR SER TR | BBG CONV SEC ETF | 18K | 250 | – |
| SPDR SER TR | NYSE TECH ETF | 1K | 5 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 8K | 125 | – |
| SPDR SER TR | PORTFOLIO SH TSR | 3M | 89K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 71K | 883 | – |
| SPDR SER TR | S&P DIVID ETF | 232K | 2K | – |
| SPDR SER TR | S&P SEMICNDCTR | 1K | 4 | – |
| STANLEY BLACK &DECKER INC | COM | 1K | 18 | – |
| STARBUCKS CORP | COM | 5M | 63K | – |
| STATE STR CORP | COM | 5K | 71 | – |
| STERICYCLE INC | COM | 7K | 116 | – |
| SYMBOTIC INC | CLASS A COM | 35K | 1K | – |
| SYNOPSYS INC | COM | 24K | 40 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 521 | 3 | – |
| TARGET CORP | COM | 8K | 57 | – |
| TESLA INC | COM | 5K | 27 | – |
| TEXAS INSTRS INC | COM | 10K | 50 | – |
| TG THERAPEUTICS INC | COM | 2K | 127 | – |
| THE CIGNA GROUP | COM | 6K | 19 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 6M | 10K | – |
| TIDAL ETF TR | SP DWJNS SUKUK | 20K | 1K | – |
| TIDAL ETF TR | SP FUNDS S&P GBL | 7K | 343 | – |
| TOYOTA MOTOR CORP | ADS | 27K | 133 | – |
| TRADEWEB MKTS INC | CL A | 3K | 27 | – |
| TRANSDIGM GROUP INC | COM | 23K | 18 | – |
| TRANSOCEAN LTD | REGISTERED SHS | 13K | 3K | – |
| TRUIST FINL CORP | COM | 72K | 2K | – |
| TYSON FOODS INC | CL A | 6M | 101K | – |
| UNDER ARMOUR INC | CL A | 2K | 260 | – |
| UNDER ARMOUR INC | CL C | 2K | 261 | – |
| UNION PAC CORP | COM | 54K | 240 | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 20K | – |
| UNITED STATES STL CORP NEW | COM | 11K | 300 | – |
| UNITEDHEALTH GROUP INC | COM | 41K | 80 | – |
| US BANCORP DEL | COM NEW | 3M | 80K | – |
| USANA HEALTH SCIENCES INC | COM | 5K | 109 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 1M | 4K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 7K | 45 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 197K | 812 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2K | 28 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 194K | 388 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 84K | 459 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 6K | 28 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 614K | 2K | – |
| VANGUARD INDEX FDS | VALUE ETF | 57K | 353 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 29K | 309 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 24K | 318 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 33K | 181 | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 290K | 6K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 4K | 70 | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 5K | 46 | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 9K | 45 | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 12K | 45 | – |
| VANGUARD WORLD FD | INF TECH ETF | 164K | 284 | – |
| VERALTO CORP | COM SHS | 5K | 49 | – |
| VERIZON COMMUNICATIONS INC | COM | 3M | 78K | – |
| VIATRIS INC | COM | 1K | 103 | – |
| VISA INC | COM CL A | 171K | 652 | – |
| VULCAN MATLS CO | COM | 23K | 92 | – |
| WALMART INC | COM | 83K | 1K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 1K | 142 | – |
| WELLS FARGO CO NEW | COM | 650K | 11K | – |
| WELLTOWER INC | COM | 13K | 129 | – |
| WHIRLPOOL CORP | COM | 2M | 23K | – |
| WILLIAMS COS INC | COM | 2M | 49K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 20K | 250 | – |
| XYLEM INC | COM | 6M | 46K | – |
| YUM BRANDS INC | COM | 33K | 250 | – |
| YUM CHINA HLDGS INC | COM | 5K | 164 | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 5M | 17K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 5M | 49K | – |