MOODY, LYNN, LIEBERSON & WALKER, LLC
Adviser information for MOODY, LYNN, LIEBERSON & WALKER, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 976 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 976 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 547 | $1.4B |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $13.2M |
| Pension and profit sharing plans | 14 | $89.8M |
| Charitable organizations | 31 | $78.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
ONE BOSTON PLACEBOSTON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 617-973-0590, Fax: 617-371-2610
Chief Compliance Officer
BRIAN D. GOWELL
ONE BOSTON PLACE
BOSTON
MA
United States
Tel:
617-973-0590
Fax:
617-371-2610
B******@************M
(Full email address available in API data)
Regulatory Contact
ROBERT A. LIEBERSON
MANAGING MEMBER
ONE BOSTON PLACE
BOSTON
MA
United States
Tel:
617-973-0590
Fax:
617-371-2610
R*********@************M
(Full email address available in API data)
Industry Affiliates
| MOODY, LYNN & LIEBERSON ASSOCIATES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INDIA WHARF LP | EQUITY LONG-ONLY LIMITED PARTNERSHIP | $13.2M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOODY, MICHAEL, MACLEOD | Individual | – | MEMBER | 07/2015 | 10-25% |
| LYNN, MARTIN, WORTHINGTON | Individual | – | MEMBER | 07/2015 | 25-50% |
| LIEBERSON, ROBERT, ALAN | Individual | – | MANAGING MEMBER | 07/2015 | 25-50% |
| GOWELL, BRIAN, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2015 | < 5% |
| WALKER, DAVID, ELISHA | Individual | – | MANAGING MEMBER | 02/2017 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABORATORIES | COM | 25M | 238K | – |
| ABBVIE INC | COM | 27M | 155K | – |
| ACCENTURE PLC IRELAND CLASS A | COM | 3M | 9K | – |
| ADOBE SYSTEMS INCORPORATED | COM | 3M | 6K | – |
| ADVANCED MICRO DEVICES INC | COM | 8M | 47K | – |
| AGNICO EAGLE MINES LTD | COM | 209K | 3K | – |
| AIR PRODS & CHEMS INC | COM | 206K | 797 | – |
| ALLSTATE CORP | COM | 430K | 3K | – |
| ALPHABET INC CAP STOCK CL A | COM | 73M | 398K | – |
| ALPHABET INC CAP STOCK CL C | COM | 9M | 52K | – |
| ALTRIA GROUP INC | COM | 759K | 17K | – |
| AMAZON.COM INC | COM | 42M | 218K | – |
| AMERICAN EXPRESS CO | COM | 4M | 16K | – |
| AMERICAN TOWER CORP | COM | 793K | 4K | – |
| AMGEN INC | COM | 4M | 14K | – |
| AMPHENOL CORP CL A | COM | 2M | 33K | – |
| ANALOG DEVICES INC | COM | 764K | 3K | – |
| APPLE INC | COM | 64M | 305K | – |
| ARISTA NETWORKS INC | COM | 7M | 20K | – |
| ASML HOLDING NV NY REGISTRY | COM | 3M | 3K | – |
| ASTRAZENECA PLC SP ADR | COM | 3M | 33K | – |
| ATLAS COPCO AB SP ADR A NEW | COM | 4M | 193K | – |
| ATLASSIAN CORPORATION CL A | COM | 2M | 11K | – |
| AUTOMATIC DATA PROCESSING INC | COM | 4M | 18K | – |
| AXON ENTERPRISE INC | COM | 3M | 12K | – |
| BANK OF AMERICA CORP | COM | 893K | 22K | – |
| BERKLEY W R CORP | COM | 475K | 6K | – |
| BERKSHIRE HATHAWAY INC CL B NE | COM | 46M | 113K | – |
| BHP GROUP LTD SP ADS | COM | 1M | 19K | – |
| BJS WHSL CLUB HOLDINGS INC | COM | 527K | 6K | – |
| BLACKROCK INC | COM | 1M | 1K | – |
| BLACKSTONE INC | COM | 34M | 274K | – |
| BLACKSTONE REIT INC CL I | COM | 458K | 32K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 346K | 8K | – |
| BROADCOM INC | COM | 93M | 58K | – |
| CABOT CORP | COM | 1M | 15K | – |
| CADENCE DESIGN SYSTEM INC | COM | 4M | 13K | – |
| CARRIER GLOBAL CORPORATION | COM | 227K | 4K | – |
| CHECK POINT SOFTWARE TECH LTD | COM | 256K | 2K | – |
| CHENIERE ENERGY INC NEW | COM | 388K | 2K | – |
| CHEVRON CORP | COM | 18M | 117K | – |
| CHUBB LIMITED | COM | 413K | 2K | – |
| CHURCH & DWIGHT CO INC | COM | 4M | 35K | – |
| CISCO SYSTEMS INC | COM | 2M | 39K | – |
| COCA-COLA CO | COM | 8M | 124K | – |
| COCA-COLA EUROPACIFIC PARTNERS | COM | 219K | 3K | – |
| COGNIZANT TECHNOLOGY SOLUTIONS | COM | 258K | 4K | – |
| COLGATE PALMOLIVE CO | COM | 228K | 2K | – |
| COMMERCIAL METALS CO | COM | 784K | 14K | – |
| CONOCOPHILLIPS | COM | 507K | 4K | – |
| COPART INC | COM | 450K | 8K | – |
| COSTCO WHOLESALE CORP | COM | 711K | 837 | – |
| COTERRA ENERGY INC | COM | 3M | 105K | – |
| CROWDSTRIKE HOLDINGS INC CL A | COM | 6M | 14K | – |
| CURTISS WRIGHT CORP | COM | 537K | 2K | – |
| DANAHER CORPORATION | COM | 2M | 7K | – |
| DATADOG INC CL A | COM | 473K | 4K | – |
| DEERE & CO | COM | 222K | 594 | – |
| DISNEY WALT CO | COM | 963K | 10K | – |
| DOMINION ENERGY INC | COM | 274K | 6K | – |
| DOVER CORP | COM | 564K | 3K | – |
| EATON CORP PLC | COM | 24M | 78K | – |
| ECOLAB INC | COM | 499K | 2K | – |
| EMERSON ELECTRIC CO | COM | 736K | 7K | – |
| ENTEGRIS INC | COM | 233K | 2K | – |
| ENTERPRISE PRODUCTS PARTNERS L | COM | 437K | 15K | – |
| EOG RESOURCES INC | COM | 251K | 2K | – |
| EXTRA SPACE STORAGE INC | COM | 4M | 28K | – |
| EXXON MOBIL CORP | COM | 3M | 28K | – |
| FERGUSON PLC | COM | 12M | 61K | – |
| FISERV INC | COM | 519K | 3K | – |
| FLUOR CORP | COM | 2M | 53K | – |
| FREEPORT-MCMORAN INC CL B | COM | 4M | 73K | – |
| GE VERNOVA INC | COM | 11M | 65K | – |
| GENERAL ELECTRIC CO NEW | COM | 4M | 25K | – |
| GILEAD SCIENCES INC | COM | 335K | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 4M | 8K | – |
| GRAINGER W W INC | COM | 1M | 2K | – |
| H&R BLOCK INC | COM | 387K | 7K | – |
| HEALTH CARE SELECT SECTOR SPDR | COM | 862K | 6K | – |
| HEICO CORP | COM | 920K | 4K | – |
| HESS CORP | COM | 2M | 12K | – |
| HITACHI LTD ADR 2 | COM | 6M | 26K | – |
| HOME DEPOT INC | COM | 23M | 67K | – |
| HONEYWELL INTL INC | COM | 5M | 23K | – |
| HUBSPOT INC | COM | 207K | 351 | – |
| IDEXX LABORATORIES INC | COM | 4M | 7K | – |
| ILLINOIS TOOL WORKS INC | COM | 2M | 8K | – |
| INTEL CORP | COM | 635K | 20K | – |
| INTL BUSINESS MACHINES | COM | 404K | 2K | – |
| INTUIT | COM | 2M | 3K | – |
| INTUITIVE SURGICAL INC NEW | COM | 7M | 15K | – |
| IRON MOUNTAIN INC | COM | 1M | 13K | – |
| JACOBS SOLUTIONS INC | COM | 294K | 2K | – |
| JOHNSON & JOHNSON | COM | 17M | 114K | – |
| JPMORGAN CHASE & CO | COM | 39M | 193K | – |
| KRAFT HEINZ CO | COM | 427K | 13K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 2M | 7K | – |
| LAM RESEARCH CORP | COM | 461K | 433 | – |
| LAUDER ESTEE COS INC CL A | COM | 471K | 4K | – |
| LEAR CORP NEW | COM | 305K | 3K | – |
| LILLY ELI & CO | COM | 83M | 91K | – |
| LINDE PLC | COM | 28M | 65K | – |
| LOCKHEED MARTIN CORP | COM | 19M | 40K | – |
| LOWES COS INC | COM | 278K | 1K | – |
| LPL FINANCIAL HOLDINGS INC | COM | 503K | 2K | – |
| MARRIOTT INTL INC CL A | COM | 11M | 44K | – |
| MASTERCARD INCORPORATED CL A | COM | 35M | 79K | – |
| MCDONALDS CORP | COM | 11M | 43K | – |
| MERCK & CO INC | COM | 16M | 133K | – |
| META PLATFORMS INC CL A | COM | 2M | 4K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 1M | 785 | – |
| MICROSOFT CORP | COM | 87M | 195K | – |
| MONDELEZ INTL INC CL A | COM | 5M | 72K | – |
| MONGODB INC CL A | COM | 2M | 7K | – |
| MORGAN STANLEY | COM | 21M | 213K | – |
| MSCI INC | COM | 659K | 1K | – |
| NESTLE SA SP ADR | COM | 1M | 11K | – |
| NETFLIX INC | COM | 24M | 36K | – |
| NEWMONT CORP | COM | 2M | 42K | – |
| NEXTERA ENERGY INC | COM | 742K | 10K | – |
| NIKE INC CL B | COM | 1M | 14K | – |
| NORFOLK SOUTHERN CORP | COM | 224K | 1K | – |
| NORTHROP GRUMMAN CORP | COM | 6M | 13K | – |
| NOVARTIS AG SP ADR | COM | 265K | 2K | – |
| NOVO-NORDISK AS ADR | COM | 9M | 65K | – |
| NVIDIA CORPORATION | COM | 104M | 840K | – |
| ONEOK INC | COM | 251K | 3K | – |
| ORACLE CORP | COM | 2M | 11K | – |
| OREILLY AUTOMOTIVE INC | COM | 243K | 230 | – |
| OTIS WORLDWIDE CORP | COM | 1M | 15K | – |
| PACKAGING CORP AMERICA | COM | 538K | 3K | – |
| PALO ALTO NETWORKS INC | COM | 7M | 20K | – |
| PARKER-HANNIFIN CORP | COM | 1M | 3K | – |
| PEPSICO INC | COM | 18M | 109K | – |
| PFIZER INC | COM | 2M | 56K | – |
| PHILLIPS 66 | COM | 258K | 2K | – |
| PNC FINANCIAL SERVICES GROUP I | COM | 306K | 2K | – |
| PNM RESOURCES INC | COM | 457K | 12K | – |
| PROCTER AND GAMBLE CO | COM | 9M | 55K | – |
| PUBLIC SERVICE ENTERPRISE GROU | COM | 475K | 6K | – |
| PUBLIC STORAGE | COM | 1M | 4K | – |
| QUALCOMM INC | COM | 3M | 17K | – |
| QUANTA SERVICES INC | COM | 2M | 6K | – |
| REGENERON PHARMACEUTICALS | COM | 1M | 1K | – |
| REPUBLIC SERVICES INC | COM | 1M | 8K | – |
| RTX CORPORATION COM | COM | 2M | 24K | – |
| SALESFORCE INC | COM | 1M | 5K | – |
| SEARCHLIGHT MINERALS CORP NEW | COM | 116 | 27K | – |
| SERVICENOW INC | COM | 23M | 29K | – |
| SHERWIN WILLIAMS CO | COM | 2M | 7K | – |
| SIMON PROPERTY GROUP INC | COM | 380K | 3K | – |
| SKYWORKS SOLUTIONS INC | COM | 508K | 5K | – |
| SMUCKER J M CO NEW | COM | 250K | 2K | – |
| SNAP ON INC | COM | 423K | 2K | – |
| SOUTHERN CO | COM | 9M | 110K | – |
| SPDR S&P BIOTECH ETF | COM | 3M | 30K | – |
| SPOTIFY TECHNOLOGY SA | COM | 2M | 7K | – |
| SS&C TECHNOLOGIES HOLDINGS INC | COM | 562K | 9K | – |
| STANLEY BLACK & DECKER INC | COM | 244K | 3K | – |
| STARBUCKS CORP | COM | 665K | 9K | – |
| STRYKER CORPORATION | COM | 23M | 69K | – |
| SUPER MICRO COMPUTER INC | COM | 266K | 325 | – |
| SYNOPSYS INC | COM | 4M | 6K | – |
| T-MOBILE US INC | COM | 231K | 1K | – |
| TAKE-TWO INTERACTIVE SOFTWARE | COM | 620K | 4K | – |
| TEXAS INSTRUMENTS INC | COM | 9M | 47K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 27M | 50K | – |
| THOMSON REUTERS CORP | COM | 200K | 1K | – |
| TJX COS INC | COM | 949K | 9K | – |
| TRANE TECHNOLOGIES PLC | COM | 877K | 3K | – |
| TRANSDIGM GROUP INC | COM | 773K | 605 | – |
| TRAVELERS COMPANIES INC | COM | 467K | 2K | – |
| UBER TECHNOLOGIES INC | COM | 12M | 161K | – |
| UNION PACIFIC CORP | COM | 1M | 6K | – |
| UNITED RENTALS INC | COM | 262K | 405 | – |
| UNITEDHEALTH GROUP INC | COM | 4M | 8K | – |
| US BANCORP DEL | COM | 310K | 8K | – |
| VALERO ENERGY CORP | COM | 720K | 5K | – |
| VANECK GOLD MINERS ETF | COM | 2M | 64K | – |
| VERIZON COMMUNICATIONS INC | COM | 324K | 8K | – |
| VERTEX PHARMACEUTICALS INC | COM | 26M | 56K | – |
| VISA INC CL A | COM | 13M | 50K | – |
| WAL-MART INC | COM | 780K | 12K | – |
| WASTE MANAGEMENT INC DEL | COM | 39M | 181K | – |
| WATERS CORP | COM | 342K | 1K | – |
| WATSCO INC | COM | 715K | 2K | – |
| WEC ENERGY GROUP INC | COM | 354K | 5K | – |
| WILLIAMS COS INC | COM | 463K | 11K | – |
| YUM BRANDS INC | COM | 907K | 7K | – |
| ARTISAN PARTNERS FUNDS INC INT | MF | 527K | 11K | – |
| BLACKROCK FUNDS IV SYSTAMT MLT | MF | 194K | 19K | – |
| BLACKROCK MGD FUND INST | MF | 107K | 11K | – |
| BROWN ADVISORY FUNDS SUSTNBLE | MF | 210K | 4K | – |
| DELAWARE EQUITY FUNDS V SMALL | MF | 683K | 24K | – |
| FEDERATED HERMES EQUITY FUNDS | MF | 98K | 17K | – |
| FIDELITY ASSET MGR | MF | 1M | 74K | – |
| FIDELITY CONTRAFUND | MF | 276K | 14K | – |
| FIDELITY CONTRAFUND NEW INSIGH | MF | 341K | 8K | – |
| FIDELITY TR 500 INDEX FUND | MF | 288K | 2K | – |
| FIDELITY TR TOTAL MKT INS PREM | MF | 546K | 4K | – |
| HARBOR FUNDS CAP APPREC INST | MF | 326K | 3K | – |
| HARDING LOEVNER FUNDS INC INTL | MF | 270K | 10K | – |
| HARRIS ASSOC INV TR OAKMRK SLT | MF | 266K | 4K | – |
| NEW PERSPECTIVE FUND INC | MF | 587K | 9K | – |
| OLD WESTBURY FUNDS INC ALL CAP | MF | 343K | 13K | – |
| OLD WESTBURY FUNDS INC LARGE C | MF | 571K | 29K | – |
| PRINCIPAL FUNDS INC MID CAP FU | MF | 979K | 24K | – |
| VANGUARD INDEX FUNDS 500 INDEX | MF | 2M | 5K | – |
| INVESCO QQQ TRUST | ETF | 317K | 662 | – |
| INVESCO S&P 500 EQUAL WEIGHT E | ETF | 1M | 8K | – |
| ISHARES BIOTECHNOLOGY FUND | ETF | 962K | 7K | – |
| ISHARES CORE S&P 500 ETF | ETF | 560K | 1K | – |
| ISHARES CURRENCY HEDGED MSCI E | ETF | 204K | 6K | – |
| ISHARES MSCI EAFE ETF | ETF | 1M | 13K | – |
| ISHARES MSCI INDIA ETF | ETF | 493K | 9K | – |
| ISHARES RUSSELL 1000 GROWTH ET | ETF | 225K | 618 | – |
| ISHARES RUSSELL 2000 ETF | ETF | 1M | 6K | – |
| ISHARES RUSSELL 2000 GROWTH ET | ETF | 3M | 11K | – |
| ISHARES RUSSELL MID-CAP ETF | ETF | 641K | 8K | – |
| ISHARES S&P 500 GROWTH ETF | ETF | 1M | 12K | – |
| ISHARES S&P 500 VALUE ETF | ETF | 266K | 1K | – |
| ISHARES S&P MIDCAP FUND | ETF | 838K | 14K | – |
| ISHARES S&P SMALL-CAP FUND | ETF | 660K | 6K | – |
| ISHARES SELECT DIVIDEND ETF | ETF | 436K | 4K | – |
| SPDR DOW JONES INDUSTRIAL AVER | ETF | 1M | 4K | – |
| SPDR S&P 500 ETF | ETF | 12M | 21K | – |
| SPDR S&P MIDCAP 400 ETF | ETF | 1M | 3K | – |
| VANGUARD DIVIDEND APPRECIATION | ETF | 1M | 6K | – |
| VANGUARD FTSE DEVELOPED MARKET | ETF | 272K | 6K | – |
| VANGUARD MID-CAP INDEX FUND | ETF | 652K | 3K | – |
| VANGUARD S&P 500 ETF | ETF | 748K | 1K | – |
| VANGUARD TOTAL STOCK MARKET IN | ETF | 5M | 17K | – |
| WISDOMTREE INDIA EARNINGS FUND | ETF | 439K | 9K | – |
| SPDR GOLD SHARES | ETF | 33M | 154K | – |