DAYBREAK FUND ADVISORS LLC
Adviser information for DAYBREAK FUND ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $961.9M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $961.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $961.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107702 |
|---|---|
| SEC ERA File Number | 801-107702 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163267 |
| Legal Entity Identifier | None |
Principal Office
2050 WEST SAM HOUSTON PARKWAY SOUTHSUITE 1550
HOUSTON
TX
United States
Monday - Friday, 8 AM - 5 PM
Tel: 713-559-7110, Fax: 713-559-7111
Chief Compliance Officer
CARA GARLOW
OFFICE MANAGER
2050 WEST SAM HOUSTON PARKWAY SOUTH
SUITE 1550
HOUSTON
TX
United States
Tel:
713-559-7117
Fax:
713-559-7111
C***@*********M
(Full email address available in API data)
Regulatory Contact
MIKE SCOTT
MANAGER
2050 WEST SAM HOUSTON PARKWAY SOUTH
SUITE 1550
HOUSTON
TX
United States
Tel:
713-559-7112
Fax:
713-559-7111
M*****@*********M
(Full email address available in API data)
Industry Affiliates
| DAYBREAK FUND PARTNERS II LLC | Sponsor, GP, manager of pooled investment vehicles |
| DAYBREAK FUND PARTNERS III LLC | Sponsor, GP, manager of pooled investment vehicles |
| PELICAN COINVESTORS 2023A SLP LP | Sponsor, GP, manager of pooled investment vehicles |
| PELICAN ENERGY PARTNERS BASE ZERO GP LP | Sponsor, GP, manager of pooled investment vehicles |
| PELICAN ENERGY PARTNERS BASE ZERO UGP LP | Sponsor, GP, manager of pooled investment vehicles |
| PELICAN ENERGY PARTNERS II SLP LP | Sponsor, GP, manager of pooled investment vehicles |
| PELICAN ENERGY PARTNERS III SLP LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PELICAN COINVESTORS 2023A LP | Private Equity Fund | $11.2M | $0.1M | 5 |
| PELICAN COINVESTORS 2023B LP | Private Equity Fund | $7.1M | $0.2M | 5 |
| PELICAN ENERGY PARTNERS BASE ZERO (PARALLEL) LP | Private Equity Fund | $23.3M | $5.0M | 10 |
| PELICAN ENERGY PARTNERS BASE ZERO LP | Private Equity Fund | $13.9M | $5.0M | 19 |
| PELICAN ENERGY PARTNERS II LP | Private Equity Fund | $531.3M | $5.0M | 73 |
| PELICAN ENERGY PARTNERS III LP | Private Equity Fund | $253.6M | $5.0M | 68 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCOTT, MICHAEL, WATKINS | Individual | – | MANAGER / MEMBER | 02/2012 | 50-75% |
| GARLOW, CARA, DAWN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2013 | < 5% |
| CHILES, WILLIAM, EDMONDS | Individual | – | MEMBER | 04/2016 | 25-50% |