CORNERSTONE FINANCIAL PLANNING, LLC
Adviser information for CORNERSTONE FINANCIAL PLANNING, LLC last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 898 | $299.9M |
| Non-Discretionary | 36 | $6.2M |
| Total | 934 | $306.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 95 | $42.5M |
| HNW Individuals | 130 | $263.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 82 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107703 |
|---|---|
| SEC ERA File Number | 801-107703 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129656 |
| Legal Entity Identifier | None |
Principal Office
8 GREENLEAF WOODS DR.SUITE 202
PORTSMOUTH
NH
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 603-431-1133, Fax: 603-431-1139
Chief Compliance Officer
CHRISTINA C. TRAURIG
PRINCIPAL
8 GREENLEAF WOODS DR.
SUITE 202
PORTSMOUTH
NH
United States
Tel:
(603) 431-1133
Fax:
(603) 431-1139
C********@**********************M
(Full email address available in API data)
Regulatory Contact
MACKENZIE PARSONS
PRINCIPAL
38 UNION WHARF
PORTLAND
ME
United States
Tel:
(207) 772-8133
Fax:
(207) 772-8139
M********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRAURIG, CHRISTINA, CLARA | Individual | – | CHIEF COMPLIANCE OFFICER/MEMBER/PRINCIPAL | 07/2022 | 50-75% |
| ARSENAULT, MACKENZIE | Individual | – | MEMBER/PRINCIPAL | 07/2022 | 50-75% |