AVALOR INVESTMENT AG
Adviser information for AVALOR INVESTMENT AG last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 451 | $1.7B |
| Non-Discretionary | 74 | $193.7M |
| Total | 525 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 525 | $1.9B |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 95 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesADVISORS TO AV GLOBAL OPPORTUNITIES FUND, INVESTMENT CONSOLIDATION AND REPORTING INCLUDING FOR ASSETS NOT UNDER MANAGEMENT |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-107717 |
|---|---|
| SEC ERA File Number | 801-107717 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283227 |
| Legal Entity Identifier | 5299009KXD46BE6FFL81 |
Principal Office
LOEWENSTRASSE 3ZURICH
Switzerland
Monday - Friday, 08.00 - 17.00
Tel: 41 (0)43 443 8383, Fax: 41 (0)43 443 8390
Chief Compliance Officer
DANY LEUTWYLER
LOEWENSTRASSE 3
ZURICH
Switzerland
Tel:
+41(0)434438320
Fax:
+41(0)434438390
D**********@********H
(Full email address available in API data)
Regulatory Contact
BEAT SCH�DLER
CHIEF EXECUTIVE OFFICER
LOEWENSTRASSE 3
ZURICH
Switzerland
Tel:
+41(0)434438383
Fax:
+41(0)434438390
B**********@********H
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JORDAN, AMAURY, NMN | Individual | – | FOUNDER OF ADVISORY COUNCIL | 05/2021 | 25-50% |
| SCHAEDLER, BEAT, NMN | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2021 | 10-25% |
| VON KOSS, PATRICK, KARL, ERICH | Individual | – | RELATIONSHIPMANAGER | 10/2011 | 10-25% |
| Schwizer, Martin, Christoph | Individual | – | MEMBER OF THE BOARD OF DIRECTORS | 07/2012 | < 5% |
| KNABENHANS, WALTER, GEORG | Individual | – | CHAIRMAN OF THE BOARD OF DIRECTORS | 10/2011 | 5-10% |
| ROEMER, ANJA, NMN | Individual | – | RELATIONSHIPMANAGER | 01/2016 | 10-25% |
| MUELLER, ANDREA-RETO, NMN | Individual | – | RELATIONSHIP MANAGER | 01/2024 | 5-10% |
| MUELLER-WILDI, CAROLE, NMN | Individual | – | RELATIONSHIP MANAGER | 01/2015 | < 5% |
| Leutwyler, Dany, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| PERROT, GREGOR, MARTIN | Individual | – | CHIEF INVESTMENT OFFICER | 01/2024 | < 5% |