Hedge Fund Database

SUNBURST FINANCIAL GROUP, LLC

Adviser information for SUNBURST FINANCIAL GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Alabama, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,776 $531.9M
Non-Discretionary 9 $46.5M
Total 1,785 $578.4M

Clients

Type Number RAUM
Individuals 539 $133.0M
HNW Individuals 181 $387.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 10 $47.2M
Charitable organizations <5 $11.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $29,235
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-107720
SEC ERA File Number 801-107720
SEC CIK Numbers 1800158
SEC CRD Numbers 283605
Legal Entity Identifier None

Principal Office

600 VESTAVIA PARKWAY
SUITE 100
VESTAVIA HILLS
AL
United States
FRIDAY 8:30AM - 4PM, 8:30AM - 5PM MON-THURS
Tel: 205-823-4949, Fax: 205-823-4554

Websites

www.sunburstfinancial.com

Chief Compliance Officer

JAMES RANDOLPH MARTIN
MANAGING MEMBER
600 VESTAVIA PARKWAY
SUITE 100
VESTAVIA HILLS
AL
United States
Tel: 205-823-4949
Fax: 205-823-4554
(Full email address available in API data)

Regulatory Contact

ROBERT BARRY RHEA
PARTNER
600 VESTAVIA PARKWAY
SUITE 100
VESTAVIA HILLS
AL
United States
Tel: 205-823-4949
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MARTIN, JAMES, RANDOLPH Individual – CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 04/2016 50-75%
WINZELER, JONATHAN, MICHAEL Individual – MEMBER & CHIEF INVESTMENT OFFICER 04/2016 10-25%
RHEA, ROBERT, BARRY Individual – MEMBER & CHIEF FINANCIAL OFFICER 04/2016 10-25%

No. Employees, Historic

105020192020202120222023202420258 on 4/18/20198 on 5/1/20198 on 11/8/20198 on 11/19/20196 on 3/3/20206 on 5/11/20206 on 6/15/20206 on 8/13/20207 on 3/10/20217 on 3/12/20217 on 3/19/202110 on 2/11/202210 on 2/15/202210 on 6/30/202210 on 3/31/202310 on 4/11/202310 on 11/14/20239 on 3/25/20249 on 3/29/2024

RAUM, Historic

600M300M02019202020212022202320242025237797272 on 4/18/2019237797272 on 5/1/2019237797272 on 11/8/2019237797272 on 11/19/2019303052790 on 3/3/2020303052790 on 5/11/2020303052790 on 6/15/2020303052790 on 8/13/2020392947042 on 3/10/2021392947042 on 3/12/2021392947042 on 3/19/2021493668613 on 2/11/2022493668613 on 2/15/2022493668613 on 6/30/2022499964012 on 3/31/2023499964012 on 4/11/2023499964012 on 11/14/2023578432533 on 3/25/2024578432533 on 3/29/2024

No. Clients, Historic

80040002019202020212022202320242025422 on 4/18/2019422 on 5/1/2019422 on 11/8/2019422 on 11/19/2019481 on 3/3/2020481 on 5/11/2020481 on 6/15/2020481 on 8/13/2020542 on 3/10/2021542 on 3/12/2021542 on 3/19/2021653 on 2/11/2022653 on 2/15/2022653 on 6/30/2022715 on 3/31/2023715 on 4/11/2023715 on 11/14/2023730 on 3/25/2024730 on 3/29/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 217K 2K –
ABBVIE INC COM 422K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 229K 754 –
ADOBE INC COM 377K 679 –
AFLAC INC COM 250K 3K –
ALPHABET INC CAP STK CL A 1M 7K –
ALPHABET INC CAP STK CL C 532K 3K –
AMAZON COM INC COM 2M 8K –
AMERICAN EXPRESS CO COM 512K 2K –
AMERICAN TOWER CORP NEW COM 206K 1K –
AMGEN INC COM 624K 2K –
APPLE INC COM 5M 25K –
APPLIED MATLS INC COM 442K 2K –
AUTOMATIC DATA PROCESSING IN COM 289K 1K –
BECTON DICKINSON & CO COM 221K 944 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 505K 1K –
BROADCOM INC COM 437K 272 –
CARLISLE COS INC COM 367K 905 –
CATERPILLAR INC COM 516K 2K –
CHEVRON CORP NEW COM 296K 2K –
CISCO SYS INC COM 632K 13K –
COSTCO WHSL CORP NEW COM 218K 256 –
ELI LILLY & CO COM 788K 871 –
ETF SER SOLUTIONS APTUS COLLRD INV 20M 539K –
ETF SER SOLUTIONS APTUS ENHANCED 11M 472K –
EXXON MOBIL CORP COM 410K 4K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 40M 880K –
HOME DEPOT INC COM 756K 2K –
ILLINOIS TOOL WKS INC COM 322K 1K –
INTEL CORP COM 277K 9K –
INTERNATIONAL BUSINESS MACHS COM 1M 7K –
ISHARES INC CORE MSCI EMKT 4M 75K –
ISHARES TR CORE 1 5 YR USD 1M 28K –
ISHARES TR CORE DIV GRWTH 779K 14K –
ISHARES TR CORE S&P MCP ETF 406K 7K –
ISHARES TR CORE S&P SCP ETF 2M 17K –
ISHARES TR CORE S&P500 ETF 8M 14K –
ISHARES TR ISHS 1-5YR INVS 720K 14K –
ISHARES TR MORNINGSTAR GRWT 8M 98K –
ISHARES TR MRGSTR MD CP ETF 7M 93K –
ISHARES TR MSCI EAFE ETF 1M 16K –
ISHARES TR MSCI INTL QUALTY 11M 274K –
ISHARES TR RUS 1000 GRW ETF 19M 51K –
ISHARES TR RUS 1000 VAL ETF 7M 38K –
ISHARES TR RUS MID CAP ETF 5M 64K –
ISHARES TR RUSSELL 2000 ETF 4M 19K –
ISHARES TR US HLTHCARE ETF 248K 4K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 3M 58K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 5M 92K –
JOHNSON & JOHNSON COM 734K 5K –
JPMORGAN CHASE & CO. COM 1M 6K –
LOCKHEED MARTIN CORP COM 256K 548 –
LOWES COS INC COM 252K 1K –
MARRIOTT INTL INC NEW CL A 552K 2K –
MCDONALDS CORP COM 362K 1K –
MEDICAL PPTYS TRUST INC COM 62K 14K –
MERCK & CO INC COM 963K 8K –
META PLATFORMS INC CL A 203K 402 –
MICROSOFT CORP COM 4M 9K –
MICROSTRATEGY INC CL A NEW 500K 363 –
NEXTERA ENERGY INC COM 259K 4K –
NORFOLK SOUTHN CORP COM 228K 1K –
NVIDIA CORPORATION COM 4M 33K –
ORACLE CORP COM 254K 2K –
PARSONS CORP DEL COM 442K 5K –
PATTERSON-UTI ENERGY INC COM 139K 13K –
PEPSICO INC COM 1M 6K –
PFIZER INC COM 215K 8K –
PROCTER AND GAMBLE CO COM 3M 20K –
QUALCOMM INC COM 916K 5K –
REGIONS FINANCIAL CORP NEW COM 624K 31K –
RTX CORPORATION COM 517K 5K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 1M 43K –
SCHWAB STRATEGIC TR INTL EQTY ETF 2M 44K –
SCHWAB STRATEGIC TR US BRD MKT ETF 33M 527K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 32M 409K –
SCHWAB STRATEGIC TR US LCAP GR ETF 956K 9K –
SCHWAB STRATEGIC TR US MID-CAP ETF 2M 26K –
SCHWAB STRATEGIC TR US SML CAP ETF 3M 66K –
SELECT SECTOR SPDR TR TECHNOLOGY 262K 1K –
SERVISFIRST BANCSHARES INC COM 794K 13K –
SOUTHERN CO COM 812K 10K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 913K 24K –
SPDR S&P 500 ETF TR TR UNIT 305K 560 –
SPDR SER TR PORTFOLI S&P1500 1M 21K –
SPDR SER TR PORTFOLIO S&P600 655K 16K –
SPDR SER TR PRTFLO S&P500 GW 22M 280K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 265K 2K –
TESLA INC COM 230K 1K –
TRUSTMARK CORP COM 608K 20K –
UNION PAC CORP COM 468K 2K –
UNITEDHEALTH GROUP INC COM 991K 2K –
VANECK ETF TRUST FALLEN ANGEL HG 404K 14K –
VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 338K 3K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS MID CAP ETF 533K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 10M 21K –
VANGUARD INDEX FDS SMALL CP ETF 2M 7K –
VANGUARD INDEX FDS SML CP GRW ETF 1M 4K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD MALVERN FDS STRM INFPROIDX 216K 4K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1M 14K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 32M 417K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 3M 14K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 38K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 8M 67K –
VANGUARD WHITEHALL FDS INTL DVD ETF 2M 27K –
VANGUARD WORLD FD MEGA GRWTH IND 257K 816 –
VISA INC COM CL A 638K 2K –
WALMART INC COM 1M 18K –
WELLS FARGO CO NEW COM 208K 4K –