SAMUEL CAPITAL MANAGEMENT LLC
Adviser information for SAMUEL CAPITAL MANAGEMENT LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $177.2M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $177.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $5.3M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $171.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107726 |
|---|---|
| SEC ERA File Number | 801-107726 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282028 |
| Legal Entity Identifier | 967600EIL1YO4GA33097 |
Principal Office
800 WESTCHESTER AVE#N 317
RYE BROOK
NY
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 914-367-1822, Fax: 914-357-2995
Websites
Chief Compliance Officer
BARRY MANNIS
MANAGING MEMBER
800 WESTCHESTER AVE.
SUITE N317
RYE BROOK
NY
United States
Tel:
914-367-1822
Fax:
914-357-2995
B****@****************M
(Full email address available in API data)
Regulatory Contact
RUSS MANNIS
MANAGING MEMBER
800 WESTCHESTER AVE.
SUITE N317
RYE BROOK
NY
United States
Tel:
914-367-1820
R***@****************M
(Full email address available in API data)
Industry Affiliates
| SAMUEL GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAMUEL MUNICIPAL TOTAL RETURN FUND II LP | Hedge Fund | $83.2M | $0.5M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANNIS, RUSSELL, ANDREW | Individual | – | MANAGING MEMBER | 10/2011 | 50-75% |
| MANNIS, BARRY, ARLEN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 10/2011 | 50-75% |