WOOTTON FINANCIAL GROUP INC
GAME PLAN ADVISORS, INC. Legal Name
Adviser information for WOOTTON FINANCIAL GROUP INC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 724 | $117.0M |
| Non-Discretionary | 0 | $0 |
| Total | 724 | $117.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 286 | $72.3M |
| HNW Individuals | 25 | $35.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $9.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107732 |
|---|---|
| SEC ERA File Number | 801-107732 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114641 |
| Legal Entity Identifier | None |
Principal Office
COMMONWEALTH CENTRE2040 NORTH LOOP 336 W, SUITE 125
CONROE
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 936-449-5952, Fax: 936-521-5956
Chief Compliance Officer
CHRIS WOOTTON
PRESIDENT
COMMONWEALTH CENTRE
2040 NORTH LOOP 336 W, SUITE 125
CONROE
TX
United States
Tel:
936-449-5952
Fax:
936-521-5956
C****@*******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL KOCH
COMPLIANCE CONSULTANT
9911 SABINE CIRCLE
MISSOURI CITY
TX
United States
Tel:
2817283167
M******@****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOOTTON, CHRISTOPHER, JASON | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/2016 | > 75% |