APEXIUM FINANCIAL LP
Adviser information for APEXIUM FINANCIAL LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,479 | $1.9B |
| Non-Discretionary | 62 | $747.5M |
| Total | 2,541 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 157 | $60.9M |
| HNW Individuals | 450 | $1.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 47 | $420.8M |
| Charitable organizations | 14 | $336.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $5.7M |
| Insurance companies | <5 | $349,099 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 43 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees% OF ASSETS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-107760 |
|---|---|
| SEC ERA File Number | 801-107760 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283726 |
| Legal Entity Identifier | None |
Principal Office
3090 NOWITZKI WAYSUITE 300
DALLAS
TX
United States
Monday - Friday, 9-5
Tel: 212-225-9500, Fax: None
Chief Compliance Officer
DAVID J. PILAITIS
PARTNER
411 THEODORE FREMD AVENUE
SUITE 206S
RYE
NY
United States
Tel:
212-225-9500
D********@*********M
(Full email address available in API data)
Industry Affiliates
| APEXIUM INSURANCE SERVICES, LP | Insurance company or agency |
| SOUNDWATCH CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PILAITIS, DAVID, JOSEPH | Individual | – | LIMITED PARTNER AND CHIEF COMPLIANCE OFFICER | 10/2015 | < 5% |
| APEXIUM HOLDINGS, LLC | Domestic Entity | – | GENERAL PARTNER | 10/2015 | < 5% |
| CHMELKA, CORY, MICHAEL | Individual | – | LIMITED PARTNER | 04/2016 | 25-50% |
| MARCELLO, MATTHEW, ANTHONY | Individual | – | LIMITED PARTNER | 04/2016 | 25-50% |
| MARCELLO, MATTHEW, ANTHONY | Individual | APEXIUM HOLDINGS, LLC | LIMITED PARTNER | 01/2022 | 25-50% |
| CHMELKA, CORY, MICHAEL | Individual | APEXIUM HOLDINGS, LLC | LIMITED PARTNER | 01/2022 | 25-50% |
| BRUNSWICK TRUST U/A DTD 07/13/2015 | Domestic Entity | – | LIMITED PARTNER | 12/2022 | 25-50% |
| BRUNSWICK TRUST U/A DTD 07/13/2015 | Domestic Entity | APEXIUM HOLDINGS, LLC | LIMITED PARTNER | 12/2022 | 25-50% |
| BROWN, ROBERT, THOMAS | Individual | BRUNSWICK TRUST U/A DTD 07/13/2015 | TRUSTEE | 01/2022 |