VANGUARD INVESTMENTS AUSTRALIA LIMITED
Adviser information for VANGUARD INVESTMENTS AUSTRALIA LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Australia |
Employees
| Total Number of Employees | 136 |
|---|---|
| Investment Advisory/Research | 56 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 68 | $83.2B |
| Non-Discretionary | 26 | $609.8M |
| Total | 94 | $83.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 68 | $83.2B |
| Pension and profit sharing plans | 26 | $609.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
LEVEL 13130 LONSDALE STREET
MELBOURNE VIC
Australia
Monday - Friday, 8AM-6PM
Tel: 61 3 8888 3888, Fax: 61 1300 765 712
Chief Compliance Officer
SEAN HUGHES
HEAD OF OFFICE OF GENERAL COUNSEL
LEVEL 13
130 LONSDALE STREET
MELBOURNE, VIC
Australia
Tel:
61 3 8888 3888
S**********@**************U
(Full email address available in API data)
Regulatory Contact
JAMES NAH
SENIOR COMPLIANCE MANAGER
LEVEL 13
130 LONSDALE STREET
MELBOURNE, VIC
Australia
Tel:
61 432 222 357
J********@**************U
(Full email address available in API data)
Industry Affiliates
| VANGUARD ASSET MANAGEMENT, LIMITED | Other investment adviser, including financial planners |
| VANGUARD GLOBAL ADVISERS, LLC | Other investment adviser, including financial planners |
| VANGUARD GROUP (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD GROUP EUROPE GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institution |
| VANGUARD GROUP INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VANGUARD INVESTMENTS CANADA INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VANGUARD INVESTMENTS UK, LIMITED | Other investment adviser, including financial planners |
| VANGUARD MARKETING CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| VANGUARD M�XICO | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VANGUARD SUPER PTY LTD | Trust companyPension consultant |
| VGI INSURANCE, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VANGUARD ACTIVE EMERGING MARKET EQUITY FUND | AUSTRALIAN REGISTERED MANAGED INVESTMENT SCHEME | $11.0M | $0.3M | 9 |
| VANGUARD ACTIVE POSITIVE IMPACT FUND | AUSTRALIAN REGISTERED MANAGED INVESTMENT SCHEME | $7.0M | $0.3M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | Domestic Entity | ZEALOUS, INC | STOCKHOLDER | 12/1993 | > 75% |
| VANGUARD INDEX FUNDS | Domestic Entity | VANGUARD GROUP INC | STOCKHOLDER | 08/1976 | 25-50% |
| BELLEISLE LLC | Domestic Entity | – | STOCKHOLDER | 02/2021 | > 75% |
| ZEALOUS, INC | Domestic Entity | BELLEISLE LLC | STOCKHOLDER | 02/2021 | > 75% |
| SHRIMSKI, DANIEL, RAYMOND | Individual | – | CHAIRMAN, DIRECTOR | 02/2022 | < 5% |
| BENDL, JOHN | Individual | – | DIRECTOR | 02/2022 | < 5% |
| JACQUES, CURTIS, ALAN | Individual | – | DIRECTOR | 02/2022 | < 5% |
| PETERSEN, KIM, LEANNE | Individual | – | DIRECTOR | 02/2022 | < 5% |
| OBERLIES, JOHN, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |
| HUGHES, SEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |