WESTERN WEALTH MANAGEMENT LLC
Adviser information for WESTERN WEALTH MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 112 |
|---|---|
| Investment Advisory/Research | 88 |
| Registered Broker-Dealer Representatives | 90 |
| Registered State Investment Advisers | 88 |
| Licensed Agents of an Insurance Company | 44 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13,325 | $3.2B |
| Non-Discretionary | 508 | $88.1M |
| Total | 13,833 | $3.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5,819 | $1.0B |
| HNW Individuals | 2,302 | $2.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 48 | $21.4M |
| Charitable organizations | 36 | $44.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 66 | $41.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 47 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 1.5B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| COMPREHENSIVE PORTFOLIO MANAGEMENT WRAP FEE PROGRAM | WESTERN WEALTH MANAGEMENT LLC |
Identifiers
| SEC RIA File Number | 801-107762 |
|---|---|
| SEC ERA File Number | 801-107762 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283545 |
| Legal Entity Identifier | None |
Principal Office
14143 DENVER PKWY.,STE 450
GOLDEN
CO
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 3033932404, Fax: 303-393-2365
Websites
www.linkedin.com/in/shelleyhertel/
www.cudenver.com/membership/benefits/
www.linkedin.com/in/jimmy-hasson-cfp%c2%ae-49487713/
www.linkedin.com/company/whitehawkwm/
explorentwealth.com/
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www.oakcrestinvestments.com/
www.linkedin.com/in/cameron-dye-17b64911/
www.cornerstonewma.com/
www.linkedin.com/company/blanchard-wealth-management/
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www.facebook.com/newwestadv/
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sentinelwealthmgmt.com/
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durableadvisor.com/
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twitter.com/paladinwealthco
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www.linkedin.com/company/western-wealth-advisors-texas/
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www.facebook.com/pages/paladin-wealth-management/123316087695634
arrowwealthmanagement.com/home
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summit-financialgroup.com/
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www.linkedin.com/company/affinity-wealth-management-group/
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www.facebook.com/sentinelwealthmgmt
sentinelwealth.us/
www.facebook.com/bcreacy/
www.facebook.com/jumetfinancial/
www.facebook.com/deloiawealthmgmt/
www.cuofco.org/investment-services
www.linkedin.com/in/amybouchieevansville/
www.linkedin.com/in/mikechevalier/
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www.frontrangewealth.com/
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www.castlerockprivatewealth.com
www.billowsfinancial.com
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www.linkedin.com/in/james-olson-cima%c2%ae-cfp%c2%ae-28769a2a/ show archived
www.linkedin.com/in/gregory-beal-11703620/
www.linkedin.com/in/christopher-eaton-97542ba1/ show archived
www.linkedin.com/in/r-keith-hazelbaker-aa130b122/
Chief Compliance Officer
KARA JETT
CCO
14143 DENVER WEST PKWY.,
SUITE 450
GOLDEN
CO
United States
Tel:
303-393-2323
Fax:
303-393-2365
K***@**********M
(Full email address available in API data)
Regulatory Contact
BENJAMEN ROTHWELL
DIRECTOR, RIA COMPLIANCE
14143 DENVER WEST PKWY.,
SUITE 450
GOLDEN
CO
United States
Tel:
720-909-3214
Fax:
303-393-2365
B**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAFFNEY, JULIE | Individual | – | DIRECTOR OF ACCOUNTING & REGISTRATIONS | 03/2016 | < 5% |
| JETT, KARA, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | 10-25% |
| ESSLINGER, LISA, MARIE | Individual | – | DIRECTOR OF BRANCH DEVELOPMENT/PARTNER | 09/2022 | 25-50% |
| RUSSELL, CADEN, LOUISA | Individual | – | ADMINISTRATIVE SPECIALIST & PARTNER | 09/2022 | 25-50% |