BAY COLONY ADVISORS
BAY COLONY ADVISORY GROUP, INC. Legal Name
Adviser information for BAY COLONY ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 26 |
| Licensed Agents of an Insurance Company | 15 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,720 | $1.0B |
| Non-Discretionary | 37 | $57.1M |
| Total | 3,757 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,413 | $392.2M |
| HNW Individuals | 684 | $618.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 22 | $54.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $8.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPLATFORM FEE FROM SUB-ADVISERS |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BAY COLONY ADVISORY GROUP, INC. WRAP FEE PROGRAM | BAY COLONY ADVISORS |
Identifiers
| SEC RIA File Number | 801-107792 |
|---|---|
| SEC ERA File Number | 801-107792 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152583 |
| Legal Entity Identifier | None |
Principal Office
86 BAKER AVENUE EXTENSIONSUITE 310
CONCORD
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 978-369-7200, Fax: 617-249-1807
Chief Compliance Officer
JOHN OHL
CEO/PRESIDENT/CCO
86 BAKER AVENUE EXTENSION
SUITE 310
CONCORD
MA
United States
Tel:
978-369-7200
Fax:
617-249-1807
J***@********************M
(Full email address available in API data)
Regulatory Contact
JAMES C. CATACCHIO
COO/EXECUTIVE VICE PRESIDENT
86 BAKER AVENUE EXTENSION
SUITE 310
CONCORD
MA
United States
Tel:
978-369-7200
Fax:
617-249-1807
J****@********************M
(Full email address available in API data)
Industry Affiliates
| TEWKS WEALTH MANAGEMENT, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OHL, JOHN, WINTHROP | Individual | – | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/2009 | > 75% |
| CATACCHIO, JAMES, CLEMENTS | Individual | – | EXECUTIVE VICE PRESIDENT/CHIEF OPERATIONS OFFICER | 04/2012 | 10-25% |