Hedge Fund Database

TANGLEWOOD LEGACY ADVISORS, LLC

Adviser information for TANGLEWOOD LEGACY ADVISORS, LLC last updated from Form ADV on January 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 151 $433.8M
Non-Discretionary 5 $30.4M
Total 156 $464.3M

Clients

Type Number RAUM
Individuals 51 $16.7M
HNW Individuals 91 $383.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $30.4M
Charitable organizations <5 $8.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $25.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesCONSULTING ON HOURLY OR PROJECT BASIS
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-107793
SEC ERA File Number 801-107793
SEC CIK Numbers 1965616
SEC CRD Numbers 127289
Legal Entity Identifier None

Principal Office

ONE RIVERWAY, SUITE 1550
HOUSTON
TX
United States
Monday - Friday, 8:00AM TO 4:30PM
Tel: 713-599-4999, Fax: 713-599-4989

Websites

www.family-cfo.com www.tanglewoodlegacyadvisors.com www.facebook.com/tangle-legacy-advisors-llc-226895450659912/ www.linkedin.com/company/tanglewood-legacy-advisors-llc www.linkedin.com/in/agardener

Chief Compliance Officer

ANDREW GARDENER
PRESIDENT
ONE RIVERWAY
SUITE 1550
HOUSTON
TX
United States
Tel: 713-599-4999
Fax: 713.599.4989
(Full email address available in API data)

Regulatory Contact

DEBORAH CARRANCO
EXECUTIVE ASSISTANT/OPERATIONS MANAGER
ONE RIVERWAY
SUITE 1550
HOUSTON
TX
United States
Tel: 713-599-4955
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GARDENER, ANDREW, TODD Individual – CHIEF COMPLIANCE OFFICER / PRESIDENT 05/2003 > 75%

No. Employees, Historic

1050201920202021202220232024202510 on 11/5/20199 on 3/30/20209 on 6/30/20209 on 2/19/202110 on 3/26/202110 on 4/1/202110 on 3/29/202210 on 4/1/202210 on 11/3/202210 on 12/19/20229 on 3/10/20239 on 3/13/20239 on 10/19/20239 on 11/14/20239 on 12/22/20239 on 1/3/20248 on 1/25/20248 on 1/27/2024

RAUM, Historic

500M250M02019202020212022202320242025207238291 on 11/5/2019259001289 on 3/30/2020259001289 on 6/30/2020259001289 on 2/19/2021315500325 on 3/26/2021315500325 on 4/1/2021364422014 on 3/29/2022364422014 on 4/1/2022364422014 on 11/3/2022364422014 on 12/19/2022389731241 on 3/10/2023389731241 on 3/13/2023389731241 on 10/19/2023389731241 on 11/14/2023389731241 on 12/22/2023389731241 on 1/3/2024464295762 on 1/25/2024464295762 on 1/27/2024

No. Clients, Historic

20010002019202020212022202320242025104 on 11/5/2019116 on 3/30/2020116 on 6/30/2020116 on 2/19/2021128 on 3/26/2021128 on 4/1/2021136 on 3/29/2022136 on 4/1/2022136 on 11/3/2022136 on 12/19/2022136 on 3/10/2023136 on 3/13/2023136 on 10/19/2023136 on 11/14/2023136 on 12/22/2023136 on 1/3/2024147 on 1/25/2024147 on 1/27/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M COMPANY Common Stock 51K 500 –
ABBOTT LABORATORIES Common Stock 55K 533 –
ABBVIE INC Common Stock 91K 533 –
ACCENTURE PLC Common Stock 7K 24 –
ADOBE INC Common Stock 1K 2 –
ALPHABET INC Common Stock 238K 1K –
ALPHABET INC Common Stock 160K 878 –
ALTRIA GROUP Common Stock 134K 3K –
AMAZON COM Common Stock 247K 1K –
AMERICAN EXPRESS Common Stock 289K 1K –
AMGEN INC Common Stock 31K 100 –
AMPHENOL CORP Common Stock 2K 24 –
APPLE INC Common Stock 3M 14K –
ARAMARK Common Stock 7K 200 –
ARK INNOVATION MF Closed and MF Open 347K 8K –
ARM HOLDINGS Common Stock 8K 50 –
ASML HOLDING Common Stock 36K 35 –
AT&T INC Common Stock 28K 1K –
AUTOMATIC DATA Common Stock 125K 522 –
AVANTIS EMERGING MF Closed and MF Open 92K 2K –
AVANTIS INTL MF Closed and MF Open 459K 7K –
AVANTIS U S MF Closed and MF Open 6K 65 –
AVANTIS U S MF Closed and MF Open 1M 14K –
AVANTIS US MF Closed and MF Open 64K 1K –
BANK AMERICA Common Stock 34K 847 –
BERKSHIRE HATHAWAY Common Stock 210K 516 –
BLACKROCK MUNIASSETS MF Closed and MF Open 61K 5K –
BLACKSTONE INC Common Stock 84K 682 –
BLACKSTONE MORTGAGE Common Stock 7K 400 –
BLOCK H&R Common Stock 27K 500 –
BOEING COMPANY Common Stock 9K 50 –
BP PLC Common Stock 4K 100 –
BRISTOL MYERS Common Stock 78K 2K –
BROADCOM INC Common Stock 144K 90 –
CADENCE DESIGN Common Stock 2K 5 –
CAMECO CORP Common Stock 49K 1K –
CARNIVAL CORP Common Stock 21K 1K –
CARRIER GLOBAL Common Stock 21K 335 –
CATERPILLAR INC Common Stock 2M 5K –
CELSIUS HOLDINGS Common Stock 685 12 –
CHEMOURS COMPANY Common Stock 30K 1K –
CHESAPEAKE ENERGY Common Stock 6K 74 –
CHEVRON CORP Common Stock 654K 4K –
CIGNA GROUP Common Stock 190K 576 –
CION INVESTMENT Common Stock 204K 17K –
CISCO SYSTEMS Common Stock 24K 505 –
CLOUGH GLOBAL MF Closed and MF Open 38K 7K –
COCA COLA COMPANY Common Stock 63K 994 –
COMCAST CORP Common Stock 20K 513 –
CONOCOPHILLIPS Common Stock 289K 3K –
CONSTELLATION ENERGY Common Stock 2K 9 –
COPART INC Common Stock 2K 28 –
COSTCO WHOLESALE Common Stock 195K 229 –
COTERRA ENERGY Common Stock 16K 600 –
CRAWFORD & COMPANY Common Stock 86K 10K –
CULLEN FROST Common Stock 386K 4K –
DANAHER CORP Common Stock 6K 26 –
DEERE & CO Common Stock 262K 700 –
DIMENSIONAL EMERGING MF Closed and MF Open 255K 10K –
DIMENSIONAL US MF Closed and MF Open 2M 58K –
DIMENSIONAL US MF Closed and MF Open 2K 50 –
DIMENSIONAL US MF Closed and MF Open 59K 2K –
DIMENSIONAL WORLD MF Closed and MF Open 809K 32K –
DIREXION DAILY MF Closed and MF Open 13K 86 –
DISCOVER FINANCIAL Common Stock 26K 200 –
EASTMAN CHEMICAL Common Stock 49K 497 –
EBAY INC Common Stock 92K 2K –
ELI LILLY Common Stock 94K 104 –
EMERSON ELECTRIC Common Stock 56K 508 –
ENBRIDGE INC Common Stock 4K 111 –
ENTERPRISE PRODUCTS Oil & Gas, Real Estate and REIT 222K 8K –
EOG RESOURCES Common Stock 13K 100 –
ETF SOLUTIONS MF Closed and MF Open 10K 230 –
ETFS AMERICAN MF Closed and MF Open 12K 280 –
ETHAN ALLEN Common Stock 18K 643 –
EXXON MOBIL Common Stock 975K 8K –
FASTLY INC Common Stock 369 50 –
FIRST TRUST MF Closed and MF Open 305K 3K –
FIRST TRUST MF Closed and MF Open 440K 25K –
FIRST TRUST MF Closed and MF Open 60K 1K –
FIRST TRUST MF Closed and MF Open 101K 2K –
FIRST TRUST MF Closed and MF Open 1M 29K –
FIRST TRUST MF Closed and MF Open 1M 39K –
FIRST TRUST MF Closed and MF Open 1M 29K –
FIRST TRUST MF Closed and MF Open 114K 3K –
FIRST TRUST MF Closed and MF Open 514K 15K –
FIRST TRUST MF Closed and MF Open 1M 39K –
FIRST TRUST MF Closed and MF Open 58K 1K –
FIRST TRUST MF Closed and MF Open 36K 1K –
FIRST TRUST MF Closed and MF Open 978K 23K –
FIRST TRUST MF Closed and MF Open 111K 3K –
FIRST TRUST MF Closed and MF Open 765K 18K –
FIRST TRUST MF Closed and MF Open 495K 13K –
FIRST TRUST MF Closed and MF Open 135K 3K –
FIRST TRUST MF Closed and MF Open 438K 11K –
FIRST TRUST MF Closed and MF Open 2M 53K –
FIRST TRUST MF Closed and MF Open 2M 46K –
FIRST TRUST MF Closed and MF Open 6M 155K –
FIRST TRUST MF Closed and MF Open 6M 127K –
FIRST TRUST MF Closed and MF Open 388K 8K –
FIRST TRUST MF Closed and MF Open 420K 10K –
FIRST TRUST MF Closed and MF Open 21K 480 –
FIRST TRUST MF Closed and MF Open 2M 59K –
FIRST TRUST MF Closed and MF Open 1M 22K –
FIRST TRUST MF Closed and MF Open 228K 6K –
FIRST TRUST MF Closed and MF Open 591K 13K –
FIRST TRUST MF Closed and MF Open 497K 11K –
FIRST TRUST MF Closed and MF Open 45K 1K –
FIRST TRUST MF Closed and MF Open 328K 9K –
FIRST TRUST MF Closed and MF Open 902K 21K –
FIRST TRUST MF Closed and MF Open 1M 30K –
FIRST TRUST MF Closed and MF Open 694K 20K –
FIRST TRUST MF Closed and MF Open 291K 9K –
FIRST TRUST MF Closed and MF Open 182K 5K –
FIRST TRUST MF Closed and MF Open 5K 150 –
FIRST TRUST MF Closed and MF Open 2M 58K –
FIRST TRUST MF Closed and MF Open 3M 98K –
FIRST TRUST MF Closed and MF Open 5M 119K –
FISERV INC Common Stock 130K 872 –
FORD MOTOR Common Stock 25K 2K –
FORTUNE BRANDS Common Stock 46K 715 –
FS CREDIT MF Closed and MF Open 23K 4K –
GAMESTOP CORP Common Stock 494 20 –
GARMIN LTD Common Stock 9K 55 –
GE AEROSPACE Common Stock 406K 3K –
GE HEALTHCARE Common Stock 66K 842 –
GE VERNOVA Common Stock 109K 637 –
GENERAL MILLS Common Stock 7K 110 –
GENUINE PARTS Common Stock 826K 6K –
GOLDMAN SACHS Common Stock 213K 470 –
HARTFORD SCHRODERS MF Closed and MF Open 25K 1K –
HEWLETT PACKARD Common Stock 11K 502 –
HOME DEPOT Common Stock 109K 316 –
HUBSPOT INC Common Stock 7K 12 –
HUNTINGTON INGALLS Common Stock 26K 106 –
HUNTSMAN CORP Common Stock 3K 121 –
INDUSTRIAL SELECT MF Closed and MF Open 65K 535 –
INTL BUSINESS Common Stock 161K 930 –
INTUIT INC Common Stock 33K 50 –
INVESCO EXCHANGE MF Closed and MF Open 530K 8K –
INVESCO LARGE MF Closed and MF Open 28K 517 –
INVESCO QQQ MF Closed and MF Open 3M 5K –
INVESCO RUSSELL MF Closed and MF Open 36K 1K –
INVESCO S&P MF Closed and MF Open 54K 570 –
INVESCO S&P MF Closed and MF Open 15K 295 –
INVESCO S&P MF Closed and MF Open 51K 445 –
INVESCO S&P MF Closed and MF Open 19K 200 –
INVESCO S&P MF Closed and MF Open 1M 27K –
INVESCO S&P MF Closed and MF Open 47K 511 –
INVESCO SHORT MF Closed and MF Open 50K 473 –
INVESCO WILDERHILL MF Closed and MF Open 24K 1K –
ISHARES CORE MF Closed and MF Open 1M 10K –
ISHARES CORE MF Closed and MF Open 1M 3K –
ISHARES CORE MF Closed and MF Open 17K 174 –
ISHARES CORE MF Closed and MF Open 154K 3K –
ISHARES CORE MF Closed and MF Open 49M 555K –
ISHARES CORE MF Closed and MF Open 84K 788 –
ISHARES CORE MF Closed and MF Open 208K 3K –
ISHARES ESG MF Closed and MF Open 119K 1K –
ISHARES MSCI MF Closed and MF Open 12K 104 –
ISHARES MSCI MF Closed and MF Open 3M 31K –
ISHARES MSCI MF Closed and MF Open 70K 357 –
ISHARES MSCI MF Closed and MF Open 71K 950 –
ISHARES RUSSELL MF Closed and MF Open 7M 80K –
ISHARES RUSSELL MF Closed and MF Open 5M 28K –
ISHARES RUSSELL MF Closed and MF Open 6M 17K –
ISHARES S&P MF Closed and MF Open 42M 332K –
ISHARES U S MF Closed and MF Open 7K 110 –
JOHNSON & JOHNSON Common Stock 803K 5K –
JP MORGAN MF Closed and MF Open 51K 1K –
JPMORGAN MF Closed and MF Open 39K 775 –
JPMORGAN CHASE Common Stock 55K 273 –
KAYNE ANDERSON MF Closed and MF Open 34K 3K –
KBR INC Common Stock 17K 260 –
KELLANOVA Common Stock 29K 504 –
KYNDRYL HOLDINGS Common Stock 2K 65 –
LINDE PLC Common Stock 101K 230 –
LOWES COMPANIES Common Stock 33K 150 –
LPL FINANCIAL Common Stock 28K 100 –
MAIN STREET Common Stock 7K 135 –
MARRIOTT INTL Common Stock 67K 277 –
MARSH & MCLENNAN Common Stock 13K 61 –
MARTIN MARIETTA Common Stock 271K 500 –
MASTERBRAND INC Common Stock 10K 715 –
MASTERCARD INC Common Stock 14K 31 –
MATTEL INC Common Stock 10K 600 –
MC CORMICK Common Stock 14K 200 –
MCDONALDS CORP Common Stock 46K 181 –
MCKESSON CORP Common Stock 23K 40 –
MERCK & COMPANY Common Stock 2M 12K –
META PLATFORMS Common Stock 36K 71 –
MGM RESORTS Common Stock 4K 100 –
MICROSOFT CORP Common Stock 1M 3K –
MONDELEZ INTERNATIONAL Common Stock 85K 1K –
MPLX Oil & Gas, Real Estate and REIT 30K 696 –
NETFLIX INC Common Stock 2K 3 –
NEXTERA ENERGY Common Stock 552K 8K –
NIKE INC Common Stock 5K 60 –
NORTHROP GRUMMAN Common Stock 92K 210 –
NOVO NORDISK Common Stock 113K 790 –
NVIDIA CORP Common Stock 164K 1K –
OCCIDENTAL PETE Rights and Bearer Warrants, Warrants except Bearer 1K 34 –
OCCIDENTAL PETROLEUM Common Stock 13K 200 –
OCEANEERING INTL Common Stock 237K 10K –
OGE ENERGY CORP Common Stock 482K 14K –
ONE GAS Common Stock 16K 250 –
ONEOK INC Common Stock 152K 2K –
ORACLE CORP Common Stock 61K 433 –
ORGANIGRAM HLDGS Common Stock 194 126 –
ORGANON & CO Common Stock 25K 1K –
OTIS WORLDWIDE Common Stock 16K 167 –
PALANTIR TECHNOLOGIES Common Stock 8K 300 –
PARSONS CORP Common Stock 44K 542 –
PAYPAL HOLDINGS Common Stock 99K 2K –
PEPSICO INC Common Stock 17K 105 –
PFIZER INC Common Stock 81K 3K –
PGIM AAA MF Closed and MF Open 4M 85K –
PHILIP MORRIS Common Stock 49K 487 –
PHILLIPS 66 Common Stock 185K 1K –
PNC FINANCIAL Common Stock 19K 120 –
PROCTER & GAMBLE Common Stock 79K 479 –
PRUDENTIAL FINANCIAL Common Stock 32K 269 –
QUALCOMM INC Common Stock 59K 295 –
RBB FD MF Closed and MF Open 115K 2K –
ROBLOX CORP Common Stock 20K 530 –
ROYAL CARIBBEAN Common Stock 16K 100 –
RTX CORP Common Stock 61K 610 –
SAP SE Common Stock 1K 6 –
SCHWAB US MF Closed and MF Open 345K 5K –
SECTOR ENERGY MF Closed and MF Open 46K 500 –
SECTOR HEALTHCARE MF Closed and MF Open 93K 641 –
SECTOR TECHNOLOGY MF Closed and MF Open 403K 2K –
SEMPRA Common Stock 8K 100 –
SHELL PLC Common Stock 234K 3K –
SM ENERGY Common Stock 3M 74K –
SOLVENTUM CORP Common Stock 7K 125 –
SOUTHERN COMPANY Common Stock 39K 508 –
SOUTHWEST AIRLINES Common Stock 1M 46K –
SPDR ICE MF Closed and MF Open 54K 2K –
SPDR S&P MF Closed and MF Open 4M 7K –
SPDR SERIES MF Closed and MF Open 235K 2K –
SYNOPSYS INC Common Stock 1K 2 –
TAIWAN SEMICONDUCTOR Common Stock 35K 199 –
TELLURIAN INC Common Stock 18K 26K –
TESLA INC Common Stock 266K 1K –
TEXAS INSTRUMENTS Common Stock 349K 2K –
THERMO FISHER Common Stock 83K 150 –
TJX COS Common Stock 30K 270 –
TRAVELERS COS Common Stock 102K 500 –
TRUMP MEDIA Common Stock 2K 50 –
TRUSTMARK CORP Common Stock 180K 6K –
UBER TECHNOLOGIES Common Stock 23K 321 –
UNION PACIFIC CORP Common Stock 22K 99 –
UNITED AIRLINES Common Stock 73K 2K –
UNITED PARCEL Common Stock 237K 2K –
UNITEDHEALTH GROUP Common Stock 62K 122 –
VALERO ENERGY Common Stock 143K 910 –
VANGUARD COMMUNICATION MF Closed and MF Open 101K 730 –
VANGUARD DIVIDEND MF Closed and MF Open 377K 2K –
VANGUARD GROWTH MF Closed and MF Open 873K 2K –
VANGUARD HIGH MF Closed and MF Open 486K 4K –
VANGUARD S&P MF Closed and MF Open 40K 404 –
VANGUARD S&P MF Closed and MF Open 81K 822 –
VANGUARD S&P MF Closed and MF Open 239K 478 –
VANGUARD VALUE MF Closed and MF Open 610K 4K –
VERALTO CORP Common Stock 764 8 –
VERIZON COMMUNICATIONS Common Stock 41K 1K –
VERTEX PHARMACEUTICALS Common Stock 12K 25 –
VESTIS CORP Common Stock 1K 100 –
VIATRIS INC Common Stock 25K 2K –
VISA INC Common Stock 126K 478 –
VULCAN MATERIALS Common Stock 199K 800 –
WABTEC Common Stock 158 1 –
WALMART INC Common Stock 45K 669 –
WALT DISNEY Common Stock 250K 3K –
WARNER BROS Common Stock 3K 353 –
WEC ENERGY Common Stock 47K 600 –
WELLS FARGO Common Stock 9K 155 –
WK KELLOGG Common Stock 2K 126 –
X TRACKERS MF Closed and MF Open 2M 40K –
XCEL ENERGY Common Stock 22K 410 –
ZIMMER BIOMET Common Stock 177K 2K –
ZIMVIE INC Common Stock 3K 163 –
ZOOM VIDEO Common Stock 1K 20 –