ARGONAUT PRIVATE CAPITAL, LP
Adviser information for ARGONAUT PRIVATE CAPITAL, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $2.1B |
| Non-Discretionary | 2 | $1.4B |
| Total | 8 | $3.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $3.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107803 |
|---|---|
| SEC ERA File Number | 801-107803 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283878 |
| Legal Entity Identifier | None |
Principal Office
7030 S YALE AVE#810
TULSA
OK
United States
Monday - Friday, 9AM-5PM
Tel: 918-392-9611, Fax: None
Chief Compliance Officer
PATRICK SULLIVAN
7030 S YALE AVE
#810
TULSA
OK
United States
Tel:
918-392-9606
P*******@*************M
(Full email address available in API data)
Regulatory Contact
PHIL VANTREASE
CHIEF FINANCIAL OFFICER, GENERAL COUNSEL
7030 S YALE AVE
#810
TULSA
OK
United States
Tel:
918-392-9602
P*****@*************M
(Full email address available in API data)
Industry Affiliates
| ARGONAUT FUND III GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARGONAUT FUND IV GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARGONAUT FUND V GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARG PRIVATE EQUITY II, LLC | Private Equity Fund | $519.0M | $0.0M | 1 |
| ARG PRIVATE EQUITY, LLC | Private Equity Fund | $1,047.5M | $0.0M | 1 |
| ARGONAUT PRIVATE EQUITY FUND III AIV, LP | Private Equity Fund | $216.0M | $0.0M | 30 |
| ARGONAUT PRIVATE EQUITY FUND III, LP | Private Equity Fund | $650.4M | $0.0M | 30 |
| ARGONAUT PRIVATE EQUITY FUND IV-A, LP | Private Equity Fund | $124.1M | $0.0M | 10 |
| ARGONAUT PRIVATE EQUITY FUND IV, LP | Private Equity Fund | $667.4M | $0.0M | 64 |
| ARGONAUT PRIVATE EQUITY FUND V-A, LP | Private Equity Fund | $66.7M | $0.0M | 16 |
| ARGONAUT PRIVATE EQUITY FUND V, LP | Private Equity Fund | $550.4M | $0.0M | 103 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MITCHELL, STEVEN, RYAN | Individual | BW INVESTMENT MANAGEMENT, INC. | SHAREHOLDER | 04/2016 | > 75% |
| MITCHELL, STEVEN, RYAN | Individual | BW CAPITAL HOLDINGS, LLC | MEMBER | 04/2016 | > 75% |
| VanTrease, Philip, Dean | Individual | – | CHIEF FINANCIAL OFFICER; GENERAL COUNSEL; SECRETARY | 04/2016 | < 5% |
| Sullivan, Patrick, Joseph | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2016 | < 5% |
| BW INVESTMENT MANAGEMENT, INC. | Domestic Entity | – | GENERAL PARTNER | 04/2016 | < 5% |
| BW CAPITAL HOLDINGS, LLC | Domestic Entity | – | LIMITED PARTNER | 04/2016 | > 75% |
| Hagar, Kelby | Individual | – | PRESIDENT | 01/2018 | < 5% |
| MITCHELL, STEVEN, RYAN | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2016 | < 5% |
| VanTrease, Philip, Dean | Individual | – | LIMITED PARTNER | 01/2023 | 5-10% |
| 16TH FAIRWAY, LLC | Domestic Entity | – | LIMITED PARTNER | 01/2023 | 25-50% |
| Hagar, Kelby | Individual | 16TH FAIRWAY, LLC | MEMBER | 01/2023 | > 75% |