ATWATER MALICK
ATWATER MALICK, LLC Legal Name
Adviser information for ATWATER MALICK last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 877 | $481.6M |
| Non-Discretionary | 0 | $0 |
| Total | 877 | $481.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 114 | $51.9M |
| HNW Individuals | 137 | $335.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $955,245 |
| Charitable organizations | <5 | $3.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $89.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-107806 |
|---|---|
| SEC ERA File Number | 801-107806 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147972 |
| Legal Entity Identifier | None |
Principal Office
201 GRANITE RUN DRIVESUITE 290
LANCASTER
PA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (717) 400-1505, Fax: (717) 798-9908
Websites
Chief Compliance Officer
BENJAMIN H. ATWATER
PARTNER
201 GRANITE RUN DRIVE
SUITE 290
LANCASTER
PA
United States
Tel:
(717) 201-9504
Fax:
(717) 798-9908
B**@****************M
(Full email address available in API data)
Regulatory Contact
MATTHEW C. MALICK
PARTNER
201 GRANITE RUN DRIVE
SUITE 290
LANCASTER
PA
United States
Tel:
(717) 439-9410
M***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MALICK, MATTHEW, CHARLES | Individual | – | MANAGING MEMBER | 08/2008 | 50-75% |
| ATWATER, BENJAMIN, H. | Individual | – | MANAGING MEMBER | 08/2008 | 50-75% |
| ATWATER, BENJAMIN, H. | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | 50-75% |