STOEVER GLASS WEALTH MANAGEMENT, INC.
Adviser information for STOEVER GLASS WEALTH MANAGEMENT, INC. last updated from Form ADV on August 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MAY |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 103 | $74.6M |
| Non-Discretionary | 645 | $168.3M |
| Total | 748 | $243.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 223 | $13.9M |
| HNW Individuals | 152 | $227.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | <5 | $50,119 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $139,006 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-107810 |
|---|---|
| SEC ERA File Number | 801-107810 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173091 |
| Legal Entity Identifier | None |
Principal Office
30 WALL STREET, 7TH FLOORNEW YORK
NY
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 212-952-1910, Fax: 212-952-1925
Chief Compliance Officer
STEVEN SAPIRSTEIN
CHIEF COMPLIANCE OFFICER
225 NE MIZNER BLVD.
SUITE 250
BOCA RATON
FL
United States
Tel:
561-229-0770
Fax:
561-229-0770
S*****@****************M
(Full email address available in API data)
Regulatory Contact
ROSLYN VIALVA
ADMIN ASSISTANT
30 WALL STREET
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-952-1910
Fax:
212-952-1925
R*****@****************M
(Full email address available in API data)
Industry Affiliates
| STOEVER GLASS INSURANCE AGENCY INC | Insurance company or agency |
| STOEVER, GLASS & COMPANY INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STOEVER GLASS HOLDING COMPANY, INC. | Domestic Entity | – | SHAREHOLDER | 08/2014 | > 75% |
| STOEVER, RUSSEL, JUDE | Individual | STOEVER GLASS HOLDING COMPANY, INC. | SHAREHOLDER, VICE PRESIDENT | 08/2014 | |
| SAPIRSTEIN, STEVEN, CHARLES | Individual | – | TREASURER/CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| STOEVER, RUSSEL, JUDE | Individual | – | DIRECTOR | 12/2021 | < 5% |
| ESTATE OF ROLAND STOEVER | Domestic Entity | STOEVER GLASS HOLDING COMPANY, INC. | ESTATE | 12/2021 | 25-50% |
| ESTATE OF FREDERICK STOEVER | Domestic Entity | STOEVER GLASS HOLDING COMPANY, INC. | ESTATE | 12/2021 | 50-75% |