MA ASSET MANAGEMENT, LLC
Adviser information for MA ASSET MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $181.0M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $181.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $181.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-107811 |
|---|---|
| SEC ERA File Number | 801-107811 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283673 |
| Legal Entity Identifier | 254900O0DU37PYFJ7H56 |
Principal Office
3 WEST MAIN STREETSUITE 301
IRVINGTON
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: (914) 274-8483, Fax: None
Chief Compliance Officer
ASHEES JAIN
ELECTED MANAGER
3 WEST MAIN STREET
SUITE 301
IRVINGTON
NY
United States
Tel:
914-274-8483
A**********@**************M
(Full email address available in API data)
Industry Affiliates
| MA PARTNERS US, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUE ELEPHANT EQUIPMENT PREFERRED FUND, LP | Private Equity Fund | $7.9M | $0.3M | 35 |
| BLUE ELEPHANT MEDICAL DEVICE FUND LP | REMOTE MEDICAL CARE LENDING FUN | $7.7M | $0.5M | 32 |
| BLUE ELEPHANT OFFSHORE SPECIALTY FINANCE FUND, LTD. | SPECIALTY FINANCE | $12.0M | $0.5M | 31 |
| BLUE ELEPHANT SPECIALTY FINANCE FUND, LP | SPECIALTY FINANCE | $116.4M | $0.5M | 89 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JAIN, ASHEES | Individual | – | MANAGER / CHIEF COMPLIANCE OFFICER | 10/2013 | < 5% |
| MARRA, JOSEPH, PAUL | Individual | – | MANAGER | 10/2013 | < 5% |
| MA CREDIT ASSET MANAGEMENT US LLC | Domestic Entity | – | OWNER | 05/2023 | > 75% |
| MAAM HOLDINGS PTY LTD | Foreign Entity | MA CREDIT ASSET MANAGEMENT US LLC | OWNER | 05/2023 | |
| MA FINANCIAL GROUP LIMITED | Foreign Entity | MAAM HOLDINGS PTY LTD | OWNER | 05/2023 | > 75% |
| MACWILLIAMS, RICHARD, KENT | Individual | – | MANAGER | 05/2023 | < 5% |
| Danieli, Frank, John | Individual | – | MANAGER | 05/2023 | < 5% |
| Wyke, Christopher, Philip | Individual | – | MANAGER | 05/2023 | < 5% |
| GRADY, PAUL | Individual | – | CHIEF FINANCIAL OFFICER | 11/2023 | < 5% |