FIDUCIARY EXPERTS LLC
Adviser information for FIDUCIARY EXPERTS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $443.1M |
| Non-Discretionary | 50 | $301.3M |
| Total | 64 | $744.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $3.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $192.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 22 | $548.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-107816 |
|---|---|
| SEC ERA File Number | 801-107816 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146721 |
| Legal Entity Identifier | None |
Principal Office
40102 SIERRA DE RONDAMURRIETA
CA
United States
Monday - Friday, 7AM - 6PM
Tel: 714-409-8869, Fax: 888-688-4015
Websites
Chief Compliance Officer
MARIBEL LARIOS
OWNER
40102 SIERRA DE RONDA
MURRIETA
CA
United States
Tel:
714-409-8869
Fax:
888-688-4015
M***@*********M
(Full email address available in API data)
Regulatory Contact
MARIBEL LARIOS
CCO
40102 SIERRA DE RONDA
MURRIETA
CA
United States
Tel:
714-409-8869
Fax:
888-688-4015
M***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LARIOS, MARIBEL | Individual | – | CEO | 02/2008 | > 75% |
| LARIOS, MARIBEL | Individual | – | CCO | 02/2008 | > 75% |