ADALTA CAPITAL MANAGEMENT LLC
Adviser information for ADALTA CAPITAL MANAGEMENT LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 180 | $254.3M |
Non-Discretionary | 6 | $3.7M |
Total | 186 | $258.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 20 | $6.0M |
HNW Individuals | 55 | $202.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 6 | $5.0M |
Pension and profit sharing plans | <5 | $1.3M |
Charitable organizations | <5 | $37.1M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $6.2M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMPerformance-based fees |
Principal Office
445 PARK AVENUESUITE 16D
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-832-5135, Fax: None
Websites
Chief Compliance Officer
ZOE VLACHOS
MEMBER
445 PARK AVENUE
SUITE 15D
NEW YORK
NY
United States
Tel:
212-832-5107
Z**********@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
FUND 1 | Private Equity Fund | $2.4M | $0.1M | 14 |
FUND 2 | Private Equity Fund | $0.9M | $0.1M | 10 |
FUND 3 | Private Equity Fund | $0.5M | $0.0M | 12 |
FUND 4 | Private Equity Fund | $0.2M | $0.0M | 14 |
FUND 5 | Private Equity Fund | $0.2M | $0.1M | 3 |
FUND 6 | Private Equity Fund | $0.7M | $0.1M | 8 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
VLACHOS, ZOE, AUSTIN | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 02/2016 | 25-50% |
RAPPA, DAVID, EDWARD | Individual | – | MEMBER | 02/2016 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
Advanced Micro Devices, Inc. | COM | 258K | 2K | – |
Akoustis Technologies, Inc. | COM | 13K | 100K | – |
Alibaba Group ADR | SPONSORED ADS | 597K | 8K | – |
Alphabet Inc. Class A | CAP STK CL A | 36K | 200 | – |
Alphabet Inc. Class A | CAP STK CL A | 8M | 44K | – |
Alphabet Inc. Class C | CAP STK CL C | 37K | 200 | – |
Alphabet Inc. Class C | CAP STK CL C | 1M | 7K | – |
American Express Co. | COM | 93K | 400 | – |
American Express Co. | COM | 6M | 25K | – |
Apple Inc. | COM | 1M | 6K | – |
Applied Materials | COM | 658K | 3K | – |
Arch Capital Group Ltd | ORD | 25K | 250 | – |
Arch Capital Group Ltd | ORD | 5M | 53K | – |
Atkore Inc | COM | 239K | 2K | – |
Bank of America | COM | 103K | 3K | – |
Baxter International | COM | 802K | 24K | – |
Berkshire Hathaway Class B | CL B NEW | 3M | 6K | – |
Blackstone Group Inc | COM | 99K | 800 | – |
Blackstone Group Inc | COM | 11M | 91K | – |
Blackstone Mortgage Trust | COM CL A | 1M | 69K | – |
Boeing | COM | 2M | 10K | – |
Bristol-Myers Squibb | COM | 8K | 200 | – |
Bristol-Myers Squibb | COM | 776K | 19K | – |
Brookfield Asset Management Ltd. | CL A LMT VTG SHS | 13K | 346 | – |
Brookfield Asset Management Ltd. | CL A LMT VTG SHS | 2M | 43K | – |
Brookfield Corp F Class A | CL A LTD VT SH | 58K | 1K | – |
Brookfield Corp F Class A | CL A LTD VT SH | 7M | 171K | – |
Brookfield Renewable LP | PARTNERSHIP UNIT | 592K | 24K | – |
Brookfield Renewable C F Class A | CL A SUB VTG | 169K | 6K | – |
BWX Technologies Inc | COM | 244K | 3K | – |
Cambria Tail Risk ETF | TAIL RISK | 113K | 10K | – |
Canadian National Railway Co. | COM | 2M | 16K | – |
Carrier Global Corp | COM | 233K | 4K | – |
Chevron Corp. | COM | 1M | 9K | – |
Cisco Systems, Inc. | COM | 1M | 31K | – |
Civeo Corp | COM NEW | 199K | 8K | – |
CloudFlare, Inc. | CL A COM | 51K | 615 | – |
Coca-Cola Company | COM | 361K | 6K | – |
Coherent Corp | COM | 145K | 2K | – |
Colgate-Palmolive Co | COM | 869K | 9K | – |
Comcast Corporation | CL A | 705K | 18K | – |
Commercial Metals Co | COM | 251K | 5K | – |
Consolidated Edison | COM | 18K | 200 | – |
Consolidated Edison | COM | 695K | 8K | – |
Costco Wholesale Co | COM | 136K | 160 | – |
Coupang, Inc. | CL A | 2M | 78K | – |
Crane Company | COMMON STOCK | 79K | 545 | – |
Danaher Corp | COM | 13K | 50 | – |
Danaher Corp | COM | 1M | 6K | – |
Deere & Co | COM | 711K | 2K | – |
Devon Energy Corp | COM | 143K | 3K | – |
Diageo PLC ADR | SPON ADR NEW | 362K | 3K | – |
Dominion Resources, Inc | COM | 319K | 7K | – |
Duke Energy Corp | COM NEW | 2M | 16K | – |
Edison International | COM | 574K | 8K | – |
Eli Lilly & Company | COM | 1M | 1K | – |
Enbridge Inc | COM | 455K | 13K | – |
Enovix Corporation | COM | 7K | 450 | – |
Enovix Corporation | COM | 831K | 54K | – |
Enterprise Products Partners L.P. | COM | 436K | 15K | – |
ESAB Corp | COM | 95K | 1K | – |
ExxonMobil Corp | COM | 935K | 8K | – |
Franco-Nevada Corp | COM | 33K | 275 | – |
Franco-Nevada Corp | COM | 1M | 9K | – |
Generac Holdings Inc | COM | 143K | 1K | – |
General Mills Inc | COM | 143K | 2K | – |
General Motors Co | COM | 148K | 3K | – |
Grab Holdings Ltd. | CLASS A ORD | 262K | 74K | – |
Guardant Health, Inc. | COM | 20K | 700 | – |
Guardant Health, Inc. | COM | 2M | 70K | – |
Hershey Co | COM | 132K | 720 | – |
Home Depot | COM | 241K | 700 | – |
Home Depot | COM | 10M | 28K | – |
Honeywell International Inc. | COM | 344K | 2K | – |
Horizon Kinetics Blockchain Development ETF | HORZN KINTCS BL | 81K | 3K | – |
Intuitive Surgical | COM NEW | 167K | 375 | – |
Johnson & Johnson | COM | 29K | 200 | – |
Johnson & Johnson | COM | 3M | 18K | – |
JPMorgan Chase & Co | COM | 10M | 49K | – |
Kimberly-Clark Corp | COM | 140K | 1K | – |
Markel Group Inc. | COM | 39K | 25 | – |
Markel Group Inc. | COM | 3M | 2K | – |
Marriott Vacations | COM | 724K | 8K | – |
Martin Marietta Matr | COM | 569K | 1K | – |
MDU Resources Group, Inc. | COM | 9K | 350 | – |
MDU Resources Group, Inc. | COM | 156K | 6K | – |
Mercadolibre Inc | COM | 16K | 10 | – |
Mercadolibre Inc | COM | 3M | 2K | – |
Merck & Co. Inc. | COM | 125K | 1K | – |
Merck & Co. Inc. | COM | 11M | 89K | – |
Microsoft Corporation | COM | 380K | 850 | – |
Microsoft Corporation | COM | 24M | 53K | – |
National Western Life | CL A | 154K | 310 | – |
NextEra Energy, Inc. | COM | 283K | 4K | – |
Nu Holdings Ltd. | ORD SHS CL A | 964K | 75K | – |
Oaktree Specialty Lending Corporation | COM | 19K | 1K | – |
Oaktree Specialty Lending Corporation | COM | 739K | 39K | – |
Obsidian Energy Ltd. | COM | 375K | 50K | – |
Paypal Holdings Inc | COM | 390K | 7K | – |
Penn NTNL Gaming | COM | 174K | 9K | – |
PG&E Corporation | COM | 637K | 36K | – |
PhenixFIN Corporation | COM | 21K | 450 | – |
PhenixFIN Corporation | COM | 7M | 149K | – |
Philip Morris International Inc. | COM | 225K | 2K | – |
Portland General Electric Co. | COM NEW | 1M | 25K | – |
Procter & Gamble | COM | 622K | 4K | – |
Qualcomm Inc. | COM | 11M | 56K | – |
Raytheon Technologies Co | COM | 131K | 1K | – |
Regeneron Pharms Inc | COM | 258K | 245 | – |
Saba Capital Income & Opportunities Fund | SHS NEW | 12K | 2K | – |
Saba Capital Income & Opportunities Fund | SHS NEW | 374K | 53K | – |
Saba Closed End Funds ETF | SABA INT RATE | 23K | 1K | – |
Saba Closed End Funds ETF | SABA INT RATE | 534K | 25K | – |
Skyward Specialty Insurance | COM | 145K | 4K | – |
SLB | COM STK | 2M | 39K | – |
Snowflake Inc. | CL A | 235K | 2K | – |
Southern Company | COM | 2M | 28K | – |
Sportradar Group AG | CLASS A ORD SHS | 86K | 8K | – |
The Williams Companies, Inc. | COM | 64K | 2K | – |
Thermo Fisher Scientific | COM | 18K | 33 | – |
Tidewater Inc. | COM | 48K | 500 | – |
Union Pacific Corp. | COM | 91K | 400 | – |
Union Pacific Corp. | COM | 8M | 34K | – |
Vaneck Vectors Green Bond ETF | GREEN BOND ETF | 195K | 8K | – |
Viper Energy Inc Class A | CL A | 278K | 7K | – |
Weyerhaeuser Co REIT | COM NEW | 43K | 2K | – |
Weyerhaeuser Co REIT | COM NEW | 5M | 181K | – |