ALPHA CAPITAL MANAGEMENT GROUP LLC
Adviser information for ALPHA CAPITAL MANAGEMENT GROUP LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 411 | $102.6M |
| Non-Discretionary | 64 | $319.3M |
| Total | 475 | $421.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 65 | $22.8M |
| HNW Individuals | 16 | $39.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 394 | $359.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 314.8M |
| Portfolio Manager | 314.8M |
| Both for Same | 314.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ALPHA CAPITAL MANAGEMENT GROUP LLC | ALPHA CAPITAL MANAGEMENT GROUP LLC |
Identifiers
| SEC RIA File Number | 801-107838 |
|---|---|
| SEC ERA File Number | 801-107838 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283624 |
| Legal Entity Identifier | None |
Principal Office
250 FILLMORE STREETSUITE 150
DENVER
CO
United States
Monday - Friday, 7AM TO 4PM
Tel: 303-900-1919, Fax: None
Websites
Chief Compliance Officer
IAN CAMPBELL
250 FILLMORE STREET
SUITE 150
DENVER
CO
United States
Tel:
303-900-1940
I***********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELEVATE WEALTH MANAGEMENT, LLC | Domestic Entity | – | MANAGING MEMBER | 01/2019 | 25-50% |
| BUSINESS WEALTH MANAGEMENT STRATEGIES, LLC | Domestic Entity | – | MANAGING MEMBER | 01/2019 | 25-50% |
| ELL, MARK, ANDREW | Individual | BUSINESS WEALTH MANAGEMENT STRATEGIES, LLC | MEMBER | 01/2019 | > 75% |
| GWC CAPITAL, LLC | Domestic Entity | – | MANAGING MEMBER | 06/2023 | 25-50% |
| CAMPBELL, GARRISON, WELLS | Individual | GWC CAPITAL, LLC | MEMBER | 01/2019 | > 75% |
| CAMPBELL, IAN, DOUGLAS | Individual | ELEVATE WEALTH MANAGEMENT, LLC | MEMBER | 01/2019 | > 75% |
| CAMPBELL, IAN, DOUGLAS | Individual | – | CCO | 04/2020 | 25-50% |