SIMPLE FINANCIAL SOLUTIONS, LLC
Adviser information for SIMPLE FINANCIAL SOLUTIONS, LLC last updated from Form ADV on February 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Florida, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 202 | $191.3M |
Non-Discretionary | 0 | $0 |
Total | 202 | $191.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $1.4M |
HNW Individuals | 30 | $189.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 9 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-107850 |
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SEC ERA File Number | 801-107850 |
SEC CIK Numbers | None |
SEC CRD Numbers | 150380 |
Legal Entity Identifier | None |
Principal Office
795 BRIGHTWATER CIRMAITLAND
FL
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 407-718-0916, Fax: 407-740-5351
Websites
Chief Compliance Officer
JOHN M. PRIZER, JR.
MEMBER
795 BRIGHTWATER CIR
MAITLAND
FL
United States
Tel:
407-718-0916
Fax:
407-740-5351
J***@***********M
(Full email address available in API data)
Regulatory Contact
DIANE CURRIE
CONSULTANT
2715 WOODWARD AVE.
SUITE 300
DETROIT
MI
United States
Tel:
313-546-6021
D******@******M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PRIZER, JOHN, MCLAREN | Individual | – | MEMBER & CHIEF COMPLIANCE OFFICER | 05/2009 | > 75% |