ARLINGTON FINANCIAL ADVISORS, LLC
Adviser information for ARLINGTON FINANCIAL ADVISORS, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 102 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,810 | $944.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,810 | $944.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 91 | $17.0M |
| HNW Individuals | 399 | $837.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 54 | $90.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 83.0M |
| Portfolio Manager | 0 |
| Both for Same | 86.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ARLINGTON WRAP PROGRAM | ARLINGTON FINANCIAL ADVISORS, LLC |
Principal Office
100 E. DE LA GUERRA STSANTA BARBARA
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (805) 699-7300, Fax: None
Chief Compliance Officer
JOHN LORENZ
MEMBER
100 E. DE LA GUERRA ST
SANTA BARBARA
CA
United States
Tel:
(805) 699-7300
J**********@**************M
(Full email address available in API data)
Regulatory Contact
JOSEPH WEILAND
MANAGING MEMBER
100 E. DE LA GUERRA ST
SANTA BARBARA
CA
United States
Tel:
805-699-7300
J**********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUVA, DIANNE, GAYOSKI | Individual | – | MANAGING MEMBER | 04/2016 | 10-25% |
| SWALLEY, ARTHUR, GENTRY | Individual | – | MANAGING MEMBER | 04/2016 | 10-25% |
| LORENZ, JOHN, ALFRED | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 04/2016 | 10-25% |
| WEILAND, JOSEPH, RICHARD | Individual | – | MANAGING MEMBER | 04/2016 | 10-25% |
| HUGHES, RICHARD, WELLS | Individual | – | MANAGING MEMBER | 04/2016 | 10-25% |
| MAKELA, CODY, ALLAN | Individual | – | MANAGING MEMBER | 01/2021 | 5-10% |