Hedge Fund Database

MANHATTAN WEST ASSET MANAGEMENT, LLC

Adviser information for MANHATTAN WEST ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 34
Investment Advisory/Research 33
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 955 $1.0B
Non-Discretionary 36 $11.2M
Total 991 $1.0B

Clients

Type Number RAUM
Individuals 166 $34.1M
HNW Individuals 125 $444.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 43 $505.7M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $53.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 6
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Insurance broker or agentBUSINESS MANAGEMENT, TAX, INSURANCE, & REAL ESTATE

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 491.8M
Portfolio Manager to Program Sponsor
MANHATTAN WEST WRAP FEE PROGRAM MANHATTAN WEST ASSET MANAGEMENT, LLC

Identifiers

SEC RIA File Number 801-107862
SEC ERA File Number 801-107862
SEC CIK Numbers 1904770
SEC CRD Numbers 283630
Legal Entity Identifier None

Principal Office

1999 AVENUE OF THE STARS
SUITE 2500
LOS ANGELES
CA
United States
Monday - Friday, 8 AM - 5 PM
Tel: 310-341-4585, Fax: 310-341-4584

Websites

www.linkedin.com/company/manhattan-west-enterprise-llc twitter.com/mwestasset www.manhattanwest.com www.facebook.com/manhattan-west-asset-management-637648473081002/

Chief Compliance Officer

BILL RYAN
1999 AVENUE OF THE STARS
SUITE 2500
LOS ANGELES
CA
United States
Tel: 310-341-4622
Fax: 310-341-4584
(Full email address available in API data)

Regulatory Contact

LORENZO DANIEL ESPARZA
CEO/FOUNDER
1999 AVENUE OF THE STARS
SUITE 2500
LOS ANGELES
CA
United States
Tel: 310-341-4585
Fax: 310-341-4584
(Full email address available in API data)

Industry Affiliates

MANHATTAN WEST CAPITAL, LLC Sponsor, GP, manager of pooled investment vehicles
MANHATTAN WEST DIGITAL ASSETS GP, LLC Sponsor, GP, manager of pooled investment vehicles
MANHATTAN WEST FINANCE GROUP, LLC Sponsor, GP, manager of pooled investment vehicles
MANHATTAN WEST PRIVATE EQUITY GROUP LLC Sponsor, GP, manager of pooled investment vehicles
MANHATTAN WEST REAL ESTATE, LLC Sponsor, GP, manager of pooled investment vehicles
MANHATTAN WEST SECONDARIES FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
MANHATTAN WEST SECONDARY INVESTMENTS LLC Sponsor, GP, manager of pooled investment vehicles
MANHATTAN WEST VENTURE CAPITAL GROWTH OPPORTUNITIES GP I, LLC Sponsor, GP, manager of pooled investment vehicles
MW LATE STAGE VENTURE-I, LLC Sponsor, GP, manager of pooled investment vehicles
MW LATE STAGE VENTURE-II, LLC Sponsor, GP, manager of pooled investment vehicles
MW LATE STAGE VENTURE-III, LLC Sponsor, GP, manager of pooled investment vehicles
MWSI VC MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MANHATAN WEST PRIVATE EQUITY FUND, LLC Private Equity Fund $18.8M $0.0M 92
MANHATTAN WEST DIGITAL ASSETS FUND I, LP Venture Capital Fund $1.5M $0.1M 20
MANHATTAN WEST FINANCE FUND III, LLC PRIVATE DEBT FUND $36.3M $0.1M 91
MANHATTAN WEST FINANCE FUND IV, LLC PRIVATE DEBT FUND $15.2M $0.0M 27
MANHATTAN WEST SECONDARIES FUND, LP Venture Capital Fund $5.2M $0.0M 26
MANHATTAN WEST VENTURE CAPITAL FUND, LP Venture Capital Fund $21.0M $0.1M 91
MANHATTAN WEST VENTURE CAPITAL GROWTH OPPORTUNITIES FUND I, LP Venture Capital Fund $8.3M $0.1M 47
MW LSV ANDURIL INDUSTRIES-II, LLC Venture Capital Fund $14.1M $0.0M 10
MW LSV MASTERCLASS, LLC Venture Capital Fund $2.2M $0.0M 4
MW LSV RELATIVITY SPACE, LLC Venture Capital Fund $7.8M $0.0M 10
MW LSVC 100THIEVES, LLC Venture Capital Fund $1.3M $0.0M 6
MW LSVC ANDURIL, LLC Venture Capital Fund $10.4M $0.0M 21
MW LSVC AXIOM SPACE, LLC Venture Capital Fund $2.0M $0.0M 1
MW LSVC DATABRICKS-I, LLC Venture Capital Fund $5.0M $0.0M 5
MW LSVC DISCORD, LLC Venture Capital Fund $6.5M $0.0M 2
MW LSVC KLARNA-III, LLC Venture Capital Fund $1.9M $0.0M 7
MW LSVC REDWOOD LLC Venture Capital Fund $33.0M $0.0M 97
MW LSVC REDWOOD-II LLC Venture Capital Fund $10.2M $0.0M 18
MW LSVC SHIELD AI, LLC Venture Capital Fund $2.4M $0.0M 14
MW LSVC VESTIGO AEROSPACE, LLC Venture Capital Fund $0.3M $0.0M 4
MW LSVC ZAPP, LLC Venture Capital Fund $14.8M $0.0M 61
MWAM VC BETTER-I, LLC Venture Capital Fund $0.0M $0.0M 7
MWAM VC BRADY SX, LLC Venture Capital Fund $17.0M $0.0M 10
MWAM VC IMPOSSIBLE FOODS-I, LLC Venture Capital Fund $21.9M $0.0M 80
MWAM VC KLARNA-I, LLC Venture Capital Fund $1.6M $0.0M 12
MWAM VC RW LAMBDA, LLC Venture Capital Fund $2.6M $0.1M 50
MWAM VC SPACE X-I, LLC Venture Capital Fund $8.4M $0.0M 13
MWAM VC SPACE X-II, LLC Venture Capital Fund $9.2M $0.0M 5
MWAM VC TECHSTYLE, LLC Venture Capital Fund $3.0M $0.0M 37
MWAM VC VISE AI, LLC Venture Capital Fund $3.1M $0.0M 45
MWLSV EPIC GAMES-I, LLC Venture Capital Fund $71.0M $0.0M 28
MWLSV EPIC GAMES-II,LLC Venture Capital Fund $90.6M $0.0M 39
MWLSV EPIC GAMES-III, LLC Venture Capital Fund $9.5M $0.0M 1
MWPE EXHIBITION II, LLC Private Equity Fund $16.1M $0.0M 68
MWPE EXHIBITION, LLC Private Equity Fund $2.4M $0.0M 23
MWPE VINO VAULT II, LLC Private Equity Fund $1.6M $0.0M 14
MWPE VINO VAULT, LLC Private Equity Fund $1.8M $0.0M 13
MWSI VC ANDURIL INDUSTRIES-I, LLC Venture Capital Fund $7.1M $0.0M 12
MWSI VC IMPOSSIBLE FOODS-II, LLC Venture Capital Fund $5.1M $0.0M 6
MWSI VC KLARNA-II, LLC Venture Capital Fund $5.7M $0.0M 15
MWSI VC KRAKEN-I, LLC Venture Capital Fund $5.4M $0.0M 3
MWSI VC KRAKEN-II, LLC Venture Capital Fund $1.4M $0.0M 18
MWSI VC PLAID-I, LLC Venture Capital Fund $2.7M $0.0M 1

Control Persons

Name Type Entity Title Since Ownership
ESPARZA, LORENZO, DANIEL Individual – MANAGING MEMBER 06/2016 > 75%
KURZ, KATE, ELIZABETH Individual – CHIEF ADMINISTRATIVE OFFICER 06/2016 < 5%
MANHATTAN WEST OWNERSHIP COMPANY, LLC (MWOC LLC) Domestic Entity – MEMBER 06/2016 25-50%
ESPARZA, LORENZO, DANIEL Individual MANHATTAN WEST OWNERSHIP COMPANY, LLC (MWOC LLC) OWNER 06/2016 > 75%
RYAN, HUBERT, WILLIAM Individual – CHIEF COMPLIANCE OFFICER 06/2019 < 5%
MCCOY, JAMES, MICHAEL Individual – CHIEF OPERATING OFFICER 11/2022 < 5%
Garcia, Gabe Individual – CHIEF FINANCIAL OFFICER 06/2021 < 5%
WEITZ, MATTHEW, JEREMY Individual – GENERAL COUNSEL 03/2022 < 5%

No. Employees, Historic

40200201920202021202220232024202513 on 6/28/201913 on 11/22/201918 on 3/30/202018 on 4/2/202018 on 6/23/202013 on 3/30/202113 on 4/27/202121 on 11/2/202130 on 3/25/202230 on 11/3/202230 on 11/17/202229 on 3/31/202334 on 3/28/2024

RAUM, Historic

2B1B02019202020212022202320242025184178214 on 6/28/2019184178214 on 11/22/2019179737331 on 3/30/2020179737331 on 4/2/2020179737331 on 6/23/2020204308517 on 3/30/2021204308517 on 4/27/2021479057059 on 11/2/2021633847791 on 3/25/2022633847791 on 11/3/2022633847791 on 11/17/2022737222535 on 3/31/20231037624086 on 3/28/2024

No. Clients, Historic

40020002019202020212022202320242025384 on 6/28/2019384 on 11/22/2019182 on 3/30/2020182 on 4/2/2020182 on 6/23/2020204 on 3/30/2021204 on 4/27/2021221 on 11/2/2021229 on 3/25/2022229 on 11/3/2022229 on 11/17/2022243 on 3/31/2023341 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
374WATER INC COM 36K 30K –
ABBVIE INC COM 449K 3K –
ALBEMARLE CORP COM 768K 8K –
ALLSTATE CORP COM 227K 1K –
ALPHABET INC CAP STK CL C 350K 2K –
ALPHABET INC CAP STK CL A 12M 69K –
AMAZON COM INC COM 14M 70K –
APPLE INC COM 20M 97K –
ASML HOLDING N V N Y REGISTRY SHS 4M 4K –
AUTOLIV INC COM 3M 24K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 14K –
BLACKROCK ETF TRUST II SHORT TERM CALIF 2M 41K –
BOEING CO COM 594K 3K –
BROADCOM INC COM 4M 3K –
CANADIAN PACIFIC KANSAS CITY COM 3M 32K –
CGI INC CL A SUB VTG 2M 24K –
CHEVRON CORP NEW COM 2M 14K –
CISCO SYS INC COM 2M 44K –
CITIGROUP INC COM NEW 4M 65K –
COSTCO WHSL CORP NEW COM 4M 5K –
CREDIT ACCEP CORP MICH COM 508K 987 –
D R HORTON INC COM 3M 23K –
DISNEY WALT CO COM 2M 22K –
DOMINION ENERGY INC COM 3M 64K –
ELI LILLY & CO COM 1M 2K –
ENBRIDGE INC COM 791K 22K –
ENOVIX CORPORATION COM 193K 13K –
EXXON MOBIL CORP COM 2M 17K –
FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 8M 162K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 5M 109K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 312K 4K –
FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 1M 27K –
FORTINET INC COM 2M 33K –
FRESHPET INC COM 203K 2K –
GENERAC HLDGS INC COM 490K 4K –
GENERAL DYNAMICS CORP COM 4M 14K –
GLOBAL X FDS US INFR DEV ETF 252K 7K –
GLOBAL X FDS GENOMIC BIOTECH 278K 27K –
GOLDMAN SACHS GROUP INC COM 3M 7K –
GOLUB CAP BDC INC COM 447K 28K –
GROCERY OUTLET HLDG CORP COM 587K 27K –
HOME DEPOT INC COM 220K 638 –
ICON PLC SHS 4M 12K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 230K 4K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 248K 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 359K 2K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 523K 5K –
INVESCO QQQ TR UNIT SER 1 2M 5K –
ISHARES INC MSCI EMRG CHN 563K 10K –
ISHARES INC CORE MSCI EMKT 305K 6K –
ISHARES TR S&P 500 VAL ETF 245K 1K –
ISHARES TR MBS ETF 5M 58K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR ISHS 5-10YR INVT 6M 108K –
ISHARES TR CORE S&P500 ETF 10M 18K –
ISHARES TR NEW YORK MUN ETF 709K 13K –
ISHARES TR CORE S&P SCP ETF 4M 35K –
ISHARES TR CALIF MUN BD ETF 18M 316K –
ISHARES TR EXPND TEC SC ETF 227K 2K –
ISHARES TR CORE S&P US VLU 213K 2K –
ISHARES TR SHRT NAT MUN ETF 6M 58K –
ISHARES TR U.S. REAL ES ETF 227K 3K –
ISHARES TR RUS 1000 VAL ETF 501K 3K –
ISHARES TR NATIONAL MUN ETF 11M 103K –
ISHARES TR RUS 1000 ETF 627K 2K –
ISHARES TR S&P 500 GRWT ETF 809K 9K –
ISHARES TR EAFE VALUE ETF 578K 11K –
ISHARES TR CORE MSCI EAFE 3M 39K –
ISHARES TR CORE S&P MCP ETF 3M 56K –
ISHARES TR MSCI EAFE ETF 1M 13K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 435K 8K –
JOHNSON & JOHNSON COM 1M 9K –
JPMORGAN CHASE & CO. COM 7M 33K –
LAUDER ESTEE COS INC CL A 595K 6K –
LEIDOS HOLDINGS INC COM 4M 26K –
LINDE PLC SHS 3M 7K –
LOCKHEED MARTIN CORP COM 563K 1K –
LOWES COS INC COM 2M 11K –
LULULEMON ATHLETICA INC COM 204K 684 –
LYFT INC CL A COM 258K 18K –
MASTERCARD INCORPORATED CL A 737K 2K –
MEDTRONIC PLC SHS 2M 25K –
META PLATFORMS INC CL A 1M 2K –
MICRON TECHNOLOGY INC COM 263K 2K –
MICROSOFT CORP COM 18M 41K –
MICROSTRATEGY INC CL A NEW 1M 869 –
MISTER CAR WASH INC COM 239K 34K –
MODERNA INC COM 2M 15K –
NETFLIX INC COM 3M 4K –
NIKE INC CL B 621K 8K –
NORTHROP GRUMMAN CORP COM 415K 952 –
NVIDIA CORPORATION COM 13M 104K –
PAGSEGURO DIGITAL LTD COM CL A 354K 30K –
PALO ALTO NETWORKS INC COM 262K 772 –
PAYPAL HLDGS INC COM 1M 23K –
PFIZER INC COM 2M 67K –
PHILIP MORRIS INTL INC COM 3M 33K –
PROCTER AND GAMBLE CO COM 4M 25K –
PRUDENTIAL FINL INC COM 802K 7K –
QUALCOMM INC COM 4M 20K –
QUANTUMSCAPE CORP COM CL A 335K 68K –
ROSS STORES INC COM 10M 66K –
SABINE RTY TR UNIT BEN INT 985K 15K –
SANOFI SPONSORED ADR 3M 65K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 992K 20K –
SELECT SECTOR SPDR TR SBI INT-UTILS 233K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 11K –
SELECT SECTOR SPDR TR SBI MATERIALS 293K 3K –
SELECT SECTOR SPDR TR FINANCIAL 492K 12K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 13K –
SELECT SECTOR SPDR TR SBI CONS STPLS 255K 3K –
SELECT SECTOR SPDR TR ENERGY 313K 3K –
SNOWFLAKE INC CL A 1M 8K –
SPDR GOLD TR GOLD SHS 376K 2K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 427K 11K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR SER TR PORTFOLIO S&P600 387K 9K –
SPDR SER TR PORTFOLI S&P1500 714K 11K –
SPDR SER TR PORTFOLIO SH TSR 9M 320K –
SPDR SER TR PORTFOLIO LN TSR 341K 13K –
SPDR SER TR PORTFOLIO S&P500 5M 82K –
SPDR SER TR NUVEEN BLOOMBERG 1M 49K –
SPDR SER TR PORTFOLIO S&P400 940K 18K –
SPOTIFY TECHNOLOGY S A SHS 531K 2K –
SUNCOR ENERGY INC NEW COM 2M 54K –
TESLA INC COM 335K 2K –
THE CIGNA GROUP COM 3M 9K –
TJX COS INC NEW COM 3M 23K –
UNITEDHEALTH GROUP INC COM 2M 5K –
VANECK ETF TRUST LONG MUNI ETF 9M 481K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K –
VANGUARD INDEX FDS EXTEND MKT ETF 469K 3K –
VANGUARD INDEX FDS REAL ESTATE ETF 2M 28K –
VANGUARD INDEX FDS VALUE ETF 201K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 549K 1K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 2M 37K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 13K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 8M 131K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K –
VERTEX PHARMACEUTICALS INC COM 212K 453 –
VISA INC COM CL A 3M 11K –
WISDOMTREE TR FLOATNG RAT TREA 2M 49K –
WISDOMTREE TR ARTIFICIAL INTEL 428K 21K –
WISDOMTREE TR EUROPE HEDGED EQ 264K 6K –