Hedge Fund Database

OMNISTAR FINANCIAL GROUP, INC.

Adviser information for OMNISTAR FINANCIAL GROUP, INC. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 754 $184.6M
Non-Discretionary 0 $0
Total 754 $184.6M

Clients

Type Number RAUM
Individuals 211 $43.0M
HNW Individuals 54 $108.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 14 $33.1M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $506,033
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-107868
SEC ERA File Number 801-107868
SEC CIK Numbers 1698777
SEC CRD Numbers 138515
Legal Entity Identifier None

Principal Office

1712 EASTWOOD ROAD
SUITE 212
WILMINGTON
NC
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 828-323-8777, Fax: 877-203-4258

Websites

www.linkedin.com/company/omnistar-financial-group www.facebook.com/omnistar-financial-group-360075670824426/ www.instagram.com/omnistarfinancialgroup/ omnistarfinancial.com/ twitter.com/omnistarg

Chief Compliance Officer

PHILLIP L. CLARK
PRESIDENT
1712 EASTWOOD DRIVE
SUITE 212
WILMINGTON
NC
United States
Tel: 828-323-8777
Fax: 877-203-4258
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CLARK, PHILLIP, LLOYD Individual – PRESIDENT/CCO 02/2002 > 75%

No. Employees, Historic

201002020202120222023202420259 on 2/6/202012 on 3/30/202012 on 4/14/202012 on 6/29/202012 on 10/9/20208 on 3/31/20218 on 4/27/20218 on 4/27/20218 on 5/26/20217 on 3/24/20228 on 3/21/20237 on 2/22/2024

RAUM, Historic

300M150M0202020212022202320242025149629006 on 2/6/2020185181778 on 3/30/2020185181778 on 4/14/2020185181778 on 6/29/2020185181778 on 10/9/2020231334123 on 3/31/2021231334123 on 4/27/2021231334123 on 4/27/2021231334123 on 5/26/2021164381000 on 3/24/2022160420000 on 3/21/2023184582762 on 2/22/2024

No. Clients, Historic

6003000202020212022202320242025399 on 2/6/2020432 on 3/30/2020432 on 4/14/2020432 on 6/29/2020432 on 10/9/2020533 on 3/31/2021533 on 4/27/2021533 on 4/27/2021533 on 5/26/2021334 on 3/24/2022346 on 3/21/2023279 on 2/22/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 1M 11K –
ABBVIE INC COM 2M 14K –
ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 3M 105K –
ALTRIA GROUP INC COM 740K 16K –
AMERICAN ELEC PWR CO INC COM 406K 5K –
AMERIPRISE FINL INC COM 744K 2K –
AMGEN INC COM 2M 7K –
APPLE INC COM 4M 18K –
APPLIED MATLS INC COM 208K 883 –
ARES MANAGEMENT CORPORATION CL A COM STK 790K 6K –
AUTOMATIC DATA PROCESSING IN COM 578K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 295K 725 –
BRISTOL-MYERS SQUIBB CO COM 553K 13K –
BROADCOM INC COM 1M 859 –
BROADRIDGE FINL SOLUTIONS IN COM 666K 3K –
COLGATE PALMOLIVE CO COM 280K 3K –
COMCAST CORP NEW CL A 566K 14K –
CONSOLIDATED EDISON INC COM 580K 6K –
COREBRIDGE FINL INC COM 2M 53K –
CROWN CASTLE INC COM 294K 3K –
CUMMINS INC COM 1M 4K –
DARDEN RESTAURANTS INC COM 639K 4K –
DELL TECHNOLOGIES INC CL C 555K 4K –
DICKS SPORTING GOODS INC COM 375K 2K –
DIGITALBRIDGE GROUP INC CL A NEW 444K 32K –
DISCOVER FINL SVCS COM 293K 2K –
DUKE ENERGY CORP NEW COM NEW 479K 5K –
E L F BEAUTY INC COM 842K 4K –
ECOLAB INC COM 724K 3K –
ELEVANCE HEALTH INC COM 873K 2K –
ELI LILLY & CO COM 241K 266 –
FIDELITY COVINGTON TRUST INT VL FCT ETF 929K 37K –
FIDELITY COVINGTON TRUST ENHANCED INTL 318K 11K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 528K 3K –
FIDELITY COVINGTON TRUST EMERG MKTS MLTFT 261K 10K –
FIDELITY COVINGTON TRUST ENHANCED SMALL 390K 13K –
FIDELITY COVINGTON TRUST QLTY FCTOR ETF 1M 19K –
FIDELITY COVINGTON TRUST ENHANCED MID 942K 32K –
FIDELITY COVINGTON TRUST HIGH YILD ETF 829K 17K –
FIDELITY MERRIMACK STR TR INVESTMENT GR BD 965K 23K –
FIDELITY MERRIMACK STR TR CORP BOND ETF 618K 13K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 4M 100K –
FTAI AVIATION LTD SHS 1M 11K –
GENUINE PARTS CO COM 1M 9K –
GILEAD SCIENCES INC COM 690K 10K –
HARTFORD FINL SVCS GROUP INC COM 430K 4K –
HOME DEPOT INC COM 2M 4K –
INTERNATIONAL BUSINESS MACHS COM 709K 4K –
INTERPUBLIC GROUP COS INC COM 664K 23K –
INTRA-CELLULAR THERAPIES INC COM 633K 9K –
INVESCO DB COMMDY INDX TRCK UNIT 1M 45K –
INVESCO EXCH TRADED FD TR II S&P INTL QULTY 599K 20K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 447K 10K –
J P MORGAN EXCHANGE TRADED F REALTY INCOME ET 441K 10K –
JOHNSON & JOHNSON COM 1M 9K –
KELLANOVA COM 620K 11K –
KIMBERLY-CLARK CORP COM 1M 8K –
KROGER CO COM 341K 7K –
LAM RESEARCH CORP COM 873K 820 –
LEAR CORP COM NEW 649K 6K –
LENNAR CORP CL A 683K 5K –
LINCOLN NATL CORP IND COM 636K 20K –
LOCKHEED MARTIN CORP COM 1M 3K –
LYONDELLBASELL INDUSTRIES N SHS - A - 825K 9K –
MERCK & CO INC COM 632K 5K –
META PLATFORMS INC CL A 220K 436 –
MICROSOFT CORP COM 202K 452 –
MSC INDL DIRECT INC CL A 585K 7K –
NETAPP INC COM 2M 16K –
NEXSTAR MEDIA GROUP INC COMMON STOCK 614K 4K –
NEXTRACKER INC CLASS A COM 504K 11K –
NVIDIA CORPORATION COM 608K 5K –
OMNICOM GROUP INC COM 688K 8K –
ONEOK INC NEW COM 788K 10K –
PACKAGING CORP AMER COM 687K 4K –
PARKER-HANNIFIN CORP COM 707K 1K –
PAYCHEX INC COM 211K 2K –
PEPSICO INC COM 746K 5K –
PHILLIPS 66 COM 613K 4K –
PRICE T ROWE GROUP INC COM 659K 6K –
PRINCIPAL FINANCIAL GROUP IN COM 570K 7K –
PROCTER AND GAMBLE CO COM 810K 5K –
PROSPECT CAP CORP NOTE 6.375% 3/0 25K – –
PUBLIC SVC ENTERPRISE GRP IN COM 336K 5K –
QUALCOMM INC COM 942K 5K –
ROYAL BK CDA COM 322K 3K –
RUSH STREET INTERACTIVE INC COM 114K 12K –
SKYWORKS SOLUTIONS INC COM 1M 12K –
SNAP ON INC COM 601K 2K –
SOUTHERN CO COM 244K 3K –
SPDR GOLD TR GOLD SHS 9M 44K –
SPDR INDEX SHS FDS MSCI EMRG MKTS 786K 13K –
SPDR S&P 500 ETF TR TR UNIT 5M 9K –
SPDR SER TR PORT MTG BK ETF 1M 60K –
SPDR SER TR PRTFLO S&P500 GW 658K 8K –
SPDR SER TR PORTFLI INTRMDIT 1M 37K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 2M 41K –
STARBUCKS CORP COM 1M 15K –
SYSCO CORP COM 642K 9K –
TARGET CORP COM 2M 13K –
TEXAS INSTRS INC COM 1M 7K –
TRAVELERS COMPANIES INC COM 705K 3K –
TRUIST FINL CORP COM 646K 17K –
UNION PAC CORP COM 652K 3K –
UNITEDHEALTH GROUP INC COM 747K 1K –
VALERO ENERGY CORP COM 712K 5K –
VANECK ETF TRUST MORTGAGE REIT 434K 39K –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 17K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 501K 11K –
VANGUARD STAR FDS VG TL INTL STK F 2M 33K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 362K 5K –
VANGUARD WORLD FD ESG US STK ETF 306K 3K –
VERIZON COMMUNICATIONS INC COM 919K 22K –
VIRTUS CONVERTIBLE & INC 202 COM 100K 11K –
WARNER MUSIC GROUP CORP COM CL A 607K 20K –
WESTERN UN CO COM 741K 61K –
XCEL ENERGY INC COM 546K 10K –