ADDITIVE ADVISORY AND CAPITAL, LLC
ADDITIVE ADVISORY PBC Legal Name
Adviser information for ADDITIVE ADVISORY AND CAPITAL, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $101.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $101.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $101.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 85 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPROVIDE NON-DISCRETIONARY INVESTMENT ADVICE AND ANALYSIS TO CERTAIN CLIENTS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-107878 |
|---|---|
| SEC ERA File Number | 801-107878 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283979 |
| Legal Entity Identifier | 54930007643TE2VHB3J6 |
Principal Office
6075 POPLAR AVESUITE 221
MEMPHIS
TN
United States
Monday - Friday, 8 AM - 5 PM
Tel: 901- 498- 6653, Fax: None
Chief Compliance Officer
JENNY HERMAN
6075 POPLAR AVENUE
SUITE 221
MEMPHIS
TN
United States
Tel:
(901) 498-6655
J****@**************M
(Full email address available in API data)
Regulatory Contact
JEFFREY ENGELBERG
CEO/PRESIDENT
6075 POPLAR AVENUE
SUITE 221
MEMPHIS
TN
United States
Tel:
(901) 498-6653
J***@**************M
(Full email address available in API data)
Industry Affiliates
| C2W PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| C2W PARTNERS FUND LP | Hedge Fund | $101.0M | $1.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ENGELBERG, JEFFREY, DAVID | Individual | – | CEO | 05/2016 | > 75% |
| Herman, Jenny, Ostrow | Individual | – | CCO | 03/2018 | 5-10% |