DFPG INVESTMENTS, LLC
Adviser information for DFPG INVESTMENTS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 20 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AMS EQUITY PLUS PLATFORM | DFPG INVESTMENTS, INC. |
Principal Office
9017 S RIVERSIDE DRIVESUITE 210
SANDY
UT
United States
Monday - Friday, 8:00 AM - 5:00 PM MT
Tel: 801-838-9999, Fax: 801-838-9988
Websites
www.globalwealthpartnersinc.com
www.providencewealthadv.com
www.sfgpa.com
www.gomezcorporation.com/
www.westridgewealth.com/
www.dfpg.com
www.ashpac.com
www.bridgeequities.com
www.butlerfinancial.com
www.cipollafis.com/
www.parkview-wealth.com/
www.firstfinancialcenterofdallas.com
www.keyadvisorsgroupllc.com/
www.diversify.com
www.joindiversify.com
www.linkedin.com/company/dfpg-investments-inc-/
www.linkedin.com/company/diversify-inc/
www.linkedin.com/company/diversify-advisor-network/
Chief Compliance Officer
JANICE POWELL
CHIEF COMPLIANCE OFFICER
9017 S RIVERSIDE DRIVE
SUITE 210
SANDY
UT
United States
Tel:
801-838-9999
Fax:
801-838-9988
J******@************M
(Full email address available in API data)
Regulatory Contact
BRAD ANDERSON
CHIEF OPERATING OFFICER
9017 S. RIVERSIDE DR.
SUITE 210
SANDY
UT
United States
Tel:
8018389999
B********@************M
(Full email address available in API data)
Industry Affiliates
| DFPG INSURANCE | Insurance company or agency |
| DIVERSIFY ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
| DIVERSIFY INSURANCE, INC. | Insurance company or agency |
| DIVERSIFY WEALTH MANAGEMENT LLC | Other investment adviser, including financial planners |
| DIVERSIFY WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
| WADE READ CAPITAL, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, RYAN OMER | Individual | – | PRESIDENT | 01/2013 | < 5% |
| LUKE, DANIEL JAMES | Individual | – | DIRECTOR & GSP | 01/2013 | < 5% |
| BADALAMENTI, CHARLES RICHARD | Individual | – | FINOP | 10/2010 | < 5% |
| BENDIX, MICHAEL ALLAN | Individual | – | CEO | 01/2013 | < 5% |
| LAGA, DAVID RYAN | Individual | – | CFO & COO | 02/2016 | < 5% |
| FALCON PARK CAPITAL, LLC | Domestic Entity | – | LIMITED LIABILITY COMPANY | 07/2019 | > 75% |
| ANJANAHARY CAPITAL, LLC | Domestic Entity | FALCON PARK CAPITAL, LLC | MEMBER | 07/2019 | 25-50% |
| ATITLAN CAPITAL, LLC | Domestic Entity | FALCON PARK CAPITAL, LLC | MEMBER | 07/2019 | 25-50% |
| SPRINGWOOD CAPITAL, LLC | Domestic Entity | FALCON PARK CAPITAL, LLC | MEMBER | 07/2019 | 25-50% |
| MULTNOMAH CAPITAL, LLC | Domestic Entity | FALCON PARK CAPITAL, LLC | MEMBER | 07/2019 | |
| RYAN O SMITH TRUSTEE, R. OMER SMITH REV TRUST | Domestic Entity | ANJANAHARY CAPITAL, LLC | MEMBER | 07/2019 | > 75% |
| DANIEL J LUKE TRUSTEE, DANIEL J LUKE TRUST | Domestic Entity | ATITLAN CAPITAL, LLC | MEMBER | 07/2019 | > 75% |
| BENDIX, MICHAEL ALLAN | Individual | SPRINGWOOD CAPITAL, LLC | MEMBER | 07/2019 | > 75% |
| LAGA, DAVID RYAN | Individual | MULTNOMAH CAPITAL, LLC | MEMBER | 07/2019 | > 75% |
| LUKE, DANIEL JAMES | Individual | THE DANIEL J. LUKE TRUST | TRUSTEE | 07/2019 | > 75% |
| SMITH, RYAN OMER | Individual | R. OMER SMITH REVOCABLE TRUST | TRUSTEE | 07/2019 | > 75% |
| ANDERSON, JOHN BRADLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed January 9th, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 659K | 6K | – |
| AAON INC | COM PAR $0.004 | 238K | 3K | – |
| ABBOTT LABS | COM | 2M | 19K | – |
| ABBVIE INC | COM | 5M | 31K | – |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 553K | 70K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 5M | 14K | – |
| ADOBE INC | COM | 5M | 9K | – |
| ADVANCED MICRO DEVICES INC | COM | 18M | 132K | – |
| AES CORP | COM | 691K | 36K | – |
| AFFIRM HLDGS INC | COM CL A | 3M | 75K | – |
| AFLAC INC | COM | 1M | 14K | – |
| AGNICO EAGLE MINES LTD | COM | 239K | 5K | – |
| AIR PRODS & CHEMS INC | COM | 3M | 10K | – |
| AIRBNB INC | COM CL A | 4M | 27K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 758K | 10K | – |
| ALIGN TECHNOLOGY INC | COM | 340K | 1K | – |
| ALLEGION PLC | ORD SHS | 745K | 6K | – |
| ALPHABET INC | CAP STK CL A | 16M | 112K | – |
| ALPHABET INC | CAP STK CL C | 13M | 91K | – |
| ALPS ETF TR | ALERIAN MLP | 285K | 7K | – |
| ALTRIA GROUP INC | COM | 3M | 65K | – |
| AMAZON COM INC | COM | 30M | 201K | – |
| AMCOR PLC | ORD | 2M | 202K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 579K | 7K | – |
| AMERICAN ELEC PWR CO INC | COM | 259K | 3K | – |
| AMERICAN EXPRESS CO | COM | 911K | 5K | – |
| AMERICAN INTL GROUP INC | COM NEW | 624K | 9K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 243K | 2K | – |
| AMGEN INC | COM | 3M | 11K | – |
| AON PLC | SHS CL A | 214K | 735 | – |
| APPFOLIO INC | COM CL A | 309K | 2K | – |
| APPLE INC | COM | 51M | 277K | – |
| APPLIED MATLS INC | COM | 551K | 4K | – |
| ARES CAPITAL CORP | COM | 379K | 19K | – |
| ARGENX SE | SPONSORED ADR | 475K | 1K | – |
| ARK ETF TR | INNOVATION ETF | 525K | 11K | – |
| ARTISAN PARTNERS ASSET MGMT | CL A | 226K | 5K | – |
| ASANA INC | CL A | 957K | 56K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 577K | 67K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 965K | 1K | – |
| ASSURANT INC | COM | 555K | 3K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 772K | 11K | – |
| AT&T INC | COM | 1M | 61K | – |
| ATLANTA BRAVES HLDGS INC | COM SER C | 402K | 10K | – |
| ATMOS ENERGY CORP | COM | 3M | 26K | – |
| ATRICURE INC | COM | 317K | 9K | – |
| AUTODESK INC | COM | 1M | 5K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 10K | – |
| AVANTOR INC | COM | 796K | 36K | – |
| AVERY DENNISON CORP | COM | 281K | 1K | – |
| AZEK CO INC | CL A | 253K | 7K | – |
| B. RILEY FINANCIAL INC | COM | 500 | 10K | – |
| BADGER METER INC | COM | 264K | 2K | – |
| BAIDU INC | SPON ADR REP A | 1M | 9K | – |
| BAIN CAP SPECIALTY FIN INC | COM STK | 211K | 14K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 697K | 77K | – |
| BANK AMERICA CORP | COM | 4M | 124K | – |
| BANK OZK LITTLE ROCK ARK | COM | 231K | 5K | – |
| BARRICK GOLD CORP | COM | 640K | 37K | – |
| BAXTER INTL INC | COM | 441K | 12K | – |
| BECTON DICKINSON & CO | COM | 350K | 1K | – |
| BENTLEY SYS INC | COM CL B | 839K | 18K | – |
| BERKLEY W R CORP | COM | 610K | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | – |
| BILL HOLDINGS INC | COM | 7M | 100K | – |
| BJS WHSL CLUB HLDGS INC | COM | 322K | 5K | – |
| BLACKLINE INC | COM | 330K | 6K | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 85K | 11K | – |
| BLACKROCK ETF TRUST | US CARBON TRANS | 2M | 39K | – |
| BLACKROCK ETF TRUST | WORLD EX US CARB | 333K | 8K | – |
| BLACKROCK INC | COM | 1M | 2K | – |
| BLACKSTONE INC | COM | 4M | 30K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 2M | 71K | – |
| BLOCK INC | CL A | 589K | 9K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 2M | 159K | – |
| BLUE OWL CAPITAL INC | COM CL A | 6M | 391K | – |
| BNY MELLON ETF TRUST | US MDCP CORE EQT | 13M | 145K | – |
| BOEING CO | COM | 1M | 5K | – |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 937K | 19K | – |
| BOOKING HOLDINGS INC | COM | 1M | 359 | – |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 185K | 26K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 802K | 15K | – |
| BROADCOM INC | COM | 6M | 6K | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 469K | 12K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 233K | 6K | – |
| BUILDERS FIRSTSOURCE INC | COM | 244K | 2K | – |
| CACTUS INC | CL A | 254K | 6K | – |
| CALIX INC | COM | 260K | 6K | – |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 315K | 5K | – |
| CAMPING WORLD HLDGS INC | CL A | 368K | 15K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 222K | 3K | – |
| CAPITAL ONE FINL CORP | COM | 450K | 3K | – |
| CARDINAL HEALTH INC | COM | 259K | 2K | – |
| CARLISLE COS INC | COM | 471K | 2K | – |
| CARRIER GLOBAL CORPORATION | COM | 422K | 8K | – |
| CASEYS GEN STORES INC | COM | 618K | 2K | – |
| CASTLE BIOSCIENCES INC | COM | 284K | 14K | – |
| CATALENT INC | COM | 777K | 18K | – |
| CATERPILLAR INC | COM | 736K | 3K | – |
| CDW CORP | COM | 359K | 2K | – |
| CEMEX SAB DE CV | SPON ADR NEW | 665K | 90K | – |
| CENCORA INC | COM | 1M | 6K | – |
| CENTENE CORP DEL | COM | 547K | 7K | – |
| CHEVRON CORP NEW | COM | 7M | 43K | – |
| CHOICE HOTELS INTL INC | COM | 310K | 3K | – |
| CHUBB LIMITED | COM | 420K | 2K | – |
| CHURCH & DWIGHT CO INC | COM | 476K | 5K | – |
| CION INVT CORP | COM | 235K | 21K | – |
| CISCO SYS INC | COM | 5M | 101K | – |
| CITIGROUP INC | COM NEW | 832K | 16K | – |
| CLOROX CO DEL | COM | 340K | 2K | – |
| CME GROUP INC | COM | 294K | 1K | – |
| COASTAL FINL CORP WA | COM NEW | 875K | 20K | – |
| COCA COLA CO | COM | 4M | 61K | – |
| COCA-COLA FEMSA SAB DE CV | SPONSORD ADR REP | 616K | 7K | – |
| COLGATE PALMOLIVE CO | COM | 826K | 10K | – |
| COMCAST CORP NEW | CL A | 3M | 65K | – |
| COMFORT SYS USA INC | COM | 490K | 3K | – |
| COMPANHIA PARANAENSE DE ENER | SPON ADS | 240K | 29K | – |
| CONAGRA BRANDS INC | COM | 589K | 20K | – |
| CONOCOPHILLIPS | COM | 325K | 3K | – |
| CONSOLIDATED EDISON INC | COM | 593K | 6K | – |
| CONSTELLATION BRANDS INC | CL A | 422K | 2K | – |
| COOPER COS INC | COM NEW | 846K | 2K | – |
| COPART INC | COM | 1M | 22K | – |
| CORNING INC | COM | 652K | 22K | – |
| COSTCO WHSL CORP NEW | COM | 16M | 24K | – |
| CRH PLC | ORD | 634K | 10K | – |
| CROWDSTRIKE HLDGS INC | CL A | 2M | 8K | – |
| CSX CORP | COM | 929K | 27K | – |
| CUBESMART | COM | 511K | 11K | – |
| CUMMINS INC | COM | 408K | 2K | – |
| CURTISS WRIGHT CORP | COM | 276K | 1K | – |
| CVS HEALTH CORP | COM | 2M | 30K | – |
| CYBERARK SOFTWARE LTD | SHS | 333K | 2K | – |
| DANAHER CORPORATION | COM | 2M | 8K | – |
| DECKERS OUTDOOR CORP | COM | 575K | 847 | – |
| DEERE & CO | COM | 2M | 4K | – |
| DEVON ENERGY CORP NEW | COM | 431K | 9K | – |
| DIAGEO PLC | SPON ADR NEW | 496K | 3K | – |
| DIAMONDBACK ENERGY INC | COM | 2M | 10K | – |
| DIGITAL RLTY TR INC | COM | 263K | 2K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 712K | 21K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 973K | 34K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 862K | 17K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 349K | 6K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 1M | 25K | – |
| DISNEY WALT CO | COM | 4M | 39K | – |
| DOLLAR GEN CORP NEW | COM | 858K | 7K | – |
| DONALDSON INC | COM | 294K | 5K | – |
| DOW INC | COM | 662K | 12K | – |
| DUKE ENERGY CORP NEW | COM NEW | 374K | 4K | – |
| E L F BEAUTY INC | COM | 451K | 3K | – |
| EAST WEST BANCORP INC | COM | 843K | 12K | – |
| EATON CORP PLC | SHS | 553K | 2K | – |
| EDWARDS LIFESCIENCES CORP | COM | 2M | 25K | – |
| EHANG HLDGS LTD | ADS | 312K | 20K | – |
| EIGER BIOPHARMACEUTICALS INC | COM | 8K | 32K | – |
| ELEVANCE HEALTH INC | COM | 236K | 492 | – |
| ELI LILLY & CO | COM | 4M | 6K | – |
| EMBRAER S.A. | SPONSORED ADS | 542K | 31K | – |
| EMERSON ELEC CO | COM | 483K | 5K | – |
| ENBRIDGE INC | COM | 809K | 22K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 11M | 767K | – |
| ENI S P A | SPONSORED ADR | 493K | 15K | – |
| ENTEGRIS INC | COM | 442K | 4K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 271K | 10K | – |
| EOG RES INC | COM | 416K | 3K | – |
| ESSEX PPTY TR INC | COM | 3M | 14K | – |
| ETF MANAGERS TR | PRIME CYBR SCRTY | 449K | 8K | – |
| EVERCORE INC | CLASS A | 444K | 3K | – |
| EXPONENT INC | COM | 226K | 3K | – |
| EXTRA SPACE STORAGE INC | COM | 986K | 6K | – |
| EXXON MOBIL CORP | COM | 5M | 44K | – |
| FAIR ISAAC CORP | COM | 351K | 313 | – |
| FASTENAL CO | COM | 261K | 4K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 715K | 5K | – |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 3M | 113K | – |
| FIRST AMERN FINL CORP | COM | 359K | 6K | – |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 216K | 8K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 490K | 6K | – |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 315K | 3K | – |
| FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 589K | 6K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 590K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 254K | 1K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 3M | 48K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 647K | 13K | – |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 209K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 201K | 4K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 1M | 31K | – |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 400K | 6K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 420K | 3K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 1M | 33K | – |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 231K | 2K | – |
| FIRSTENERGY CORP | COM | 860K | 23K | – |
| FIRSTSERVICE CORP NEW | COM | 449K | 3K | – |
| FMC CORP | COM NEW | 398K | 7K | – |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 710K | 6K | – |
| FORD MTR CO DEL | COM | 665K | 57K | – |
| FOX FACTORY HLDG CORP | COM | 283K | 4K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE JAPAN ETF | 251K | 9K | – |
| FRANKLIN TEMPLETON ETF TR | INTELLIGENT MACH | 234K | 5K | – |
| FREEPORT-MCMORAN INC | CL B | 1M | 29K | – |
| FS KKR CAP CORP | COM | 774K | 38K | – |
| FTI CONSULTING INC | COM | 828K | 4K | – |
| GAP INC | COM | 262K | 13K | – |
| GARTNER INC | COM | 918K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 4K | – |
| GENERAL MLS INC | COM | 624K | 9K | – |
| GENUINE PARTS CO | COM | 762K | 6K | – |
| GILEAD SCIENCES INC | COM | 374K | 4K | – |
| GLOBAL NET LEASE INC | COM NEW | 223K | 23K | – |
| GLOBAL PMTS INC | COM | 864K | 7K | – |
| GLOBAL X FDS | EMERGING MKT GRT | 575K | 23K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 5M | 182K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 4M | 248K | – |
| GLOBAL X FDS | US INFR DEV ETF | 786K | 24K | – |
| GOLDMAN SACHS ETF TR | ACCESS INVT GR | 968K | 21K | – |
| GOLDMAN SACHS GROUP INC | COM | 4M | 9K | – |
| GRAINGER W W INC | COM | 1M | 1K | – |
| GRANITESHARES ETF TR | NASDAQ SELECT DI | 908K | 20K | – |
| GRUPO FINANCIERO GALICIA S.A | SPONSORED ADR | 415K | 25K | – |
| GUIDEWIRE SOFTWARE INC | COM | 498K | 5K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 391K | 7K | – |
| HALEON PLC | SPON ADS | 149K | 18K | – |
| HEALTHEQUITY INC | COM | 7M | 96K | – |
| HENRY JACK & ASSOC INC | COM | 392K | 2K | – |
| HOME DEPOT INC | COM | 3M | 9K | – |
| HONEYWELL INTL INC | COM | 344K | 2K | – |
| HORMEL FOODS CORP | COM | 582K | 18K | – |
| HUMANA INC | COM | 1M | 3K | – |
| ICON PLC | SHS | 294K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 555K | 2K | – |
| ING GROEP N.V. | SPONSORED ADR | 533K | 36K | – |
| INNOVATOR ETFS TR | DEFINED WLT SHLD | 2M | 62K | – |
| INNOVATOR ETFS TR | EMRGNG MKT JAN | 1M | 38K | – |
| INNOVATOR ETFS TR | US EQTY BUF OCT | 3M | 70K | – |
| INNOVATOR ETFS TR | US EQTY PWR BUF | 760K | 23K | – |
| INSULET CORP | COM | 235K | 1K | – |
| INTEL CORP | COM | 1M | 28K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 4M | 24K | – |
| INTERNATIONAL PAPER CO | COM | 538K | 15K | – |
| INTUIT | COM | 3M | 5K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 7K | – |
| INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 1M | 59K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 225K | 20K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 2M | 26K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 16M | 779K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 1M | 39K | – |
| INVESCO EXCHANGE TRADED FD T | LEISURE AND ENTE | 1M | 27K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 4M | 26K | – |
| INVESCO QQQ TR | UNIT SER 1 | 13M | 33K | – |
| IQVIA HLDGS INC | COM | 1M | 5K | – |
| IRON MTN INC DEL | COM | 435K | 7K | – |
| ISHARES GOLD TR | ISHARES NEW | 4M | 111K | – |
| ISHARES INC | CORE MSCI EMKT | 3M | 51K | – |
| ISHARES INC | ESG AWR MSCI EM | 548K | 17K | – |
| ISHARES INC | MSCI BRAZIL ETF | 5M | 153K | – |
| ISHARES INC | MSCI EMRG CHN | 2M | 28K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 2M | 16K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 16M | 162K | – |
| ISHARES TR | 0-5YR HI YL CP | 1M | 25K | – |
| ISHARES TR | 1 3 YR TREAS BD | 5M | 67K | – |
| ISHARES TR | 10-20 YR TRS ETF | 259K | 2K | – |
| ISHARES TR | 20 YR TR BD ETF | 5M | 49K | – |
| ISHARES TR | 3 7 YR TREAS BD | 351K | 3K | – |
| ISHARES TR | 7-10 YR TRSY BD | 5M | 53K | – |
| ISHARES TR | CHINA LG-CAP ETF | 2M | 73K | – |
| ISHARES TR | CORE MSCI EAFE | 1M | 18K | – |
| ISHARES TR | CORE MSCI INTL | 563K | 9K | – |
| ISHARES TR | CORE MSCI TOTAL | 4M | 60K | – |
| ISHARES TR | CORE S&P MCP ETF | 344K | 1K | – |
| ISHARES TR | CORE S&P SCP ETF | 799K | 8K | – |
| ISHARES TR | CORE S&P TTL STK | 910K | 9K | – |
| ISHARES TR | CORE S&P US GWT | 548K | 5K | – |
| ISHARES TR | CORE S&P US VLU | 842K | 10K | – |
| ISHARES TR | CORE S&P500 ETF | 22M | 47K | – |
| ISHARES TR | CORE TOTAL USD | 8M | 177K | – |
| ISHARES TR | CORE US AGGBD ET | 1M | 12K | – |
| ISHARES TR | EAFE GRWTH ETF | 3M | 28K | – |
| ISHARES TR | EAFE VALUE ETF | 4M | 80K | – |
| ISHARES TR | ESG ADV TTL USD | 690K | 16K | – |
| ISHARES TR | ESG AW MSCI EAFE | 293K | 4K | – |
| ISHARES TR | ESG AWARE MSCI | 364K | 10K | – |
| ISHARES TR | ESG AWR MSCI USA | 3M | 30K | – |
| ISHARES TR | ESG AWR US AGRGT | 1M | 27K | – |
| ISHARES TR | ESG AWRE USD ETF | 1M | 56K | – |
| ISHARES TR | ESG EAFE ETF | 660K | 11K | – |
| ISHARES TR | ESG MSCI USA ETF | 1M | 31K | – |
| ISHARES TR | FLTG RATE NT ETF | 549K | 11K | – |
| ISHARES TR | GLOBAL ENERG ETF | 472K | 12K | – |
| ISHARES TR | GNMA BOND ETF | 232K | 5K | – |
| ISHARES TR | IBONDS 24 TRM HG | 327K | 14K | – |
| ISHARES TR | IBOXX HI YD ETF | 825K | 11K | – |
| ISHARES TR | IBOXX INV CP ETF | 2M | 18K | – |
| ISHARES TR | INTL EQTY FACTOR | 2M | 58K | – |
| ISHARES TR | ISHS 5-10YR INVT | 7M | 131K | – |
| ISHARES TR | JPMORGAN USD EMG | 913K | 10K | – |
| ISHARES TR | MBS ETF | 3M | 34K | – |
| ISHARES TR | MORNINGSTAR GRWT | 339K | 5K | – |
| ISHARES TR | MORNINGSTAR VALU | 949K | 13K | – |
| ISHARES TR | MORNINGSTR US EQ | 687K | 11K | – |
| ISHARES TR | MRGSTR MD CP ETF | 612K | 9K | – |
| ISHARES TR | MRGSTR MD CP GRW | 1M | 17K | – |
| ISHARES TR | MRGSTR MD CP VAL | 2M | 23K | – |
| ISHARES TR | MRNING SM CP ETF | 266K | 5K | – |
| ISHARES TR | MSCI ACWI EX US | 2M | 48K | – |
| ISHARES TR | MSCI CHINA ETF | 621K | 15K | – |
| ISHARES TR | MSCI EAFE MIN VL | 838K | 12K | – |
| ISHARES TR | MSCI INDIA ETF | 23M | 480K | – |
| ISHARES TR | MSCI KLD400 SOC | 2M | 17K | – |
| ISHARES TR | MSCI UK ETF NEW | 2M | 71K | – |
| ISHARES TR | MSCI USA MIN VOL | 4M | 57K | – |
| ISHARES TR | MSCI USA QLT FCT | 4M | 29K | – |
| ISHARES TR | NATIONAL MUN ETF | 6M | 52K | – |
| ISHARES TR | RUS 1000 ETF | 366K | 1K | – |
| ISHARES TR | RUS 1000 GRW ETF | 711K | 2K | – |
| ISHARES TR | RUS 1000 VAL ETF | 216K | 1K | – |
| ISHARES TR | RUS 2000 GRW ETF | 363K | 1K | – |
| ISHARES TR | RUS 2000 VAL ETF | 319K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 203K | 3K | – |
| ISHARES TR | RUSEL 2500 ETF | 641K | 11K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 8K | – |
| ISHARES TR | S&P 100 ETF | 2M | 9K | – |
| ISHARES TR | S&P 500 GRWT ETF | 1M | 17K | – |
| ISHARES TR | SHORT TREAS BD | 2M | 18K | – |
| ISHARES TR | SHRT NAT MUN ETF | 1M | 13K | – |
| ISHARES TR | TIPS BD ETF | 687K | 6K | – |
| ISHARES TR | TRS FLT RT BD | 3M | 50K | – |
| ISHARES TR | U S EQUITY FACTR | 2M | 49K | – |
| ISHARES TR | U.S. TECH ETF | 2M | 15K | – |
| ISHARES TR | US AER DEF ETF | 6M | 48K | – |
| ISHARES TR | US INFRASTRUC | 1M | 29K | – |
| ISHARES TR | US TREAS BD ETF | 3M | 152K | – |
| ISHARES TR | USD INV GRDE ETF | 3M | 54K | – |
| ISHARES U S ETF TR | IT RT HDG HGYL | 5M | 62K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 1M | 19K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 603K | 13K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 1M | 25K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 562K | 12K | – |
| JOHNSON & JOHNSON | COM | 9M | 56K | – |
| JONES LANG LASALLE INC | COM | 454K | 3K | – |
| JPMORGAN CHASE & CO | COM | 9M | 52K | – |
| KBR INC | COM | 225K | 4K | – |
| KELLANOVA | COM | 320K | 6K | – |
| KENVUE INC | COM | 567K | 27K | – |
| KIMBERLY-CLARK CORP | COM | 271K | 2K | – |
| KLA CORP | COM NEW | 557K | 1K | – |
| KRAFT HEINZ CO | COM | 301K | 8K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 442K | 2K | – |
| LAM RESEARCH CORP | COM | 225K | 305 | – |
| LATTICE SEMICONDUCTOR CORP | COM | 215K | 3K | – |
| LEGG MASON ETF INVT | FRANKLIN INTL LW | 864K | 31K | – |
| LENNAR CORP | CL A | 309K | 2K | – |
| LINDE PLC | SHS | 2M | 5K | – |
| LKQ CORP | COM | 304K | 7K | – |
| LOCKHEED MARTIN CORP | COM | 6M | 13K | – |
| LOGITECH INTL S A | SHS | 584K | 6K | – |
| LOWES COS INC | COM | 2M | 11K | – |
| M D C HLDGS INC | COM | 270K | 5K | – |
| MADISON SQUARE GRDN SPRT COR | CL A | 240K | 1K | – |
| MANAGED PORTFOLIO SERIES | TORTOISE NRAM PI | 432K | 16K | – |
| MARATHON PETE CORP | COM | 932K | 6K | – |
| MARKEL GROUP INC | COM | 479K | 335 | – |
| MARKETAXESS HLDGS INC | COM | 210K | 754 | – |
| MARRIOTT INTL INC NEW | CL A | 382K | 2K | – |
| MARSH & MCLENNAN COS INC | COM | 1M | 7K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 10K | – |
| MCCORMICK & CO INC | COM NON VTG | 1M | 18K | – |
| MCDONALDS CORP | COM | 4M | 13K | – |
| MEDPACE HLDGS INC | COM | 460K | 2K | – |
| MEDTRONIC PLC | SHS | 4M | 53K | – |
| MERCADOLIBRE INC | COM | 632K | 421 | – |
| MERCK & CO INC | COM | 2M | 21K | – |
| META PLATFORMS INC | CL A | 16M | 48K | – |
| METLIFE INC | COM | 598K | 9K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 1M | 16K | – |
| MICRON TECHNOLOGY INC | COM | 382K | 5K | – |
| MICROSOFT CORP | COM | 30M | 81K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 717K | 84K | – |
| MOELIS & CO | CL A | 3M | 57K | – |
| MONDELEZ INTL INC | CL A | 2M | 22K | – |
| MORGAN STANLEY | COM NEW | 745K | 8K | – |
| MORNINGSTAR INC | COM | 218K | 797 | – |
| MP MATERIALS CORP | COM CL A | 333K | 18K | – |
| NCINO INC | COM | 383K | 12K | – |
| NETAPP INC | COM | 345K | 4K | – |
| NETFLIX INC | COM | 3M | 6K | – |
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 852K | 12K | – |
| NEXTERA ENERGY INC | COM | 519K | 8K | – |
| NIKE INC | CL B | 4M | 42K | – |
| NIKOLA CORP | COM | 31K | 42K | – |
| NISOURCE INC | COM | 724K | 27K | – |
| NORDIC AMERICAN TANKERS LIMI | COM | 45K | 10K | – |
| NORTHERN LTS FD TR IV | MAIN SECTR ROTN | 279K | 6K | – |
| NORTHROP GRUMMAN CORP | COM | 806K | 2K | – |
| NOVO-NORDISK A S | ADR | 3M | 29K | – |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 393K | 28K | – |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 287K | 13K | – |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | 243K | 16K | – |
| NVENT ELECTRIC PLC | SHS | 285K | 5K | – |
| NVIDIA CORPORATION | COM | 39M | 81K | – |
| NXP SEMICONDUCTORS N V | COM | 517K | 2K | – |
| OCCIDENTAL PETE CORP | COM | 11M | 174K | – |
| ONEOK INC NEW | COM | 203K | 3K | – |
| OP BANCORP | COM | 8M | 708K | – |
| OPTION CARE HEALTH INC | COM NEW | 225K | 7K | – |
| ORACLE CORP | COM | 2M | 18K | – |
| OTIS WORLDWIDE CORP | COM | 785K | 9K | – |
| OWENS CORNING NEW | COM | 676K | 5K | – |
| PACER FDS TR | US CASH COWS 100 | 714K | 14K | – |
| PALO ALTO NETWORKS INC | COM | 8M | 29K | – |
| PAMPA ENERGIA S A | SPONS ADR LVL I | 688K | 14K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 495K | 35K | – |
| PAYCOM SOFTWARE INC | COM | 201K | 1K | – |
| PAYPAL HLDGS INC | COM | 3M | 55K | – |
| PEPSICO INC | COM | 4M | 23K | – |
| PERRIGO CO PLC | SHS | 522K | 16K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 626K | 38K | – |
| PFIZER INC | COM | 2M | 54K | – |
| PG&E CORP | COM | 1M | 64K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 2M | 48K | – |
| PHILIP MORRIS INTL INC | COM | 6M | 58K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 479K | 5K | – |
| PINNACLE FINL PARTNERS INC | COM | 364K | 4K | – |
| PINNACLE WEST CAP CORP | COM | 208K | 3K | – |
| PINTEREST INC | CL A | 772K | 22K | – |
| PJT PARTNERS INC | COM CL A | 783K | 8K | – |
| PNC FINL SVCS GROUP INC | COM | 343K | 2K | – |
| POLARIS INC | COM | 454K | 5K | – |
| POOL CORP | COM | 2M | 4K | – |
| POSCO HOLDINGS INC | SPONSORED ADR | 768K | 9K | – |
| PRESTIGE CONSMR HEALTHCARE I | COM | 258K | 4K | – |
| PROCORE TECHNOLOGIES INC | COM | 492K | 8K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 25K | – |
| PROSHARES TR | S&P 500 DV ARIST | 2M | 22K | – |
| PROSHARES TR | SHORT S&P 500 NE | 200K | 15K | – |
| PROSHARES TR | ULTRAPRO QQQ | 390K | 8K | – |
| PROSHARES TR | ULTRASHRT S&P500 | 369K | 12K | – |
| PRUDENTIAL FINL INC | COM | 231K | 2K | – |
| PTC INC | COM | 325K | 2K | – |
| PUBLIC STORAGE | COM | 1M | 3K | – |
| QUALCOMM INC | COM | 6M | 41K | – |
| QURATE RETAIL INC | COM SER A | 31K | 37K | – |
| RBC BEARINGS INC | COM | 892K | 3K | – |
| REALTY INCOME CORP | COM | 247K | 4K | – |
| RELX PLC | SPONSORED ADR | 1M | 33K | – |
| REPLIGEN CORP | COM | 242K | 1K | – |
| RESMED INC | COM | 323K | 2K | – |
| ROSS STORES INC | COM | 5M | 38K | – |
| ROYCE MICRO-CAP TR INC | COM | 634K | 71K | – |
| RTX CORPORATION | COM | 3M | 35K | – |
| RYAN SPECIALTY HOLDINGS INC | CL A | 280K | 7K | – |
| SAFETY SHOT INC | COM NEW | 36K | 10K | – |
| SAIA INC | COM | 528K | 1K | – |
| SALESFORCE INC | COM | 5M | 21K | – |
| SAP SE | SPON ADR | 1M | 10K | – |
| SCHWAB CHARLES CORP | COM | 13M | 194K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 556K | 7K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 2M | 19K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 1M | 15K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 530K | 7K | – |
| SELECT SECTOR SPDR TR | ENERGY | 13M | 156K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 926K | 25K | – |
| SELECT SECTOR SPDR TR | INDL | 532K | 5K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 733K | 19K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 624K | 4K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 3M | 24K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 809K | 10K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 8K | – |
| SEMPRA | COM | 238K | 3K | – |
| SERVICE CORP INTL | COM | 602K | 9K | – |
| SERVICENOW INC | COM | 4M | 6K | – |
| SHELL PLC | SPON ADS | 679K | 10K | – |
| SHERWIN WILLIAMS CO | COM | 1M | 3K | – |
| SHOPIFY INC | CL A | 469K | 7K | – |
| SHORE BANCSHARES INC | COM | 258K | 19K | – |
| SIMON PPTY GROUP INC NEW | COM | 533K | 4K | – |
| SIMPLY GOOD FOODS CO | COM | 243K | 6K | – |
| SM ENERGY CO | COM | 2M | 63K | – |
| SNOWFLAKE INC | CL A | 6M | 30K | – |
| SOFI TECHNOLOGIES INC | COM | 3M | 322K | – |
| SONY GROUP CORP | SPONSORED ADR | 1M | 12K | – |
| SOUTHERN CO | COM | 482K | 7K | – |
| SOUTHERN COPPER CORP | COM | 1M | 13K | – |
| SOUTHWEST AIRLS CO | COM | 589K | 22K | – |
| SPDR GOLD TR | GOLD SHS | 6M | 31K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 12M | 373K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 1M | 35K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 13M | 27K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 2M | 19K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 398K | 8K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 457K | 18K | – |
| SPDR SER TR | OILGAS EQUIP | 553K | 7K | – |
| SPDR SER TR | PORT MTG BK ETF | 975K | 44K | – |
| SPDR SER TR | PORTFLI HIGH YLD | 4M | 151K | – |
| SPDR SER TR | PORTFOLIO CRPORT | 414K | 14K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 613K | 21K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 361K | 8K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 1M | 19K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 7M | 167K | – |
| SPDR SER TR | PORTFOLIO SHORT | 530K | 18K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 13M | 205K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 277K | 7K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 15M | 320K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 764K | 10K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 816K | 11K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 478K | 6K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 478K | 6K | – |
| SPDR SER TR | S&P DIVID ETF | 678K | 5K | – |
| SPDR SER TR | S&P OILGAS EXP | 13M | 95K | – |
| SPROTT FDS TR | URANIUM MINERS E | 5M | 111K | – |
| SPS COMM INC | COM | 491K | 3K | – |
| STARBUCKS CORP | COM | 771K | 8K | – |
| STARWOOD PPTY TR INC | COM | 875K | 43K | – |
| STATE STR CORP | COM | 829K | 11K | – |
| STELLANTIS N.V | SHS | 204K | 9K | – |
| STERIS PLC | SHS USD | 763K | 4K | – |
| STEVANATO GROUP S P A | ORD SHS | 471K | 19K | – |
| STIFEL FINL CORP | COM | 214K | 3K | – |
| STREAMLINE HEALTH SOLUTIONS | COM | 6K | 12K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 463K | 48K | – |
| SUMMIT MATLS INC | CL A | 263K | 7K | – |
| SUN LIFE FINANCIAL INC. | COM | 273K | 5K | – |
| SYSCO CORP | COM | 1M | 17K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 11K | – |
| TARGET CORP | COM | 322K | 2K | – |
| TECHNIPFMC PLC | COM | 623K | 31K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 866K | 2K | – |
| TELEFONICA BRASIL SA | NEW ADR | 460K | 44K | – |
| TERADATA CORP DEL | COM | 576K | 14K | – |
| TERNIUM SA | SPONSORED ADS | 393K | 10K | – |
| TERRENO RLTY CORP | COM | 200K | 3K | – |
| TESLA INC | COM | 6M | 26K | – |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 111K | 10K | – |
| TEXAS INSTRS INC | COM | 230K | 1K | – |
| THE CIGNA GROUP | COM | 2M | 7K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 4K | – |
| TIMKEN CO | COM | 513K | 7K | – |
| TOTALENERGIES SE | SPONSORED ADS | 478K | 7K | – |
| TRACTOR SUPPLY CO | COM | 308K | 1K | – |
| TRANE TECHNOLOGIES PLC | SHS | 202K | 857 | – |
| TRAVELERS COMPANIES INC | COM | 766K | 4K | – |
| TRIP COM GROUP LTD | ADS | 489K | 13K | – |
| TRIPLEPOINT VENTURE GROWTH B | COM | 116K | 11K | – |
| TSAKOS ENERGY NAVIGATION LTD | SHS | 596K | 25K | – |
| TYLER TECHNOLOGIES INC | COM | 363K | 892 | – |
| UBS GROUP AG | SHS | 879K | 30K | – |
| UNILEVER PLC | SPON ADR NEW | 770K | 16K | – |
| UNION PAC CORP | COM | 3M | 12K | – |
| UNITED PARCEL SERVICE INC | CL B | 4M | 25K | – |
| UNITEDHEALTH GROUP INC | COM | 6M | 11K | – |
| US BANCORP DEL | COM NEW | 1M | 28K | – |
| UTZ BRANDS INC | COM CL A | 361K | 21K | – |
| VALARIS LTD | CL A | 5M | 76K | – |
| VALERO ENERGY CORP | COM | 418K | 3K | – |
| VALMONT INDS INC | COM | 233K | 1K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 378K | 4K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 444K | 6K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 21M | 291K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 560K | 11K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 1M | 8K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 6K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 755K | 4K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 345K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 662K | 3K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 498K | 6K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 7M | 17K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 963K | 5K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 796K | 4K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 711K | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 7M | 29K | – |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 14K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 7M | 164K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 4M | 32K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 281K | 6K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 5M | 91K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 1M | 18K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 7M | 88K | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 1M | 22K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 2M | 42K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 449K | 8K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 2M | 20K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 315K | 2K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 3M | 53K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 28K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 887K | 14K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 4M | 37K | – |
| VANGUARD WORLD FD | EXTENDED DUR | 1M | 13K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 294K | 2K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 1M | 9K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 885K | 3K | – |
| VANGUARD WORLD FDS | CONSUM STP ETF | 369K | 2K | – |
| VANGUARD WORLD FDS | ENERGY ETF | 396K | 3K | – |
| VANGUARD WORLD FDS | INF TECH ETF | 642K | 1K | – |
| VERALTO CORP | COM SHS | 225K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 6M | 142K | – |
| VERTEX PHARMACEUTICALS INC | COM | 2M | 4K | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 590K | 34K | – |
| VIRTU FINL INC | CL A | 884K | 44K | – |
| VIRTUS DIVIDEND INTEREST & P | COM | 492K | 40K | – |
| VIRTUS ETF TR II | SEIX SR LN ETF | 235K | 10K | – |
| VISA INC | COM CL A | 8M | 32K | – |
| WALMART INC | COM | 788K | 5K | – |
| WASTE MGMT INC DEL | COM | 2M | 9K | – |
| WATSCO INC | COM | 835K | 2K | – |
| WEC ENERGY GROUP INC | COM | 226K | 3K | – |
| WELLS FARGO CO NEW | COM | 2M | 38K | – |
| WERNER ENTERPRISES INC | COM | 208K | 5K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 232K | 685 | – |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 68K | – | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 245K | 7K | – |
| WILLIAMS COS INC | COM | 1M | 34K | – |
| WILLIAMS SONOMA INC | COM | 625K | 3K | – |
| WISDOMTREE TR | JP SMALLCP DIV | 428K | 6K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 589K | 8K | – |
| WORKDAY INC | CL A | 861K | 3K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 306K | 8K | – |
| WP CAREY INC | COM | 319K | 5K | – |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 910K | 54K | – |
| ZOETIS INC | CL A | 9M | 48K | – |