Hedge Fund Database

ARJUNA CAPITAL, LLC

Adviser information for ARJUNA CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 621 $458.1M
Non-Discretionary 0 $0
Total 621 $458.1M

Clients

Type Number RAUM
Individuals 53 $39.7M
HNW Individuals 97 $396.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.8M
Charitable organizations 9 $12.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $5.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-107908
SEC ERA File Number 801-107908
SEC CIK Numbers 1703208
SEC CRD Numbers 283713
Legal Entity Identifier None

Principal Office

353 WEST MAIN STREET
DURHAM
NC
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (919) 794-4794, Fax: (919) 564-7900

Websites

www.arjuna-capital.com www.linkedin.com/company/arjuna-capital twitter.com/arjunacapital www.youtube.com/channel/ucl6jd0pvtjjiln-xj5lhfag www.facebook.com/enlightenedinvesting

Chief Compliance Officer

FRANK FARNUM BROWN, JR.
MANAGING PARTNER, CHIEF STRATEGIST/CHIEF COMPLIANCE OFFICER
353 WEST MAIN STREET
DURHAM
NC
United States
Tel: (919) 794-4794
Fax: (919) 564-7900
(Full email address available in API data)

Industry Affiliates

NEW SUMMIT INVESTMENTS LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BROWN, FRANK, FARNUM Individual – CHIEF COMPLIANCE OFFICER/MANAGING MEMBER 06/2015 50-75%
LAMB, NATASHA, LIBBEY Individual – MANAGING MEMBER 06/2016 50-75%

No. Employees, Historic

2010020192020202120222023202420259 on 9/3/20199 on 3/27/20209 on 6/1/20209 on 6/25/20208 on 3/31/20218 on 9/17/20218 on 3/30/20228 on 5/31/20228 on 10/31/202212 on 3/29/202312 on 5/16/202312 on 2/13/202410 on 3/28/2024

RAUM, Historic

500M250M02019202020212022202320242025211151447 on 9/3/2019254705606 on 3/27/2020254696072 on 6/1/2020254696072 on 6/25/2020296898901 on 3/31/2021369625799 on 9/17/2021403384379 on 3/30/2022403384379 on 5/31/2022403384379 on 10/31/2022374539529 on 3/29/2023374488751 on 5/16/2023374488751 on 2/13/2024458055999 on 3/28/2024

No. Clients, Historic

2001000201920202021202220232024202578 on 9/3/201986 on 3/27/202086 on 6/1/202086 on 6/25/2020110 on 3/31/2021132 on 9/17/2021125 on 3/30/2022125 on 5/31/2022125 on 10/31/2022155 on 3/29/2023155 on 5/16/2023155 on 2/13/2024164 on 3/28/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 8M 25K –
ADOBE INC COM 2M 4K –
AGILENT TECHNOLOGIES INC COM 3M 20K –
ALPHABET INC CAP STK CL C 660K 4K –
ALPHABET INC CAP STK CL A 19M 102K –
AMALGAMATED FINANCIAL CORP COM 5M 176K –
AMAZON COM INC COM 11M 56K –
AMERICAN EXPRESS CO COM 5M 23K –
AMERICAN TOWER CORP NEW COM 3M 15K –
AMERIPRISE FINL INC COM 4M 10K –
AMGEN INC COM 8M 25K –
AMPHENOL CORP NEW CL A 2M 28K –
APOGEE ENTERPRISES INC COM 4M 63K –
APPLE INC COM 30M 141K –
APPLIED MATLS INC COM 7M 28K –
BADGER METER INC COM 496K 3K –
BANCO SANTANDER S.A. ADR 321K 69K –
BECTON DICKINSON & CO COM 2M 10K –
BEST BUY INC COM 2M 23K –
BRINKS CO COM 3M 33K –
BROADCOM INC COM 4M 3K –
BROOKFIELD RENEWABLE CORP CL A SUB VTG 3M 112K –
CANADIAN NATL RY CO COM 877K 7K –
CARDINAL HEALTH INC COM 2M 19K –
CENTENE CORP DEL COM 2M 28K –
CHUBB LIMITED COM 1M 6K –
COLGATE PALMOLIVE CO COM 4M 38K –
COMCAST CORP NEW CL A 3M 65K –
COSTCO WHSL CORP NEW COM 5M 6K –
CVS HEALTH CORP COM 4M 60K –
DOVER CORP COM 485K 3K –
EBAY INC. COM 316K 6K –
EXPEDITORS INTL WASH INC COM 3M 20K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 339K 2K –
GAP INC COM 429K 18K –
GRAINGER W W INC COM 5M 5K –
GSK PLC SPONSORED ADR 1M 32K –
HNI CORP COM 2M 35K –
HOME DEPOT INC COM 9M 26K –
HORACE MANN EDUCATORS CORP N COM 3M 78K –
HP INC COM 4M 100K –
ILLINOIS TOOL WKS INC COM 1M 5K –
INTERFACE INC COM 306K 21K –
INTERNATIONAL BUSINESS MACHS COM 1M 8K –
INVESTMENT MANAGERS SER TR I AXS CHANGE FINAN 322K 9K –
ISHARES TR RUS 1000 GRW ETF 157K 431 –
ISHARES TR RUSSELL 2000 ETF 40K 195 –
ISHARES TR CORE S&P SCP ETF 88K 826 –
ISHARES TR ISHS 5-10YR INVT 273K 5K –
ISHARES TR 0-3 MNTH TREASRY 5M 54K –
JPMORGAN CHASE & CO. COM 8M 39K –
KIMBERLY-CLARK CORP COM 2M 15K –
KROGER CO COM 5M 96K –
LABCORP HOLDINGS INC COM SHS 687K 3K –
LAM RESEARCH CORP COM 3M 3K –
LENNOX INTL INC COM 597K 1K –
LINCOLN ELEC HLDGS INC COM 1M 7K –
LKQ CORP COM 282K 7K –
LOWES COS INC COM 4M 19K –
MASTERCARD INCORPORATED CL A 3M 8K –
META PLATFORMS INC CL A 7M 13K –
MICROSOFT CORP COM 32M 71K –
NETFLIX INC COM 2M 3K –
NIKE INC CL B 794K 11K –
NORDSTROM INC COM 2M 72K –
NOVARTIS AG SPONSORED ADR 1M 13K –
NOVO-NORDISK A S ADR 8M 53K –
NUCOR CORP COM 4M 24K –
NVIDIA CORPORATION COM 23M 183K –
ORACLE CORP COM 2M 12K –
PRINCIPAL FINANCIAL GROUP IN COM 7M 86K –
PROCTER AND GAMBLE CO COM 1M 9K –
QUALCOMM INC COM 2M 10K –
QUEST DIAGNOSTICS INC COM 244K 2K –
REGENERON PHARMACEUTICALS COM 295K 281 –
REINSURANCE GRP OF AMERICA I COM NEW 5M 22K –
SCHWAB STRATEGIC TR INTL EQTY ETF 345K 9K –
SCHWAB STRATEGIC TR US REIT ETF 87K 4K –
SMITH A O CORP COM 1M 12K –
SONOCO PRODS CO COM 3M 53K –
SPDR SER TR PORT MTG BK ETF 243K 11K –
SPDR SER TR PRTFLO S&P500 VL 311K 6K –
SPDR SER TR PORTFOLIO LN TSR 114K 4K –
SPDR SER TR PORTFLI INTRMDIT 12M 446K –
SPROUTS FMRS MKT INC COM 5M 64K –
STARBUCKS CORP COM 1M 14K –
STATE STR CORP COM 575K 8K –
STEELCASE INC CL A 2M 151K –
SYSCO CORP COM 1M 19K –
TARGET CORP COM 1M 9K –
TESLA INC COM 2M 8K –
THERMO FISHER SCIENTIFIC INC COM 9M 17K –
TJX COS INC NEW COM 2M 15K –
UNILEVER PLC SPON ADR NEW 1M 25K –
UNITEDHEALTH GROUP INC COM 5M 10K –
VANGUARD WORLD FD ESG US STK ETF 2M 21K –
VERTEX PHARMACEUTICALS INC COM 3M 6K –
VISA INC COM CL A 3M 12K –
VOYA FINANCIAL INC COM 1M 20K –
WASTE MGMT INC DEL COM 6M 29K –
WILEY JOHN & SONS INC CL A 2M 54K –