Hedge Fund Database

LEGACY FINANCIAL STRATEGIES, LLC

Adviser information for LEGACY FINANCIAL STRATEGIES, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,862 $561.0M
Non-Discretionary 59 $84.6M
Total 1,921 $645.6M

Clients

Type Number RAUM
Individuals 356 $106.3M
HNW Individuals 255 $409.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 59 $111.3M
Charitable organizations <5 $7.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $11.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-107930
SEC ERA File Number 801-107930
SEC CIK Numbers 1723925
SEC CRD Numbers 283553
Legal Entity Identifier None

Principal Office

11300 TOMAHAWK CREEK PARKWAY
SUITE 190
LEAWOOD
KS
United States
Monday - Friday, 8:30-5:00
Tel: 913-403-0600, Fax: 913-403-0700

Websites

www.legacykc.com www.linkedin.com/company/legacy-financial-strategies-llc/ www.legacynextkc.com www.facebook.com/legacyfinancialstrategiesleawood/

Chief Compliance Officer

HEATHER HARDMAN
RELATIONSHIP MANAGER/OPERATIONS ASSOCIATE
11300 TOMAHAWK CREEK PARKWAY
SUITE 190
LEAWOOD
KS
United States
Tel: 913-403-0600
Fax: 913-403-0700
(Full email address available in API data)

Regulatory Contact

MARK DONALDSON, CFA
PO BOX 7269
KANSAS CITY
MO
United States
Tel: 9137077366
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WREN, MICHAEL, VOORHEES Individual – CONTROLLING OWNER / CEO / PRINCIPAL / IAR 03/2015 25-50%
HARDMAN, HEATHER, N Individual – CHIEF COMPLIANCE OFFICER 02/2018 < 5%
PROCTOR, CHRISTOPHER, DAVID Individual – MINORITY OWNER / PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF INVESTMENT OFFICER 05/2018 10-25%
DWYER, DAVID, PATRICK Individual – MINORITY OWNER / PRINCIPAL 04/2018 10-25%
WATTS, JACOB, ANDREW Individual – MINORITY OWNER / PRINCIPAL 04/2018 10-25%
ROGERS, ANDREW, DAVID Individual – MINORITY OWNER / PRINCIPAL 01/2023 5-10%

No. Employees, Historic

20100201920202021202220232024202510 on 5/16/201910 on 8/29/201910 on 12/17/201911 on 3/24/202011 on 6/24/202011 on 7/24/202013 on 3/14/202113 on 3/15/202113 on 6/7/202113 on 8/4/202113 on 12/14/202113 on 12/20/202111 on 3/22/202212 on 1/25/202312 on 1/25/202312 on 1/25/202312 on 11/22/202314 on 3/20/2024

RAUM, Historic

700M350M02019202020212022202320242025271335604 on 5/16/2019271335604 on 8/29/2019271335604 on 12/17/2019354317943 on 3/24/2020354317943 on 6/24/2020354317943 on 7/24/2020429117112 on 3/14/2021429117112 on 3/15/2021429117112 on 6/7/2021429117112 on 8/4/2021429117112 on 12/14/2021429117112 on 12/20/2021527425037 on 3/22/2022508657490 on 1/25/2023508657490 on 1/25/2023508657490 on 1/25/2023508657490 on 11/22/2023645630341 on 3/20/2024

No. Clients, Historic

70035002019202020212022202320242025620 on 5/16/2019620 on 8/29/2019620 on 12/17/2019623 on 3/24/2020623 on 6/24/2020623 on 7/24/2020623 on 3/14/2021623 on 3/15/2021623 on 6/7/2021623 on 8/4/2021623 on 12/14/2021623 on 12/20/2021665 on 3/22/2022670 on 1/25/2023670 on 1/25/2023670 on 1/25/2023670 on 11/22/2023670 on 3/20/2024

Holdings

From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 3M 25K –
ABBVIE INC COM 3M 18K –
ADVANCED MICRO DEVICES INC COM 451K 3K –
AFLAC INC COM 4M 40K –
AIR PRODS & CHEMS INC COM 2M 10K –
ALPHABET INC CAP STK CL A 1M 6K –
ALPHABET INC CAP STK CL C 221K 1K –
AMAZON COM INC COM 2M 9K –
AMERICAN CENTY ETF TR US SML CP VALU 3M 32K –
AMERICAN EXPRESS CO COM 375K 2K –
APOLLO COML REAL EST FIN INC COM 114K 12K –
APPLE INC COM 7M 30K –
ARISTA NETWORKS INC COM 303K 828 –
ASML HOLDING N V N Y REGISTRY SHS 1M 1K –
ATMOS ENERGY CORP COM 3M 24K –
AUTOMATIC DATA PROCESSING IN COM 3M 13K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 10K –
BROWN & BROWN INC COM 4M 44K –
CADENCE DESIGN SYSTEM INC COM 257K 815 –
CANADIAN PACIFIC KANSAS CITY COM 825K 10K –
CATERPILLAR INC COM 3M 11K –
CINCINNATI FINL CORP COM 3M 22K –
CINTAS CORP COM 4M 6K –
DEERE & CO COM 209K 577 –
EATON VANCE NATL MUN OPPORT COM SHS 391K 23K –
ELI LILLY & CO COM 642K 715 –
ENERGY TRANSFER L P COM UT LTD PTN 300K 18K –
FASTENAL CO COM 2M 33K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 859K 13K –
HOME DEPOT INC COM 216K 649 –
HONEYWELL INTL INC COM 1M 5K –
INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 2M 100K –
INDEXIQ ETF TR IQ MRGR ARB ETF 322K 10K –
INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 815K 10K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 322K 2K –
ISHARES TR CORE DIV GRWTH 30M 514K –
ISHARES TR CORE S&P SCP ETF 15M 138K –
ISHARES TR CORE S&P US VLU 2M 21K –
ISHARES TR CORE US AGGBD ET 33M 344K –
ISHARES TR EXPANDED TECH 554K 6K –
ISHARES TR EXPND TEC SC ETF 25M 262K –
ISHARES TR GLOBAL 100 ETF 643K 7K –
ISHARES TR IBOXX HI YD ETF 251K 3K –
ISHARES TR NATIONAL MUN ETF 7M 63K –
ISHARES TR RUS MDCP VAL ETF 249K 2K –
ISHARES TR SHRT NAT MUN ETF 374K 4K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 831K 15K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 246K 5K –
JANUS DETROIT STR TR HENDRSON AAA CL 474K 9K –
JOHNSON & JOHNSON COM 348K 2K –
JPMORGAN CHASE & CO. COM 793K 4K –
LINDE PLC SHS 3M 7K –
LOWES COS INC COM 3M 13K –
MAINSTAY MACKAY DEFINEDTERM COM 288K 17K –
MASTERCARD INCORPORATED CL A 239K 534 –
MCCORMICK & CO INC COM NON VTG 3M 37K –
META PLATFORMS INC CL A 775K 2K –
MICROSOFT CORP COM 4M 8K –
NEXTERA ENERGY INC COM 3M 45K –
NORDSON CORP COM 2M 10K –
NVIDIA CORPORATION COM 5M 37K –
OREILLY AUTOMOTIVE INC COM 260K 255 –
PACER FDS TR US CASH COWS 100 557K 10K –
PALO ALTO NETWORKS INC COM 228K 669 –
PRICE T ROWE GROUP INC COM 3M 24K –
PROSHARES TR S&P 500 DV ARIST 1M 10K –
ROPER TECHNOLOGIES INC COM 3M 6K –
S&P GLOBAL INC COM 3M 7K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 921K 14K –
SCHWAB STRATEGIC TR US BRD MKT ETF 39M 620K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 40M 513K –
SCHWAB STRATEGIC TR US LCAP GR ETF 72M 699K –
SELECT SECTOR SPDR TR SBI CONS DISCR 395K 2K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 12M 83K –
SELECT SECTOR SPDR TR TECHNOLOGY 254K 1K –
SHERWIN WILLIAMS CO COM 3M 11K –
SMITH A O CORP COM 3M 39K –
SPDR S&P 500 ETF TR TR UNIT 3M 6K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 307K 576 –
SPDR SER TR NUVEEN BLOOMBERG 810K 32K –
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 269K 14K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 245K 1K –
TARGET CORP COM 3M 18K –
TESLA INC COM 870K 4K –
THERMO FISHER SCIENTIFIC INC COM 201K 375 –
T-MOBILE US INC COM 846K 5K –
TRANSOCEAN LTD REGISTERED SHS 57K 11K –
TWO HBRS INVT CORP COM 170K 13K –
UNITEDHEALTH GROUP INC COM 284K 581 –
VANECK ETF TRUST SEMICONDUCTR ETF 326K 1K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 16K –
VANGUARD INDEX FDS S&P 500 ETF SHS 4M 9K –
VANGUARD INDEX FDS TOTAL STK MKT 15M 54K –
VANGUARD INDEX FDS VALUE ETF 259K 2K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 221K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 770K 4K –
VISA INC COM CL A 212K 789 –
WALMART INC COM 236K 3K –