SUMMA CORP.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	47	$266.1M
Non-Discretionary	9	$95.5M
Total	56	$361.6M

Clients

Type	Number	RAUM
Individuals	24	$14.6M
HNW Individuals	30	$266.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	<5	$75.6M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$5.3M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	89

Services

Advisory Services	Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)INVESTMENT ADVISORY SERVICES
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-107935
SEC ERA File Number	801-107935
SEC CIK Numbers	1954929
SEC CRD Numbers	113091
Legal Entity Identifier	None

Principal Office

25219 KUYKENDAHL RD
SUITE 260
TOMBALL
TX
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic