LOBNEK WEALTH MANAGEMENT INC.
Adviser information for LOBNEK WEALTH MANAGEMENT INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $13.9M |
| Non-Discretionary | 4 | $155.0M |
| Total | 11 | $168.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 11 | $168.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersFINANCIAL REPORTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-107956 |
|---|---|
| SEC ERA File Number | 801-107956 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284024 |
| Legal Entity Identifier | None |
Principal Office
C/O PATTERSON BELKNAP WEBB & TYLER LLP1133 AVENUE OF THE AMERICAS
NEW YORK
NY
United States
Monday - Friday, 8AM TO 6PM CET
Tel: 646 801 4923, Fax: None
Websites
Chief Compliance Officer
GIANPIERO STURZO
CHIEF COMPLIANCE OFFICER
7, RUE DE LA CONFEDERATION
GENEVA
Switzerland
Tel:
41 22 718 90 30
Fax:
41 22 718 90 39
G***************@*********M
(Full email address available in API data)
Industry Affiliates
| LOBNEK WEALTH MANAGEMENT S.A. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOBNEK WEALTH MANAGEMENT S.A. | Foreign Entity | – | PARENT | 01/2016 | > 75% |
| MORET, MARC, ANTOINE | Individual | – | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | 04/2013 | < 5% |
| Sturzo, Gianpiero | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 01/2016 | < 5% |
| MORET, MARC, ANTOINE | Individual | LOBNEK WEALTH MANAGEMENT S.A. | OWNER | 11/2006 | > 75% |