THE AFFINITY GROUP, LLC
Adviser information for THE AFFINITY GROUP, LLC last updated from Form ADV on December 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $156,702 |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $156,702 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $156,702 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)REFERRAL OF CLIENTS TO OTHER INVESTMENT ADVISERS |
|---|---|
| Compensation | % of AUMFixed feesREFERRAL FEES |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-107966 |
|---|---|
| SEC ERA File Number | 801-107966 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283819 |
| Legal Entity Identifier | None |
Principal Office
4 TOWER PLACEFIRST FLOOR
ALBANY
NY
United States
Monday - Friday, 9:00 - 5:00
Tel: 518-776-1140, Fax: 518-776-1139
Websites
Chief Compliance Officer
NICHOLAS PREDDICE
MEMBER
4 TOWER PLACE
FIRST FLOOR
ALBANY
NY
United States
Tel:
518-776-1271
N********@***************M
(Full email address available in API data)
Regulatory Contact
GARY SANCILIO
MEMBER
4 TOWER PLACE
FIRST FLOOR
ALBANY
NY
United States
Tel:
518-776-1268
G********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PREDDICE, NICHOLAS, STEVEN | Individual | – | CHIEF COMPLIANCE OFFICER \ MEMBER | 07/2023 | 50-75% |
| SANCILIO, GARY | Individual | – | MEMBER | 07/2023 | 50-75% |