SAGESPRING WEALTH PARTNERS
Adviser information for SAGESPRING WEALTH PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 173 |
|---|---|
| Investment Advisory/Research | 98 |
| Registered Broker-Dealer Representatives | 98 |
| Registered State Investment Advisers | 98 |
| Licensed Agents of an Insurance Company | 83 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,916 | $784.2M |
| Non-Discretionary | 26,005 | $4.7B |
| Total | 28,921 | $5.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 9,920 | $2.8B |
| HNW Individuals | 1,193 | $2.7B |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.7B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AMBASSADOR | RAYMOND JAMES & ASSOCIATES, INC. |
| FREEDOM | RAYMOND JAMES & ASSOCIATES, INC. |
| RJCS | RAYMOND JAMES & ASSOCIATES, INC. |
| AMERICAN FUNDS MODEL PORTFOLIO PROGRAM | RAYMOND JAMES & ASSOCIATES, INC. |
Identifiers
| SEC RIA File Number | 801-107971 |
|---|---|
| SEC ERA File Number | 801-107971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283515 |
| Legal Entity Identifier | None |
Principal Office
801 CRESCENT CENTRE DRIVESUITE 600
FRANKLIN
TN
United States
Monday - Friday, 8:00-5:00 CST
Tel: 615-861-6100, Fax: 615-391-2847
Chief Compliance Officer
W. BRADLEY CLAYTON
CHIEF COMPLIANCE OFFICER
801 CRESCENT CENTRE DRIVE
SUITE 600
FRANKLIN
TN
United States
Tel:
615-884-3635
Fax:
615-391-2847
B***********@*************M
(Full email address available in API data)
Regulatory Contact
DEBORAH JENKINS
COMPLIANCE MANAGER
801 CRESCENT CENTRE DRIVE
SUITE 600
FRANKLIN
TN
United States
Tel:
615-861-6104
Fax:
615-391-2847
D**************@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOBYNS, JEFFREY, THOMAS | Individual | – | PRESIDENT / CEO | 07/2014 | < 5% |
| SAGESPRING HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER | 12/2021 | > 75% |
| SAGESPRING PARTNERS, LLC | Domestic Entity | SAGESPRING HOLDINGS, LLC | SHAREHOLDER | 11/2021 | > 75% |
| HARDING, BRIAN, DAVID | Individual | – | CHIEF FINANCIAL OFFICER | 02/2023 | < 5% |
| CLAYTON, WILLIAM, BRADLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |