KEEL CAPITAL AB
Adviser information for KEEL CAPITAL AB last updated from Form ADV on September 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Sweden |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $713.6M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $713.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $94.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $426.1M |
| Pension and profit sharing plans | <5 | $35.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $157.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-107972 |
|---|---|
| SEC ERA File Number | 801-107972 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283825 |
| Legal Entity Identifier | 549300XRW34CJZEXFG78 |
Principal Office
SVEAVAGEN 28-30STOCKHOLM
Sweden
Monday - Friday, 7:00AM - 5:30PM
Tel: 46 84122245, Fax: 46 84122249
Websites
Chief Compliance Officer
GUSTAF JOHANSSON
CHIEF RISK OFFICER
SVEAVAGEN 28-30
STOCKHOLM
Sweden
Tel:
46 84122245
J********@*************E
(Full email address available in API data)
Regulatory Contact
FREDRIK GUTENBRANT
CHIEF EXECUTIVE OFFICER
SVEAVAGEN 28-30
STOCKHOLM
Sweden
Tel:
46 84122245
G*********@*************E
(Full email address available in API data)
Industry Affiliates
| KEEL CAPITAL S.A., SICAV-SIF | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KEEL CAPITAL S.A., SICAV-SIF - FOGHORN FUND | SUB-FUND OF THE SICAV | $95.2M | $0.5M | 20 |
| KEEL CAPITAL S.A., SICAV-SIF - FOGHORN X2 | SUB-FUND OF THE SICAV | $215.9M | $0.5M | 18 |
| KEEL CAPITAL S.A., SICAV-SIF - LONGHORN FUND | SUB-FUND OF THE SICAV | $115.1M | $0.5M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Gutenbrant, Fredrik, Anders | Individual | – | OWNER, CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER | 10/2009 | 5-10% |
| KAMERALNA AB | Foreign Entity | – | OWNER | 12/2021 | 5-10% |
| Johansson, Sven, Gustaf | Individual | KAMERALNA AB | OWNER, CHIEF RISK OFFICER/CHIEF COMPLIANCE OFFICER | 12/2021 | > 75% |
| VINSVEPAREN AB | Foreign Entity | – | OWNER | 12/2021 | 25-50% |
| SMULTEBERG HOLDING AB | Foreign Entity | – | OWNER | 12/2021 | 25-50% |
| LAAS GEEL AB | Foreign Entity | – | OWNER | 12/2021 | 5-10% |
| Daar, Bile | Individual | LAAS GEEL AB | OWNER, PORTFOLIO MANAGER | 12/2021 | > 75% |
| Ruhne, Mats | Individual | VINSVEPAREN AB | OWNER | 12/2021 | > 75% |
| Svensson, Tomas, Mathias | Individual | SMULTEBERG HOLDING AB | OWNER, PORTFOLIO MANAGER | 12/2021 | 50-75% |
| HALLSFJARDEN HOLDING AB | Foreign Entity | – | OWNER | 02/2023 | 5-10% |
| Dahl, Andreas | Individual | HALLSFJARDEN HOLDING AB | OWNER | 02/2023 | > 75% |