REDDING RIDGE ASSET MANAGEMENT LLC
Adviser information for REDDING RIDGE ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 41 |
|---|---|
| Investment Advisory/Research | 41 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 37 | $19.4B |
| Non-Discretionary | 0 | $0 |
| Total | 37 | $19.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 37 | $19.4B |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-107999 |
|---|---|
| SEC ERA File Number | 801-107999 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283058 |
| Legal Entity Identifier | 5493005MGRBWNB2HI714 |
Principal Office
9 WEST 57TH STREET17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (877) 256-7726, Fax: None
Chief Compliance Officer
STEFANIE J. SUNDEL
3 BRYANT PARK
40TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 822-0812
S*****@*******M
(Full email address available in API data)
Regulatory Contact
ALAN BOGOEVSKI
DEPUTY CHIEF COMPLIANCE OFFICER
9 W 57TH STREET
17TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 320-2371
B********@*******M
(Full email address available in API data)
Industry Affiliates
| AA RRH GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AA RRH, L.P. | Sponsor or syndicator of limited partnerships |
| AAA ADVISORS GP, LLC | Other investment adviser, including financial planners |
| APH HOLDINGS (DC), L.P. | Sponsor or syndicator of limited partnerships |
| APH HOLDINGS (DC), L.P. | Other investment adviser, including financial planners |
| APO CORP. | Other investment adviser, including financial planners |
| APOLLO ALIGNED ALTERNATIVE ADVISORS, L.P. | Other investment adviser, including financial planners |
| APOLLO ASSET MANAGEMENT, INC. | Other investment adviser, including financial planners |
| APOLLO GLOBAL MANAGEMENT, INC. | Other investment adviser, including financial planners |
| APOLLO GLOBAL MANAGEMENT, INC. | Sponsor or syndicator of limited partnerships |
| APOLLO PRINCIPAL HOLDINGS VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| APOLLO PRINCIPAL HOLDINGS VI GP, LTD | Sponsor or syndicator of limited partnerships |
| APOLLO PRINCIPAL HOLDINGS VI, L.P. | Sponsor or syndicator of limited partnerships |
| REDDING RIDGE ADVISORS LLC | Commodity pool operator or commodity trading advisor |
| REDDING RIDGE ASSET MANAGEMENT (UK) LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALM 2020, LTD. | Securitized Asset Fund | $1,555.8M | $0.0M | 1 |
| RR 1 LTD | Securitized Asset Fund | $713.0M | $0.0M | 1 |
| RR 2 LTD | Securitized Asset Fund | $813.7M | $0.0M | 1 |
| RR 3 LTD | Securitized Asset Fund | $1,259.4M | $0.0M | 1 |
| RR 4 LTD | Securitized Asset Fund | $822.3M | $0.0M | 1 |
| RR 5 LTD | Securitized Asset Fund | $493.1M | $0.0M | 1 |
| RR 6 LTD | Securitized Asset Fund | $611.6M | $0.0M | 1 |
| RR 7 LTD | Securitized Asset Fund | $819.0M | $0.0M | 1 |
| RR 8 LTD | Securitized Asset Fund | $514.5M | $0.0M | 1 |
| RR 12 LTD | Securitized Asset Fund | $486.3M | $0.0M | 1 |
| RR 14 LTD | Securitized Asset Fund | $663.7M | $0.0M | 1 |
| RR 15 LTD | Securitized Asset Fund | $660.5M | $0.0M | 1 |
| RR 16 LTD | Securitized Asset Fund | $607.8M | $0.0M | 1 |
| RR 17 LTD | Securitized Asset Fund | $716.7M | $0.0M | 1 |
| RR 18 LTD | Securitized Asset Fund | $777.4M | $0.0M | 1 |
| RR 19 LTD | Securitized Asset Fund | $724.5M | $0.0M | 1 |
| RR 20 LTD | Securitized Asset Fund | $411.2M | $0.0M | 1 |
| RR 21 LTD | Securitized Asset Fund | $413.7M | $0.0M | 1 |
| RR 22 LTD | Securitized Asset Fund | $0.5M | $0.0M | 1 |
| RR 23 LTD | Securitized Asset Fund | $892.4M | $0.0M | 1 |
| RR 24 LTD | Securitized Asset Fund | $726.8M | $0.0M | 1 |
| RR 25 LTD | Securitized Asset Fund | $519.6M | $0.0M | 1 |
| RR 26 LTD | Securitized Asset Fund | $517.4M | $0.0M | 1 |
| RR 27 LTD | Securitized Asset Fund | $424.3M | $0.0M | 1 |
| RR BERBERE 2 LTD | Securitized Asset Fund | $23.4M | $0.0M | 1 |
| RR BHUT JOLOKIA 3 LTD | Securitized Asset Fund | $59.6M | $0.0M | 1 |
| RR CAYENNE 4 LTD | Securitized Asset Fund | $24.5M | $0.0M | 1 |
| RR POBLANO 4 LTD | Securitized Asset Fund | $50.7M | $0.0M | 1 |
| RR REAPER BROWN CAROLINA 2 LTD | Securitized Asset Fund | $177.4M | $0.0M | 1 |
| RR TABASCO 1 LTD | Securitized Asset Fund | $15.2M | $0.0M | 1 |
| RRAM BETA 1, LTD. | Securitized Asset Fund | $94.9M | $0.0M | 1 |
| RRX 1 LTD | Securitized Asset Fund | $572.6M | $0.3M | 1 |
| RRX 3 LTD | Securitized Asset Fund | $418.6M | $0.3M | 1 |
| RRX 4 LTD | Securitized Asset Fund | $521.4M | $0.3M | 1 |
| RRX 5 LTD | Securitized Asset Fund | $469.3M | $0.3M | 1 |
| RRX 6 LTD | Securitized Asset Fund | $420.3M | $0.3M | 1 |
| RRX 7 LTD | Securitized Asset Fund | $526.1M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REDDING RIDGE HOLDINGS LP | Domestic Entity | – | MEMBER | 03/2016 | > 75% |
| APO CORP. | Domestic Entity | APOLLO PRINCIPAL HOLDINGS VI GP, LLC | SOLE MEMBER | 09/2022 | > 75% |
| APOLLO GLOBAL MANAGEMENT, INC. | Domestic Entity | APOLLO ASSET MANAGEMENT, INC. | SOLE SHAREHOLDER | 01/2022 | > 75% |
| APOLLO ASSET MANAGEMENT, INC. | Domestic Entity | APO CORP. | SOLE MEMBER | 01/2022 | > 75% |
| AA RRH GP, LLC | Foreign Entity | AA RRH, L.P. | GENERAL PARTNER | 09/2022 | |
| Hester, Kristin, Marie | Individual | – | CHIEF LEGAL OFFICER | 06/2022 | < 5% |
| AA RRH, L.P. | Foreign Entity | REDDING RIDGE HOLDINGS LP | LIMITED PARTNER | 09/2022 | 25-50% |
| APOLLO ALIGNED ALTERNATIVE ADVISORS, L.P. | Foreign Entity | AA RRH GP, LLC | MANAGING MEMBER | 09/2022 | |
| AAA ADVISORS GP, LLC | Foreign Entity | APOLLO ALIGNED ALTERNATIVE ADVISORS, L.P. | GENERAL PARTNER | 09/2022 | |
| APH HOLDINGS (DC), L.P. | Domestic Entity | AAA ADVISORS GP, LLC | SOLE MEMBER | 09/2022 | > 75% |
| APOLLO PRINCIPAL HOLDINGS VI, L.P. | Domestic Entity | APH HOLDINGS (DC), L.P. | LIMITED PARTNER | 09/2022 | |
| APOLLO PRINCIPAL HOLDINGS VI GP, LLC | Domestic Entity | APOLLO PRINCIPAL HOLDINGS VI, L.P. | GENERAL PARTNER | 09/2022 | |
| APOLLO PRINCIPAL HOLDINGS IV GP, LTD. | Foreign Entity | APH HOLDINGS (DC), L.P. | GENERAL PARTNER | 09/2022 | |
| APOLLO GLOBAL MANAGEMENT, INC. | Domestic Entity | APOLLO PRINCIPAL HOLDINGS VI, L.P. | LIMITED PARTNER | 09/2022 | 25-50% |
| APH HOLDINGS (DC), L.P. | Domestic Entity | APOLLO ALIGNED ALTERNATIVE ADVISORS, L.P. | LIMITED PARTNER | 09/2022 | > 75% |
| BOWMAN, STEVEN, MICHAEL | Individual | – | DIRECTOR | 08/2016 | < 5% |
| RIDDELL, STEPHEN, MARK | Individual | – | CHIEF INVESTMENT OFFICER | 08/2016 | < 5% |
| LEAS, BRET, ERIC | Individual | – | DIRECTOR | 08/2016 | < 5% |
| VANEK, JAMES, E. | Individual | – | DIRECTOR | 08/2016 | < 5% |
| GALOWSKI, JAMES, EDWARD | Individual | – | DIRECTOR | 08/2016 | < 5% |
| Cantor, Matthew, Allen | Individual | – | DIRECTOR | 08/2016 | < 5% |
| Elia, David | Individual | – | DIRECTOR | 03/2017 | < 5% |
| Trinidad, Andria, Carloni | Individual | – | CHIEF FINANCIAL OFFICER | 08/2016 | < 5% |
| SUNDEL, STEFANIE, J | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |