DSF ADVISORS, LLC
Adviser information for DSF ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108000 |
|---|---|
| SEC ERA File Number | 801-108000 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283411 |
| Legal Entity Identifier | None |
Principal Office
341 NEWBURY STREETSUITE 5
BOSTON
MA
United States
Monday - Friday, 9:00 AM - 5:30 PM
Tel: 617-675-3600, Fax: None
Chief Compliance Officer
ERIC SMITH
341 NEWBURY STREET
SUITE 5
BOSTON
MA
United States
Tel:
332-262-4633
E*********@************M
(Full email address available in API data)
Regulatory Contact
THOMAS MAZZA
CHIEF OPERATING OFFICER
341 NEWBURY STREET
SUITE 5
BOSTON
MA
United States
Tel:
617-675-3600
T*****@**************M
(Full email address available in API data)
Industry Affiliates
| DSF MULTI-FAMILY FUND-2019 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DSF MULTI-FAMILY FUND-2023 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DSF MULTI-FAMILY REAL ESTATE FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DSF MULTI-FAMILY FUND-2019 A, LP | Real Estate Fund | $35.0M | $15.0M | 2 |
| DSF MULTI-FAMILY FUND-2019 B, LP | Real Estate Fund | $5.0M | $5.0M | 1 |
| DSF MULTI-FAMILY FUND-2019, LP | Real Estate Fund | $370.7M | $0.1M | 63 |
| DSF MULTI-FAMILY FUND-2023 A, LP | Real Estate Fund | $20.0M | $20.0M | 1 |
| DSF MULTI-FAMILY FUND-2023, LP | Real Estate Fund | $481.9M | $0.1M | 63 |
| DSF MULTI-FAMILY REAL ESTATE FUND III-A, LP | Real Estate Fund | $30.0M | $10.0M | 2 |
| DSF MULTI-FAMILY REAL ESTATE FUND III-B, LP | Real Estate Fund | $5.0M | $5.0M | 1 |
| DSF MULTI-FAMILY REAL ESTATE FUND III, LP | Real Estate Fund | $250.1M | $0.1M | 93 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOLOMON, ARTHUR, PAUL | Individual | – | MANAGING MEMBER | 11/2000 | < 5% |
| SOLOMON, JOSHUA, DOUGLAS | Individual | – | MANAGING MEMBER | 11/2000 | 50-75% |
| MAZZA, THOMAS, WALKER | Individual | – | MANAGING MEMBER | 11/2000 | 50-75% |
| SMITH, ERIC, DOUGLAS | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |