ALMITAS CAPITAL LLC
Adviser information for ALMITAS CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 11 |
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Investment Advisory/Research | 7 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $783.7M |
Non-Discretionary | 0 | $0 |
Total | 2 | $783.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 2 | $783.7M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1460 4TH STREETSUITE 300
SANTA MONICA
CA
United States
Monday - Friday, 7AM-4PM
Tel: 310-573-4343, Fax: 310-573-4082
Websites
Chief Compliance Officer
RONALD MASS
MANAGING PRINCIPAL
1460 4TH STREET
SUITE 300
SANTA MONICA
CA
United States
Tel:
310-573-4343
R****@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
ALMITAS OPPORTUNITY FUND LP | Hedge Fund | $505.8M | $0.5M | 84 |
ALMITAS TACTICAL FUND LP | Hedge Fund | $277.9M | $0.5M | 42 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MASS, RONALD, DEAN | Individual | – | MANAGING PRINCIPAL; MEMBER; CHIEF COMPLIANCE OFFICER | 01/2013 | > 75% |
Gomez, Michael, Paul | Individual | – | CHIEF FINANCIAL OFFICER | 04/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
BlackRock Health Sciences Term Trust | COM SHS | 27M | 2M | – |
Nuveen Core Plus Impact Fund | COM BEN INT | 16M | 1M | – |
BlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 15M | 839K | – |
Nuveen Pennsylvania Quality Municipal Income Fund | COM | 14M | 1M | – |
Miller/Howard High Dividend Fund | COM SHS BEN IN | 12M | 1M | – |
Nuveen Preferred & Income Term Fund | COM | 10M | 502K | – |
MainStay MacKay DefinedTerm Municipal Opportunities Fund | COM | 8M | 500K | – |
PGIM Short Duration High Yield Opportunities Fund | COM | 8M | 526K | – |
Tortoise Midstream Energy Fund Inc | COM | 8M | 181K | – |
Eaton Vance New York Municipal Bond Fund | COM | 7M | 730K | – |
BNY Mellon Municipal Income Inc | COM | 6M | 791K | – |
New America High Income Fund Inc/The | COM NEW | 4M | 607K | – |
Atea Pharmaceuticals Inc | COM | 4M | 1M | – |
Tortoise Pipeline & Energy Fund Inc | COM | 4M | 117K | – |
Design Therapeutics Inc | COM | 4M | 1M | – |
Destra Multi-Alternative Fund | COMMON SHARES | 4M | 515K | – |
BlackRock Innovation and Growth Term Trust | SHS BEN INT | 4M | 543K | – |
DTF Tax-Free Income 2028 Term Fund Inc | COM | 4M | 353K | – |
MFS Investment Grade Municipal Trust | SH BEN INT | 4M | 477K | – |
Amylyx Pharmaceuticals Inc | COM | 4M | 2M | – |
Western Asset Investment Grade Defined Opportunity Trust Inc | COM | 4M | 209K | – |
General American Investors Co Inc | COM | 3M | 67K | – |
BNY Mellon Strategic Municipal Bond Fund Inc | COM | 3M | 559K | – |
SRH Total Return Fund Inc | COM | 3M | 220K | – |
Morgan Stanley India Investment Fund Inc | COM | 3M | 115K | – |
Japan Smaller Capitalization Fund Inc | COM | 3M | 361K | – |
DWS Strategic Municipal Income Trust | COM | 3M | 277K | – |
MFS High Income Municipal Trust | SH BEN INT | 3M | 723K | – |
Western Asset Global Corporate Defined Opportunity Fund Inc | COM | 2M | 203K | – |
Virtus Convertible & Income 2024 Target Term Fund | COM | 2M | 272K | – |
BlackRock California Municipal Income Trust | SH BEN INT | 2M | 165K | – |
Clough Global Opportunities Fund | SH BEN INT | 2M | 363K | – |
Eaton Vance California Municipal Income Trust | SH BEN INT | 2M | 177K | – |
Eaton Vance California Municipal Bond Fund | COM | 2M | 183K | – |
Mexico Fund Inc/The | COM | 2M | 108K | – |
Pioneer Municipal High Income Fund Trust | COM SHS | 2M | 185K | – |
Invesco Pennsylvania Value Municipal Income Trust | COM | 2M | 153K | – |
AllianceBernstein National Municipal Income Fund | COM | 2M | 150K | – |
ACELYRIN Inc | COM | 2M | 376K | – |
Great Ajax Corp | COM | 2M | 456K | – |
Pioneer Municipal High Income Opportunities Fund Inc | COMMON STOCK | 2M | 139K | – |
BlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 2M | 77K | – |
Two Harbors Investment Corp | NOTE 6.250% 1/1 | 2M | – | – |
Clough Global Dividend and Income Fund | COM | 1M | 223K | – |
Taiwan Fund Inc/The/MD | COM | 1M | 28K | – |
PIMCO Energy & Tactical Credit Opportunities Fund | COM SHS BEN INT | 1M | 53K | – |
Nektar Therapeutics | COM | 1M | 920K | – |
Voya Infrastructure Industrials and Materials Fund | COM | 1M | 111K | – |
Invesco Trust for Investment Grade New York Municipals | COM | 1M | 97K | – |
New York Mortgage Trust Inc | COM | 1M | 185K | – |
Western Asset Inflation-Linked Income Fund | COM SH BEN INT | 951K | 119K | – |
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc | COM | 951K | 107K | – |
Tortoise Energy Infrastructure Corp | COM | 888K | 25K | – |
Thornburg Income Builder Opportunities Trust | COM | 882K | 55K | – |
Pioneer Municipal High Income Advantage Fund Inc | COM | 749K | 91K | – |
BlackRock Capital Allocation Term Trust | COM | 728K | 44K | – |
Neuberger Berman Municipal Fund Inc | COM | 673K | 63K | – |
Nuveen New Jersey Quality Municipal Income Fund | COM | 664K | 54K | – |
Morgan Stanley Emerging Markets Domestic Debt Fund Inc | COM | 634K | 139K | – |
Nicholas Financial | COM NEW | 633K | 96K | – |
Central and Eastern Europe Fund Inc | COM | 579K | 54K | – |
DWS Municipal Income Trust | COM | 569K | 60K | – |
Tortoise Energy Independence Fund Inc | COM | 546K | 15K | – |
BNY Mellon Municipal Bond Infrastructure Fund Inc | COM SHS | 464K | 44K | – |
John Hancock Tax-Advantaged Dividend Income Fund | COM | 434K | 21K | – |
BNY Mellon Strategic Municipals Inc | COM | 351K | 57K | – |
MFS High Yield Municipal Trust | SH BEN INT | 314K | 91K | – |
Calamos Long/Short Equity & Dynamic Income Trust | COM | 231K | 15K | – |
Highland Opportunities and Income Fund | HIGHLAND INCOME | 215K | 34K | – |
Spruce Biosciences Inc | COM | 205K | 397K | – |
Federated Hermes Premier Municipal Income Fund | COM | 204K | 18K | – |
Invesco Quality Municipal Income Trust | COM | 177K | 18K | – |
Rallybio Corp | COM | 135K | 101K | – |
Invesco Trust for Investment Grade Municipals | COM | 129K | 13K | – |
BlackRock Enhanced International Dividend Trust | COM BENE INTER | 90K | 16K | – |
PIMCO California Municipal Income Fund II | COM | 64K | 11K | – |