WHITEHAVEN ASSET MANAGEMENT, LP
Adviser information for WHITEHAVEN ASSET MANAGEMENT, LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $4.8B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $4.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
289 GREENWICH AVENUE3RD FLOOR
GREENWICH
CT
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 203-951-6344, Fax: 203-951-6431
Chief Compliance Officer
VINCENT MARCHISELLA
CHIEF FINANCIAL OFFICER
289 GREENWICH AVENUE
3RD FLOOR
GREENWICH
CT
United States
Tel:
203-951-6183
Fax:
203-951-6431
V***********@***************M
(Full email address available in API data)
Industry Affiliates
| HTE SELECT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WHITEHAVEN ASSET MANAGEMENT GP, LLC | Sponsor or syndicator of limited partnerships |
| WHITEHAVEN CREDIT OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HTE SELECT FUND, LP - SERIES I | Hedge Fund | $31.0M | $5.0M | 22 |
| WHITEHAVEN CREDIT OPPORTUNITIES MASTER FUND, LTD. | Hedge Fund | $4,748.0M | $1.0M | 166 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RICHMAN, SCOTT, SCHAPPS | Individual | – | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | 05/2013 | 25-50% |
| MARCHISELLA, VINCENT, RAYMOND | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 10/2013 | < 5% |
| WHITEHAVEN ASSET MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 10/2013 | < 5% |
| RICHMAN, SCOTT, SCHAPPS | Individual | WHITEHAVEN ASSET MANAGEMENT GP, LLC | MANAGING MEMBER | 10/2013 | > 75% |
| FERRARESE, PAUL, M | Individual | – | SENIOR PARTNER & HEAD OF BUSINESS DEVELOPMENT | 01/2020 | 25-50% |
| GOODWIN, ANDREW, FORD | Individual | – | SENIOR PARTNER & SENIOR INVESTMENT PROFESSIONAL | 01/2021 | 5-10% |
| SWIGGETT, BRIAN, TOWNSEND | Individual | – | PARTNER & SENIOR INVESTMENT PROFESSIONAL | 01/2021 | 5-10% |
| DICKSTEIN, JOSHUA, ANDREW | Individual | – | PARTNER & SENIOR INVESTMENT PROFESSIONAL | 01/2023 | < 5% |
| BATHON, CHRISTOPHER, JAMES | Individual | – | SENIOR PARTNER & PORTFOLIO MANAGER | 01/2024 | < 5% |